STOCK TITAN

[Form 4] Nkarta, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Nkarta reported a significant insider transaction involving Chief Medical Officer and Head of R&D, Shawn Marshall Rose. On June 23, 2025, Rose was granted stock options to purchase 500,000 shares of common stock at an exercise price of $1.75 per share.

The stock options have a structured vesting schedule:

  • 25% of the options vest on July 23, 2026
  • Remaining 75% vest in 36 equal monthly installments following June 23, 2026
  • Options expire on June 22, 2035

This grant suggests a long-term retention strategy for a key executive, with the low exercise price potentially indicating recent stock price challenges or an incentive-focused compensation structure. The substantial size of the grant (500,000 shares) reflects the senior leadership position and importance of the R&D function to the company.

Nkarta ha comunicato una significativa operazione interna riguardante il Chief Medical Officer e Responsabile R&D, Shawn Marshall Rose. Il 23 giugno 2025, a Rose sono state assegnate opzioni su azioni per acquistare 500.000 azioni ordinarie a un prezzo di esercizio di 1,75 $ per azione.

Le opzioni azionarie prevedono un piano di maturazione strutturato:

  • 25% delle opzioni maturano il 23 luglio 2026
  • Il restante 75% matura in 36 rate mensili uguali a partire dal 23 giugno 2026
  • Le opzioni scadono il 22 giugno 2035

Questa assegnazione indica una strategia di retention a lungo termine per un dirigente chiave, con il prezzo di esercizio basso che potrebbe riflettere recenti difficoltà nel prezzo delle azioni o una struttura di compenso orientata agli incentivi. La consistente entità dell’assegnazione (500.000 azioni) sottolinea la posizione di vertice e l’importanza della funzione R&D per l’azienda.

Nkarta informó una transacción interna significativa que involucra al Director Médico y Jefe de I+D, Shawn Marshall Rose. El 23 de junio de 2025, a Rose se le otorgaron opciones sobre acciones para comprar 500,000 acciones comunes a un precio de ejercicio de $1.75 por acción.

Las opciones tienen un calendario de adquisición estructurado:

  • 25% de las opciones se adquieren el 23 de julio de 2026
  • El 75% restante se adquiere en 36 cuotas mensuales iguales a partir del 23 de junio de 2026
  • Las opciones expiran el 22 de junio de 2035

Esta concesión sugiere una estrategia de retención a largo plazo para un ejecutivo clave, con el bajo precio de ejercicio que podría indicar recientes desafíos en el precio de las acciones o una estructura de compensación basada en incentivos. El tamaño considerable de la concesión (500,000 acciones) refleja la posición de liderazgo senior y la importancia de la función de I+D para la compañía.

Nkarta는 최고 의료 책임자이자 연구개발 책임자인 Shawn Marshall Rose와 관련된 중요한 내부 거래를 보고했습니다. 2025년 6월 23일, Rose에게 보통주 500,000주를 주당 $1.75의 행사가격으로 구매할 수 있는 스톡옵션이 부여되었습니다.

스톡옵션은 다음과 같은 권리 취득 일정이 있습니다:

  • 25%는 2026년 7월 23일에 권리 취득
  • 나머지 75%는 2026년 6월 23일 이후 36개월에 걸쳐 매월 균등하게 권리 취득
  • 옵션 만료일은 2035년 6월 22일

이번 부여는 핵심 임원의 장기 유지 전략을 의미하며, 낮은 행사가격은 최근 주가 하락이나 인센티브 중심 보상 구조를 반영할 수 있습니다. 500,000주라는 큰 규모는 고위 리더십 위치와 회사 내 연구개발 기능의 중요성을 나타냅니다.

Nkarta a annoncé une transaction importante en interne impliquant le Directeur Médical et Responsable R&D, Shawn Marshall Rose. Le 23 juin 2025, Rose s’est vu attribuer des options d’achat portant sur 500 000 actions ordinaires à un prix d’exercice de 1,75 $ par action.

