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[Form 3/A] NIQ Global Intelligence plc Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

Shaun Zitting, listed as Chief Human Resources Officer and director of NIQ Global Intelligence plc (NIQ), filed an amended Form 3 to correct prior reporting and disclose 70,117 restricted share units (RSUs). The filing states each RSU represents a contingent right to one ordinary share. The amendment corrects an inadvertent underreporting of shares when the original Form 3 was filed and is signed by an attorney-in-fact.

Shaun Zitting, indicato come Chief Human Resources Officer e membro del consiglio di amministrazione di NIQ Global Intelligence plc (NIQ), ha presentato una versione modificata del Modulo 3 per rettificare una segnalazione precedente e dichiarare 70.117 unità di azioni soggette a restrizioni (RSU). La documentazione specifica che ciascuna RSU corrisponde a un diritto condizionato su una azione ordinaria. L'emendamento corregge un erroneo sotto-riportamento di azioni nella versione originale del Modulo 3 ed è firmato da un mandatario.

Shaun Zitting, registrado como Chief Human Resources Officer y director de NIQ Global Intelligence plc (NIQ), presentó un Formulario 3 enmendado para corregir una notificación anterior y revelar 70.117 unidades restringidas de acciones (RSU). El documento indica que cada RSU representa un derecho contingente a una acción ordinaria. La enmienda corrige una subdeclaración inadvertida de acciones en el Formulario 3 original y está firmada por un apoderado.

샤운 지팅(Chief Human Resources Officer 겸 NIQ Global Intelligence plc(NIQ) 이사로 등재)은 이전 신고를 정정하고 70,117개의 제한부 주식 단위(RSU)를 공개하기 위해 수정된 Form 3를 제출했습니다. 제출 서류에는 각 RSU가 보통주 1주에 대한 조건부 권리를 의미한다고 명시되어 있습니다. 이번 수정은 원래 Form 3 제출 시 발생한 의도치 않은 과소보고를 바로잡은 것으로, 위임 대리인이 서명했습니다.

Shaun Zitting, inscrit comme Chief Human Resources Officer et administrateur de NIQ Global Intelligence plc (NIQ), a déposé un Formulaire 3 amendé pour rectifier une déclaration antérieure et dévoiler 70 117 unités d'actions restreintes (RSU). Le dépôt précise que chaque RSU représente un droit conditionnel sur une action ordinaire. L'amendement corrige une sous-déclaration involontaire d'actions dans le Formulaire 3 original et est signé par un mandataire.

Shaun Zitting, aufgeführt als Chief Human Resources Officer und Vorstandsmitglied von NIQ Global Intelligence plc (NIQ), reichte ein berichtigtes Formular 3 ein, um frühere Meldungen zu korrigieren und 70.117 Restricted Share Units (RSUs) offenzulegen. In der Einreichung heißt es, dass jede RSU ein bedingtes Recht auf eine Stammaktie darstellt. Die Änderung korrigiert eine versehentliche Untermeldung von Aktien im ursprünglichen Formular 3 und wurde von einem Bevollmächtigten unterschrieben.

Positive
  • Amendment corrects reporting error by disclosing previously underreported RSUs, improving record accuracy
  • 70,117 RSUs disclosed, each representing a contingent right to one ordinary share, clarifying potential future dilution
Negative
  • Initial Form 3 underreported holdings (described as inadvertent), indicating a prior reporting control lapse
  • Filing text includes 'No securities are beneficially owned' alongside disclosure of RSUs, creating a confusing statement in the remarks

Insights

TL;DR: Amendment corrects initial reporting error by disclosing 70,117 RSUs; filing shows a routine compliance fix with limited investor impact.

The amended Form 3 clarifies beneficial ownership by adding 70,117 restricted share units held directly. The filing explicitly describes the RSUs as contingent rights to receive ordinary shares, indicating these are not currently issued shares but potential future issuance upon vesting or conversion. The amendment cites an inadvertent underreporting in the original filing, which reflects a post-facto remediation of reporting controls rather than a substantive change in economic position.

TL;DR: Disclosure adds 70,117 RSUs and corrects prior error; this is informational and unlikely to materially affect NIQ's capitalization.

