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NIQ Global Intelligence (NYSE: NIQ) COO details direct and indirect shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

NIQ Global Intelligence plc received an updated ownership report from its Chief Operating Officer. The filing shows direct beneficial ownership of 303,959 ordinary shares, all in the form of restricted share units, each representing the right to receive one ordinary share upon vesting.

The report also discloses indirect beneficial ownership of 351,187 ordinary shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person, subject to vesting under the applicable award agreement.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Massey Tracey Ann

(Last) (First) (Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2025
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/23/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 303,959 D(1)
Ordinary Shares 351,187 I See Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 303,959 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ordinary share of the Issuer.
2. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Remarks:
Explanatory Note: This amendment to Form 3 is being filed to add certain shares indirectly held by the reporting person that were inadvertently omitted from the original filing. Exhibit List: Exhibit 24 - Power of Attorney
/s/John Blenke as Attorney-in-Fact for Tracey Massey 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NIQ Form 3/A filing disclose about insider ownership?

The Form 3/A shows NIQ’s Chief Operating Officer beneficially owns 303,959 ordinary shares directly as restricted share units and 351,187 shares indirectly via AI PAVE (Luxembourg) Management & Cy S.C.Sp., both subject to applicable vesting conditions under award agreements.

How many NIQ ordinary shares does the COO own directly according to this filing?

The filing reports direct beneficial ownership of 303,959 NIQ ordinary shares as restricted share units. Each restricted share unit represents a contingent right to receive one ordinary share of NIQ Global Intelligence plc when the vesting conditions specified in the award agreement are satisfied.

What are the indirect NIQ share holdings reported in this Form 3/A?

The insider reports indirect beneficial ownership of 351,187 NIQ ordinary shares. These shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person and remain subject to vesting under the relevant equity award agreement’s terms.

What is the role of the reporting person in NIQ Global Intelligence plc?

The reporting person serves as Chief Operating Officer of NIQ Global Intelligence plc. As an executive officer, they are required under U.S. securities laws to report their beneficial ownership of company equity securities on forms such as this Form 3/A amendment.

How do restricted share units (RSUs) work in this NIQ ownership disclosure?

The filing explains that the 303,959 RSUs each represent a contingent right to receive one NIQ ordinary share. These RSUs typically convert into actual shares only after specified vesting conditions in the award agreement are met by the reporting person.

Does the NIQ Form 3/A indicate any derivative securities held by the COO?

The Table II section for derivative securities is present but shows no specific derivative positions. The detailed disclosure instead focuses on ordinary shares, including restricted share units and indirectly held shares subject to vesting requirements under the applicable equity award agreements.
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