NKTR: 5,538 RSUs registered for resale via Morgan Stanley (NKTR)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC registered sale of 5,538 restricted stock units linked to common stock. The filing lists the RSU grant date 05/15/2021 and shows a prior disposition by Jonathan Zalevsky of 199 shares on 05/19/2026 for $13,036.49.

Insights

Equity Compensation Specialist

Form 144 reports an intended resale of RSUs and notes a recent small sale by an individual holder.

The filing lists 5,538 restricted stock units with a grant date of 05/15/2021. It identifies the intermediary as Morgan Stanley Smith Barney LLC, indicating broker-assisted resale activity.

Prior activity includes a sale of 199 shares by Jonathan Zalevsky on 05/19/2026 for $13,036.49. Timing and cash-flow treatment beyond those entries are not detailed in the excerpt.

Key Figures

Registered RSUs: 5,538 shares Prior sale by holder: 199 shares Proceeds reported: $13,036.49 +2 more

5 metrics

Registered RSUs 5,538 shares listed for resale; grant date 05/15/2021

Prior sale by holder 199 shares sold on 05/19/2026 by Jonathan Zalevsky

Proceeds reported $13,036.49 proceeds from 199-share sale on 05/19/2026

Broker/Intermediary Morgan Stanley Smith Barney LLC listed as securities to be sold intermediary

Form date field 06/15/2026 date shown near exchange listing (NASDAQ)

Key Terms

Restricted Stock Units, Form 144, Broker-assisted resale

3 terms

Restricted Stock Units financial

"Common | 05/15/2021 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker-assisted resale financial

"Morgan Stanley Smith Barney LLC listed under Securities To Be Sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5538	328846.44	33786032	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2021	Restricted Stock Units	Issuer			5538	05/15/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JONATHAN ZALEVSKY 455 Mission Bay Blvd. Boulevard South San Francisco CA 94158	Common	05/19/2026	199	13036.49

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the NKTR Form 144 disclose about shares to be sold?

The filing discloses registration for sale of 5,538 restricted stock units tied to common stock with a grant date of 05/15/2021. It names Morgan Stanley Smith Barney LLC as the broker handling the resale.

Who sold shares recently according to the NKTR excerpt?

The excerpt shows Jonathan Zalevsky sold 199 common shares on 05/19/2026, generating $13,036.49. This sale is listed under securities sold during the past three months.

Does the Form 144 excerpt state the method of sale for NKTR securities?

The filing names Morgan Stanley Smith Barney LLC as the intermediary, implying broker-handled resale activity. Specific methods like block trade or at-the-market are not detailed in the provided excerpt.

Are the RSUs in the NKTR filing newly granted or from a prior award?

The RSUs listed carry a grant date of 05/15/2021, indicating they originate from a prior award rather than a new grant. The filing registers those units for resale.