The report shows 70,117 RSUs reported as directly owned by the reporting person; each RSU conveys a contingent right to one ordinary share. The filing contains an explanatory remark about inadvertent underreporting and an attorney-in-fact signature. There is no disclosure of exercised derivatives, cash transactions, or changes to outstanding issued shares in this document.

Shaun Zitting, indicato come Chief Human Resources Officer e membro del consiglio di amministrazione di NIQ Global Intelligence plc (NIQ), ha presentato una versione modificata del Modulo 3 per rettificare una segnalazione precedente e dichiarare 70.117 unità di azioni soggette a restrizioni (RSU). La documentazione specifica che ciascuna RSU corrisponde a un diritto condizionato su una azione ordinaria. L'emendamento corregge un erroneo sotto-riportamento di azioni nella versione originale del Modulo 3 ed è firmato da un mandatario.

Shaun Zitting, registrado como Chief Human Resources Officer y director de NIQ Global Intelligence plc (NIQ), presentó un Formulario 3 enmendado para corregir una notificación anterior y revelar 70.117 unidades restringidas de acciones (RSU). El documento indica que cada RSU representa un derecho contingente a una acción ordinaria. La enmienda corrige una subdeclaración inadvertida de acciones en el Formulario 3 original y está firmada por un apoderado.

샤운 지팅(Chief Human Resources Officer 겸 NIQ Global Intelligence plc(NIQ) 이사로 등재)은 이전 신고를 정정하고 70,117개의 제한부 주식 단위(RSU)를 공개하기 위해 수정된 Form 3를 제출했습니다. 제출 서류에는 각 RSU가 보통주 1주에 대한 조건부 권리를 의미한다고 명시되어 있습니다. 이번 수정은 원래 Form 3 제출 시 발생한 의도치 않은 과소보고를 바로잡은 것으로, 위임 대리인이 서명했습니다.

Shaun Zitting, inscrit comme Chief Human Resources Officer et administrateur de NIQ Global Intelligence plc (NIQ), a déposé un Formulaire 3 amendé pour rectifier une déclaration antérieure et dévoiler 70 117 unités d'actions restreintes (RSU). Le dépôt précise que chaque RSU représente un droit conditionnel sur une action ordinaire. L'amendement corrige une sous-déclaration involontaire d'actions dans le Formulaire 3 original et est signé par un mandataire.

Shaun Zitting, aufgeführt als Chief Human Resources Officer und Vorstandsmitglied von NIQ Global Intelligence plc (NIQ), reichte ein berichtigtes Formular 3 ein, um frühere Meldungen zu korrigieren und 70.117 Restricted Share Units (RSUs) offenzulegen. In der Einreichung heißt es, dass jede RSU ein bedingtes Recht auf eine Stammaktie darstellt. Die Änderung korrigiert eine versehentliche Untermeldung von Aktien im ursprünglichen Formular 3 und wurde von einem Bevollmächtigten unterschrieben.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Zitting Shaun Ellen

(Last) (First) (Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2025
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Human Resources Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/23/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 70,117 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 70,117 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ordinary share of the Issuer.
Remarks:
This filing is amended to include 70,117 shares in order to correct the inadvertent underreporting of shares held when the Form 3 was filed. No securities are beneficially owned.
/s/John Blenke as Attorney-in-Fact for Shaun Zitting 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Shaun Zitting report on the amended Form 3 for NIQ (NIQ)?

The amendment discloses 70,117 restricted share units (RSUs) and states each RSU is a contingent right to one ordinary share.

Why was the Form 3 amended for Shaun Zitting?

The filing states it was amended to correct an inadvertent underreporting of shares in the original Form 3.

Are the disclosed RSUs currently issued ordinary shares?

No; the filing describes them as restricted share units (contingent rights) to receive ordinary shares, not presently issued shares.

Does the amended Form 3 show any derivative securities or exercises?

No; Table II for derivative securities lists no entries, and the filing discloses only RSUs in Table I.

Who signed the amended Form 3 and when?

The form is signed by John Blenke as attorney-in-fact for Shaun Zitting with a signature date of 08/22/2025.
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