NIO executive discloses initial option and ADS holdings

NIO Inc. executive vice president Shen Feng filed an initial ownership report showing direct holdings of stock options and American depositary shares.

Rhea-AI Filing Summary

NIO Inc. executive vice president Shen Feng filed an initial ownership report showing direct holdings of stock options and American depositary shares. The filing lists several option grants over Class A ordinary shares, including 900,000 underlying shares at an exercise price of $1.8000 per share expiring on December 30, 2027, and other grants at exercise prices of $2.0500, $2.3900, and $2.5500 with expirations through 2030. A footnote states these options were granted under NIO’s share incentive plans and all have vested as of this Form 3. Shen also directly holds 22,947 American depositary shares, with each ADS representing one Class A ordinary share.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Shen Feng

Role Executive Vice President

Type	Security	Shares	Price	Value
holding	Options (right to buy)	--	--	--
holding	Options (right to buy)	--	--	--
holding	Options (right to buy)	--	--	--
holding	Options (right to buy)	--	--	--
holding	Options (right to buy)	--	--	--
holding	American depositary shares	--	--	--

Holdings After Transaction: Options (right to buy) — 1,540,000 contracts (Direct); American depositary shares — 22,947 shares (Direct)

Footnotes (2)

1. F1. Each American depositary shares representing one Class A ordinary share.
2. F2. Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3.

FAQ

What does Shen Feng’s Form 3 filing show for NIO (NIO)?

The Form 3 shows Shen Feng’s existing NIO equity holdings. It lists multiple vested stock option grants over Class A ordinary shares with various exercise prices and expirations, plus 22,947 American depositary shares, each representing one Class A ordinary share.

How many NIO options does Shen Feng hold according to this Form 3?

The filing lists several vested stock option grants over NIO shares. These include blocks over 900,000, 400,000, 120,000, 60,000 and another 60,000 Class A ordinary shares, each with its own exercise price and expiration date under NIO’s share incentive plans.

What are the key exercise prices and expirations in Shen Feng’s NIO options?

Shen Feng’s options carry exercise prices between $1.8000 and $2.5500. Expiration dates range from January 31, 2028 to December 31, 2030, with one grant expiring on December 30, 2027, all noted as vested as of the filing date.

How many NIO American depositary shares does Shen Feng hold?

The Form 3 reports 22,947 American depositary shares held directly. A footnote explains that each ADS represents one Class A ordinary share of NIO, giving Shen direct exposure to the company’s equity through these depositary shares.

Are Shen Feng’s NIO stock options vested in this Form 3 filing?

Yes, the filing states all reported options are vested. A footnote clarifies that the options were granted under NIO’s share incentive plans and that every listed option grant has vested as of the date of this Form 3.

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Accepted by SEC EDGAR 03/18/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Shen Feng

(Last) (First) (Middle)

BUILDING 19, NO. 1355,

CAOBAO ROAD, MINHANG DISTRICT

(Street)

SHANGHAI 200233

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)	22,947	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (right to buy)	(2)	12/30/2027	Class A ordinary shares	900,000	$1.8	D
Options (right to buy)	(2)	12/31/2030	Class A ordinary shares	400,000	$2.05	D
Options (right to buy)	(2)	04/01/2030	Class A ordinary shares	120,000	$2.39	D
Options (right to buy)	(2)	01/31/2028	Class A ordinary shares	60,000	$2.55	D
Options (right to buy)	04/02/2026	04/01/2030	Class A ordinary shares	60,000	$2.39	D

Explanation of Responses:

1. Each American depositary shares representing one Class A ordinary share.

2. Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Eve Tang, Attorney-in-Fact for Feng Shen	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)