Large NIO (NIO) equity position reported by CEO Li Bin on Form 3

Rhea-AI Filing Summary

NIO Inc. filed an initial Form 3 showing Chief Executive Officer Li Bin’s existing equity stake in the company. He directly holds options over 13,500,000 Class A ordinary shares at an exercise price of $2.55 per share, expiring on February 29, 2028, and all of these options have vested. He also holds restricted share units representing 248,454,460 Class A ordinary shares under NIO’s 2026 Share Incentive Plan, which vest in ten tranches based on performance conditions. In addition, he has indirect ownership of Class A and Class C ordinary shares through entities including NIO Users Community Limited, Originalwish Limited, mobike Global Ltd., and NIO Users Limited, and directly holds 7,703 American depositary shares, each representing one Class A ordinary share.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Li Bin (William)

(Last) (First) (Middle)

BUILDING 19, NO. 1355,

CAOBAO ROAD, MINHANG DISTRICT

(Street)

SHANGHAI 200233

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	16,967,776	I	by NIO Users Community Limited
Class C ordinary shares	89,013,451	I	by Originalwish Limited
Class C ordinary shares	26,454,325	I	by mobike Global Ltd.
Class C ordinary shares	33,032,224	I	by NIO Users Limited
American depositary shares(1)	7,703	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (right to buy)	(2)	02/29/2028	Class A ordinary shares	13,500,000	$2.55	D
Restricted share units	(3)	03/11/2038	Class A ordinary shares	248,454,460	(3)	D

Explanation of Responses:

1. Each American depositary share represents one Class A ordinary share.

2. Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3.

3. Represents restricted share units granted to the reporting person pursuant to the issuer's 2026 Share Incentive Plan, which consist of ten tranches. The vesting of each tranche is subject to the satisfaction of certain performance conditions. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Eve Tang, Attorney-in-Fact for Bin (William) Li	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does NIO (NIO) CEO Li Bin’s Form 3 filing show?

The Form 3 shows Li Bin’s existing ownership in NIO, including vested options, performance-based restricted share units, indirect holdings of Class A and Class C ordinary shares through several entities, and a small direct position in American depositary shares representing Class A shares.

How many options does NIO (NIO) CEO Li Bin hold and at what price?

Li Bin holds options over 13,500,000 Class A ordinary shares at an exercise price of $2.55 per share. According to the filing, all these options were granted under NIO’s share incentive plans and have fully vested as of the Form 3 date.

What restricted share units are reported for NIO (NIO) CEO Li Bin?

The filing reports restricted share units representing 248,454,460 Class A ordinary shares for Li Bin under NIO’s 2026 Share Incentive Plan. These RSUs vest in ten separate tranches, each subject to specific performance conditions before Class A shares are actually delivered.

How are Li Bin’s indirect NIO (NIO) shareholdings structured?

Li Bin’s indirect holdings include Class A and Class C ordinary shares held through entities such as NIO Users Community Limited, Originalwish Limited, mobike Global Ltd., and NIO Users Limited. The filing attributes these positions to those entities, reflecting his indirect beneficial ownership in NIO.

What American depositary shares does NIO (NIO) CEO Li Bin own?

Li Bin directly holds 7,703 American depositary shares. Each American depositary share represents one Class A ordinary share of NIO, giving him a modest direct ADS position in addition to his larger option, RSU, and indirect ordinary share interests.

Are NIO (NIO) CEO Li Bin’s options and RSUs already vested?

The options over 13,500,000 Class A shares are fully vested as of the Form 3 date. The 248,454,460 underlying RSUs vest over ten tranches under the 2026 Share Incentive Plan and remain subject to meeting detailed performance conditions before converting into Class A shares.