Les options d’achat suivent un calendrier d’acquisition structuré :

  • 25% des options seront acquises le 23 juillet 2026
  • Les 75% restants seront acquis en 36 versements mensuels égaux à partir du 23 juin 2026
  • Les options expirent le 22 juin 2035

Cette attribution suggère une stratégie de rétention à long terme pour un cadre clé, le faible prix d’exercice pouvant indiquer des difficultés récentes du cours de l’action ou une structure de rémunération axée sur les incitations. L’importance notable de cette attribution (500 000 actions) reflète la position de direction senior et l’importance de la fonction R&D pour l’entreprise.

Nkarta meldete eine bedeutende Insider-Transaktion mit dem Chief Medical Officer und Leiter der F&E, Shawn Marshall Rose. Am 23. Juni 2025 erhielt Rose Aktienoptionen zum Kauf von 500.000 Stammaktien zu einem Ausübungspreis von 1,75 $ pro Aktie.

Die Aktienoptionen unterliegen einem gestaffelten Vesting-Plan:

  • 25% der Optionen werden am 23. Juli 2026 fällig
  • Die restlichen 75% werden in 36 gleichen monatlichen Raten ab dem 23. Juni 2026 übertragen
  • Die Optionen verfallen am 22. Juni 2035

Diese Zuteilung deutet auf eine langfristige Bindungsstrategie für einen wichtigen Führungskraft hin, wobei der niedrige Ausübungspreis möglicherweise auf jüngste Kursprobleme oder eine anreizorientierte Vergütungsstruktur hindeutet. Die beträchtliche Größe der Zuteilung (500.000 Aktien) spiegelt die leitende Führungsposition und die Bedeutung der F&E-Funktion für das Unternehmen wider.

Positive
  • Chief Medical Officer received a significant stock option grant of 500,000 shares at $1.75 exercise price, representing strong long-term alignment with shareholders
Negative
  • None.

Nkarta ha comunicato una significativa operazione interna riguardante il Chief Medical Officer e Responsabile R&D, Shawn Marshall Rose. Il 23 giugno 2025, a Rose sono state assegnate opzioni su azioni per acquistare 500.000 azioni ordinarie a un prezzo di esercizio di 1,75 $ per azione.

Le opzioni azionarie prevedono un piano di maturazione strutturato:

  • 25% delle opzioni maturano il 23 luglio 2026
  • Il restante 75% matura in 36 rate mensili uguali a partire dal 23 giugno 2026
  • Le opzioni scadono il 22 giugno 2035

Questa assegnazione indica una strategia di retention a lungo termine per un dirigente chiave, con il prezzo di esercizio basso che potrebbe riflettere recenti difficoltà nel prezzo delle azioni o una struttura di compenso orientata agli incentivi. La consistente entità dell’assegnazione (500.000 azioni) sottolinea la posizione di vertice e l’importanza della funzione R&D per l’azienda.

Nkarta informó una transacción interna significativa que involucra al Director Médico y Jefe de I+D, Shawn Marshall Rose. El 23 de junio de 2025, a Rose se le otorgaron opciones sobre acciones para comprar 500,000 acciones comunes a un precio de ejercicio de $1.75 por acción.

Las opciones tienen un calendario de adquisición estructurado:

  • 25% de las opciones se adquieren el 23 de julio de 2026
  • El 75% restante se adquiere en 36 cuotas mensuales iguales a partir del 23 de junio de 2026
  • Las opciones expiran el 22 de junio de 2035

Esta concesión sugiere una estrategia de retención a largo plazo para un ejecutivo clave, con el bajo precio de ejercicio que podría indicar recientes desafíos en el precio de las acciones o una estructura de compensación basada en incentivos. El tamaño considerable de la concesión (500,000 acciones) refleja la posición de liderazgo senior y la importancia de la función de I+D para la compañía.

Nkarta는 최고 의료 책임자이자 연구개발 책임자인 Shawn Marshall Rose와 관련된 중요한 내부 거래를 보고했습니다. 2025년 6월 23일, Rose에게 보통주 500,000주를 주당 $1.75의 행사가격으로 구매할 수 있는 스톡옵션이 부여되었습니다.

스톡옵션은 다음과 같은 권리 취득 일정이 있습니다:

  • 25%는 2026년 7월 23일에 권리 취득
  • 나머지 75%는 2026년 6월 23일 이후 36개월에 걸쳐 매월 균등하게 권리 취득
  • 옵션 만료일은 2035년 6월 22일

이번 부여는 핵심 임원의 장기 유지 전략을 의미하며, 낮은 행사가격은 최근 주가 하락이나 인센티브 중심 보상 구조를 반영할 수 있습니다. 500,000주라는 큰 규모는 고위 리더십 위치와 회사 내 연구개발 기능의 중요성을 나타냅니다.

