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NIQ Global Intelligence (Ticker: NIQ) CTO reports 1,043,383 indirect shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

NIQ Global Intelligence plc’s Chief Technology Officer filed an amended initial ownership report. The filing shows indirect beneficial ownership of 1,043,383 ordinary shares.

These shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person and are subject to vesting under the applicable award agreement.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kapoor Mohit

(Last) (First) (Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2025
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/23/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 1,043,383 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Remarks:
Explanatory Note: This amendment to Form 3 is being filed to add certain shares indirectly held by the reporting person that were inadvertently omitted from the original filing. Exhibit List: Exhibit 24 - Power of Attorney
/s/John Blenke as Attorney-in-Fact for Mohit Kapoor 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership did NIQ (NIQ) disclose in this Form 3/A?

The filing discloses that NIQ Global Intelligence plc’s Chief Technology Officer has indirect beneficial ownership of 1,043,383 ordinary shares. These shares are held by a separate entity for the insider’s benefit and remain subject to vesting conditions under an award agreement.

Who is the reporting person in the NIQ (NIQ) Form 3/A filing?

The reporting person is NIQ Global Intelligence plc’s Chief Technology Officer, identified as an officer of the company. The filing indicates this person’s relationship to the issuer and reports their indirect beneficial ownership of ordinary shares through an affiliated investment vehicle.

How many NIQ (NIQ) ordinary shares are indirectly owned according to the filing?

According to the Form 3/A, the reporting person has indirect beneficial ownership of 1,043,383 ordinary shares of NIQ Global Intelligence plc. These shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the reporting person’s benefit, subject to vesting.

How are the NIQ (NIQ) shares held for the Chief Technology Officer?

The shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person. The filing explains that the ownership is indirect and that the shares are subject to vesting under the applicable award agreement terms.

What does “indirect beneficial ownership” mean in the NIQ (NIQ) Form 3/A?

In this filing, “indirect beneficial ownership” means the 1,043,383 ordinary shares are not held directly by the Chief Technology Officer, but by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for their benefit, with vesting required under an award agreement.

Are the NIQ (NIQ) shares reported in the Form 3/A fully vested?

No. The Form 3/A notes that the 1,043,383 ordinary shares are held for the reporting person’s benefit and are subject to vesting under the applicable award agreement, meaning they depend on meeting specified vesting conditions.
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