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NIQ Form 4: Peck Adds 29,500 Shares; Controls 9.67M via PAVentures

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

James M. Peck, who serves as Chief Executive Officer and Chairman of NIQ Global Intelligence plc, acquired 29,500 ordinary shares on 08/29/2025 at a weighted average price of $17.24 per share 29,500 shares directly and holds 9,665,342 shares indirectly through PAVentures II, LLC, an entity he controls.

The filing reports a routine Section 16 disclosure of insider activity: a modest open-market purchase by the company’s CEO and chairman and a large preexisting indirect position held via his controlled entity. The filer committed to provide transaction-level price breakdowns on request.

Positive

  • Direct purchase of 29,500 ordinary shares by the CEO and Chairman, showing personal investment in the company.
  • Substantial indirect ownership of 9,665,342 shares held through PAVentures II, LLC, indicating concentrated insider ownership and alignment with shareholders.
  • Weighted-average price disclosed ($17.24) with the filer offering to provide transaction-level price details on request, supporting transparency.

Negative

  • None.

Insights

TL;DR: CEO bought a small block of shares while maintaining a large indirect stake via a controlled entity; transaction appears routine.

This Form 4 discloses an open-market purchase of 29,500 ordinary shares at a weighted average price of $17.24. The purchase size is small relative to the reported indirect holding of 9,665,342 shares controlled through PAVentures II, LLC, limiting market-moving significance. The filing is useful for tracking insider alignment with shareholders, but the transaction itself is not material to NIQ’s capitalization.

TL;DR: Insider purchase reinforces ownership alignment but is immaterial versus the large indirect position; disclosure meets Section 16 requirements.

The report clarifies that Mr. Peck is both CEO and Chairman and that a substantial equity stake is held indirectly via a controlled entity, which is material to governance analysis. The direct purchase is a transparent, properly filed transaction; there are no indications of atypical trading plans or derivative activity in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peck James M

(Last) (First) (Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 08/29/2025 P 29,500 A $17.24(1) 29,500 D
Ordinary Shares 9,665,342 I See Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $17.105 to $17.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
2. Represents 9,665,342 shares held by PAVentures II, LLC, an entity controlled by Mr. Peck.
Remarks:
Chief Executive Officer and Chairman of the Board of Directors
By: /s/ John Blenke, Attorney-in-Fact for James M. Peck 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did NIQ CEO James M. Peck report on Form 4 (NIQ)?

The Form 4 reports a purchase of 29,500 ordinary shares on 08/29/2025 at a weighted average price of $17.24 per share.

How many NIQ shares does James M. Peck beneficially own after this transaction?

He directly owns 29,500 shares following the purchase and indirectly controls 9,665,342 shares through PAVentures II, LLC.

Was the purchase executed at a single price?

No. The filing states the reported price is a weighted average; individual trades ranged from $17.105 to $17.29 and the filer will provide per-trade details on request.

Does the Form 4 indicate any derivative transactions by Mr. Peck?

No. Table II (derivative securities) shows no entries; the filing only reports non-derivative ordinary share purchases.

Is the disclosed indirect holding held by an entity controlled by Mr. Peck?

Yes. The filing states the 9,665,342 shares are held by PAVentures II, LLC, an entity controlled by Mr. Peck.
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