Welcome to our dedicated page for Niu Technologies SEC filings (Ticker: NIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Niu Technologies filings document its foreign private issuer reporting as a Nasdaq-listed smart urban mobility company. Form 6-K current reports furnish press releases on sales-volume updates and unaudited financial results, including China and international unit sales, revenue trends, margins, net income or loss, and related operating highlights.
The company’s annual Form 20-F reporting covers audited consolidated financial statements and its business in electric motorcycles, mopeds, bicycles, kick-scooters and e-bikes. These disclosures describe NIU’s product lineups, omnichannel retail model, geographic markets, and public-company reporting framework.
Niu Technologies director and Chief Executive Officer Li Yan filed an initial statement of beneficial ownership, detailing existing equity interests rather than new trades. He reports 930,000 fully vested options granted under the 2018 Share Incentive Plan on August 1, 2019.
Li Yan also holds 1,125,000 unvested RSUs granted on January 10, 2025, vesting in three equal annual installments of 375,000 RSUs on January 10, 2027, January 10, 2028 and January 10, 2029. A further 1,000,000 unvested RSUs granted on January 20, 2026 will vest in four equal annual installments of 250,000 RSUs on January 20, 2027, January 20, 2028, January 20, 2029 and January 20, 2030. Each RSU converts into one Class A ordinary share upon vesting.
The filing also lists 292,500 American depositary shares, with each ADS representing two Class A ordinary shares, and 6,615,000 Class B ordinary shares held indirectly through ELLY Holdings Limited, a BVI company owned by Li Yan and his spouse.
Niu Technologies director and Chief Financial Officer Zhou Fion Wenjuan filed an initial ownership report showing equity incentives and share exposure. She holds 90,000 unvested restricted share units (RSUs) granted on March 15, 2022 that vest on March 15, 2026, plus 225,000 unvested RSUs granted on January 10, 2025 that vest in three annual installments of 75,000 RSUs each from January 10, 2027 through January 10, 2029. An additional 150,000 unvested RSUs granted on January 20, 2026 vest in four annual installments of 37,500 RSUs each from January 20, 2027 through January 20, 2030. Each RSU represents the right to receive one Class A ordinary share, and she directly holds 119,284 American depositary shares, with each ADS representing two Class A ordinary shares.
Niu Technologies director Ye Changqing has filed an initial statement of beneficial ownership. The filing reports 40,000 unvested restricted share units (RSUs), granted on October 19, 2024 under the 2018 Share Incentive Plan and scheduled to vest on October 19, 2026.
The filing also shows ownership of 50,000 American depositary shares (ADSs), with each ADS representing two Class A ordinary shares. Each RSU represents the contingent right to receive one Class A ordinary share upon vesting. The filing records current holdings rather than new market transactions.
Niu Technologies director Cheng Mei Wei has reported initial equity holdings, including 40,000 unvested restricted share units and 20,000 American depositary shares. Each RSU represents one Class A ordinary share and each ADS represents two Class A ordinary shares of Niu Technologies.
The 40,000 RSUs were granted on October 19, 2024 under the company’s 2018 Share Incentive Plan and are scheduled to vest on October 19, 2026, aligning the director’s compensation with long-term company performance.
Niu Technologies director Zhang Jinshu reported initial holdings on a Form 3. The filing shows ownership of 40,000 unvested restricted share units granted under the 2018 Share Incentive Plan, which are scheduled to vest on October 19, 2026. It also reports 54,000 American depositary shares, with each ADS representing two Class A ordinary shares of Niu Technologies.
Glory Achievement Fund Limited, Bull Group Limited and BULL TRUST filed Amendment No. 4 to their Schedule 13D on Niu Technologies after increasing their position through recent open-market purchases. From February 10, 2026 through March 3, 2026, Glory Achievement Fund Limited bought 1,062,931 ADSs, representing 2,125,862 Class A ordinary shares, for approximately US$3.8 million using its own working capital.
Following these transactions, the reporting group beneficially owns 58,681,607 ordinary shares, or 37.6% of Niu Technologies’ ordinary shares, based on 155,927,944 ordinary shares (139,385,924 Class A and 16,542,020 Class B) outstanding as of February 28, 2025, assuming conversion of all Class B shares. The ADSs are held for investment purposes, and the reporting persons state they may buy or sell additional securities over time depending on price, market conditions, and their assessment of the company.
Niu Technologies received an updated ownership filing from Glory Achievement Fund Limited, Bull Group Limited and BULL TRUST. The group now reports beneficial ownership of 56,555,745 ordinary shares, representing 36.3% of the company’s ordinary shares, calculated on 155,927,944 ordinary shares outstanding as of February 28, 2025.
From January 31, 2026 through February 9, 2026, Glory Achievement Fund Limited purchased 1,071,766 ADSs (representing 2,143,532 Class A ordinary shares) on the open market for approximately US$3.6 million, using its own working capital. The filing states these holdings are for investment purposes, and the reporting persons may increase or decrease their position over time depending on share price, market conditions and their assessment of Niu’s business.
Glory Achievement Fund Limited, Bull Group Limited and BULL TRUST report their current ownership in Niu Technologies. Together as reporting persons, they beneficially own 54,412,213 Class A ordinary shares, representing 34.9% of Niu’s ordinary shares on an as-converted basis.
From July 19, 2025 through January 30, 2026, Glory Achievement Fund Limited made recent open-market purchases of 1,581,028 ADSs, representing 3,162,056 Class A ordinary shares, for approximately US$5.5 million using its own working capital, and state that the holdings are for investment purposes.
NIU Technologies has a notice of proposed sale under Rule 144 covering 10,521 American depositary shares (ADS), each representing 2 Class A ordinary shares. The ADS are scheduled for sale around 01/12/2026 on the NASDAQ through Citigroup Global Markets, with an aggregate market value of $35,350.56. The filing lists 79,803,472 shares or other units outstanding as context for the transaction. The securities to be sold were acquired on 01/12/2026 through the vesting of a company share incentive plan. By signing the notice, the selling party represents that they do not know of any undisclosed material adverse information about NIU Technologies’ current or prospective operations.
NIU Technologies has a planned insider sale of 13,912 ADS. A holder filed a notice to sell 13,912 American Depositary Shares, each representing 2 Class A ordinary shares, with an aggregate market value of $46,744.32. The sale is planned through Citigroup Global Markets on the Nasdaq exchange on 01/12/2026. These ADS were acquired the same day through vesting under the company share incentive plan. Shares outstanding were 79,803,472 as of the filing baseline; this is a reference figure, not the amount being sold.