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Planned sale of 10,521 ADS by NIU Technologies (NASDAQ: NIU) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

NIU Technologies has a notice of proposed sale under Rule 144 covering 10,521 American depositary shares (ADS), each representing 2 Class A ordinary shares. The ADS are scheduled for sale around 01/12/2026 on the NASDAQ through Citigroup Global Markets, with an aggregate market value of $35,350.56. The filing lists 79,803,472 shares or other units outstanding as context for the transaction. The securities to be sold were acquired on 01/12/2026 through the vesting of a company share incentive plan. By signing the notice, the selling party represents that they do not know of any undisclosed material adverse information about NIU Technologies’ current or prospective operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does NIU (NIU) disclose in this Form 144 filing?

The filing discloses a planned Rule 144 sale of 10,521 ADS, each representing 2 Class A ordinary shares of NIU Technologies, to be sold on NASDAQ through Citigroup Global Markets.

How many NIU (NIU) shares are planned to be sold and what is their market value?

The notice covers 10,521 ADS with an aggregate market value of $35,350.56 as stated in the filing.

When were the NIU (NIU) securities being sold acquired and how?

The ADS to be sold were acquired on 01/12/2026 through stock acquired under the company share incentive plan, described as vesting of a share incentive plan.

On which exchange will the NIU (NIU) ADS be sold and through which broker?

The planned sale is listed for the NASDAQ exchange, using Citigroup Global Markets as the broker.

How many NIU (NIU) shares or units are outstanding according to this notice?

The Form 144 indicates 79,803,472 shares or other units outstanding for NIU Technologies.

What representation does the seller make in this NIU (NIU) Form 144?

The seller represents that they do not know any material adverse information about NIU Technologies’ current or prospective operations that has not been publicly disclosed.

What is Rule 144’s relevance to this NIU (NIU) transaction?

The notice states that the securities are being sold for the account of a person under Rule 144, which governs resales of restricted and certain control securities, including required disclosures like this planned sale.

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