NIQ Global Intelligence (NYSE: NIQ) COO details direct and indirect shares
Filing Impact
Filing Sentiment
Form Type
3/A
Rhea-AI Filing Summary
NIQ Global Intelligence plc received an updated ownership report from its Chief Operating Officer. The filing shows direct beneficial ownership of 303,959 ordinary shares, all in the form of restricted share units, each representing the right to receive one ordinary share upon vesting.
The report also discloses indirect beneficial ownership of 351,187 ordinary shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person, subject to vesting under the applicable award agreement.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Massey Tracey Ann
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Ordinary Shares — 303,959 shares (Direct);
Ordinary Shares — 351,187 shares (Indirect, See Footnote)
Footnotes (1)
- Includes 303,959 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ordinary share of the Issuer. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
FAQ
What does the NIQ Form 3/A filing disclose about insider ownership?
The Form 3/A shows NIQ’s Chief Operating Officer beneficially owns 303,959 ordinary shares directly as restricted share units and 351,187 shares indirectly via AI PAVE (Luxembourg) Management & Cy S.C.Sp., both subject to applicable vesting conditions under award agreements.
What is the role of the reporting person in NIQ Global Intelligence plc?
The reporting person serves as Chief Operating Officer of NIQ Global Intelligence plc. As an executive officer, they are required under U.S. securities laws to report their beneficial ownership of company equity securities on forms such as this Form 3/A amendment.
Does the NIQ Form 3/A indicate any derivative securities held by the COO?
The Table II section for derivative securities is present but shows no specific derivative positions. The detailed disclosure instead focuses on ordinary shares, including restricted share units and indirectly held shares subject to vesting requirements under the applicable equity award agreements.