NIO (NIO) EVP Zhou Xin details options, RSUs and share holdings in Form 3
Rhea-AI Filing Summary
NIO Inc. Executive Vice President Zhou Xin filed an initial ownership report detailing existing equity awards and holdings. The filing lists vested options over 417,000 Class A ordinary shares with exercise prices between $2.05 and $2.55, plus multiple restricted share unit grants totaling several tranches of 200,000 shares each that vest from June 1, 2026 through September 1, 2029. It also notes indirect ownership of 1,000,000 Class A ordinary shares through Prime Hubs Limited and direct holdings of 216,167 American depositary shares, each representing one Class A ordinary share. These entries reflect existing positions rather than new market purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
11 transactions reported
Mixed
11 txns
Insider
Zhou Xin
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Options (right to buy) | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Restricted share units | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
| holding | American depositary shares | -- | -- | -- |
Holdings After Transaction:
Options (right to buy) — 477,000 shares (Direct);
Restricted share units — 1,000,000 shares (Direct);
Class A ordinary shares — 1,000,000 shares (Indirect, by Prime Hubs Limited);
American depositary shares — 216,167 shares (Direct)
Footnotes (7)
- F1. Each American depositary share represents one Class A ordinary share.
- F2. Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3.
- F3. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 06/01/2026.
- F4. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2026.
- F5. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2027.
- F6. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2028.
- F7. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2029.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does NIO (NIO) Executive Vice President Zhou Xin report on this Form 3?
Zhou Xin reports existing equity positions in NIO, including options, restricted share units, Class A shares, and American depositary shares. The filing establishes his starting ownership baseline as an insider, rather than recording new purchases or sales in the market.
How many NIO options does Zhou Xin hold according to this Form 3?
The filing shows vested options linked to 417,000 NIO Class A ordinary shares, with exercise prices of $2.05, $2.39, and $2.55 per share. These options expire between January 31, 2028 and December 31, 2030, giving long-dated potential equity exposure.