Nkarta a annoncé une transaction importante en interne impliquant le Directeur Médical et Responsable R&D, Shawn Marshall Rose. Le 23 juin 2025, Rose s’est vu attribuer des options d’achat portant sur 500 000 actions ordinaires à un prix d’exercice de 1,75 $ par action.

Les options d’achat suivent un calendrier d’acquisition structuré :

  • 25% des options seront acquises le 23 juillet 2026
  • Les 75% restants seront acquis en 36 versements mensuels égaux à partir du 23 juin 2026
  • Les options expirent le 22 juin 2035

Cette attribution suggère une stratégie de rétention à long terme pour un cadre clé, le faible prix d’exercice pouvant indiquer des difficultés récentes du cours de l’action ou une structure de rémunération axée sur les incitations. L’importance notable de cette attribution (500 000 actions) reflète la position de direction senior et l’importance de la fonction R&D pour l’entreprise.

Nkarta meldete eine bedeutende Insider-Transaktion mit dem Chief Medical Officer und Leiter der F&E, Shawn Marshall Rose. Am 23. Juni 2025 erhielt Rose Aktienoptionen zum Kauf von 500.000 Stammaktien zu einem Ausübungspreis von 1,75 $ pro Aktie.

Die Aktienoptionen unterliegen einem gestaffelten Vesting-Plan:

  • 25% der Optionen werden am 23. Juli 2026 fällig
  • Die restlichen 75% werden in 36 gleichen monatlichen Raten ab dem 23. Juni 2026 übertragen
  • Die Optionen verfallen am 22. Juni 2035

Diese Zuteilung deutet auf eine langfristige Bindungsstrategie für einen wichtigen Führungskraft hin, wobei der niedrige Ausübungspreis möglicherweise auf jüngste Kursprobleme oder eine anreizorientierte Vergütungsstruktur hindeutet. Die beträchtliche Größe der Zuteilung (500.000 Aktien) spiegelt die leitende Führungsposition und die Bedeutung der F&E-Funktion für das Unternehmen wider.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rose Shawn Marshall

(Last) (First) (Middle)
1150 VETERANS BLVD

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Nkarta, Inc. [ NKTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $1.75 06/23/2025 A 500,000 (1) 06/22/2035 Common Stock 500,000 $0 500,000 D
Explanation of Responses:
1. The option is scheduled to vest and become exercisable as to 25% of the shares subject to the grant on July 23, 2026. The remaining portion of the option is scheduled to vest and become exercisable in 36 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following June 23, 2026.
Remarks:
Chief Medical Officer, Head of Research & Development
/s/ Bridgette Housley, as Attorney-in-Fact 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many stock options did NKTX's Chief Medical Officer receive on June 23, 2025?

NKTX's Chief Medical Officer, Shawn Marshall Rose, received 500,000 stock options with an exercise price of $1.75 per share on June 23, 2025.

What is the vesting schedule for NKTX CMO's stock options granted in June 2025?

The stock options vest over 4 years, with 25% vesting on July 23, 2026, and the remaining 75% vesting in 36 equal monthly installments following June 23, 2026.

What is the expiration date for NKTX CMO's stock options granted in June 2025?

The stock options granted to NKTX's Chief Medical Officer expire on June 22, 2035, ten years after the grant date.

What is the exercise price of the stock options granted to NKTX's CMO in June 2025?

The exercise price of the stock options granted to NKTX's Chief Medical Officer is $1.75 per share.

Who is NKTX's Chief Medical Officer and Head of Research & Development as of June 2025?

Shawn Marshall Rose serves as NKTX's Chief Medical Officer and Head of Research & Development, based at 1150 Veterans Blvd, South San Francisco, CA.
Nkarta, Inc.

NASDAQ:NKTX

NKTX Rankings

NKTX Latest News

NKTX Latest SEC Filings

NKTX Stock Data

125.59M
66.31M
5.26%
100%
13.99%
Biotechnology
Pharmaceutical Preparations
Link
United States
SOUTH SAN FRANCISCO