NLCP CEO Coniglio reports tax withholding and dividend right transactions

Rhea-AI Filing Summary

NewLake Capital Partners, Inc. director and President & CEO Anthony Coniglio reported routine equity-related transactions. On March 2, 2026, 1,710 shares of common stock were disposed of at $15.46 per share to cover tax withholding tied to previously granted RSUs, leaving him with 603,075 directly owned shares.

Also on March 2, he acquired 893 dividend equivalent rights relating to those RSUs, which accrued as the company paid dividends. On March 3, 2026, these 893 dividend equivalent rights were disposed of to the issuer and settled in cash based on the $15.46 closing share price. These transactions reflect compensation and tax mechanics rather than open-market buying or selling.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Coniglio Anthony

(Last) (First) (Middle)

C/O NEWLAKE CAPITAL PARTNERS, INC.

50 LOCUST AVENUE, FIRST FLOOR

(Street)

NEW CANAAN CT 06840

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NewLake Capital Partners, Inc. [ NLCP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	03/02/2026	03/02/2026	F		1,710(1)	D	$15.46	603,075	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	$0(2)	03/02/2026		A		893		(2)	(2)	Common Stock	893	$0	893	D
Dividend Equivalent Rights	$0(2)	03/03/2026		D			893	(2)	(2)	Common Stock	893	$15.46	0	D

Explanation of Responses:

1. Shares reported were withheld from the Reporting Person for the payment of taxes associated with the vesting of previously granted RSUs.

2. Dividend equivalent rights accrued with respect to these RSUs when and as dividends were paid on the Issuer's common stock. The dividend equivalent rights were settled in cash in accordance with the 2021 Equity Incentive Plan when the underlying RSUs vested on March 2, 2026. The number of shares of common stock underlying the dividend equivalent rights was determined by dividing the dollar amount of the accrued dividend equivalent rights by $15.46, which was the closing price of the Issuer's common stock on March 2, 2026.

Remarks:

	/s/ Lisa Meyer, attorney in fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did NLCP CEO Anthony Coniglio report on this Form 4?

Anthony Coniglio reported routine equity compensation events, including 1,710 common shares disposed at $15.46 per share for tax withholding and 893 dividend equivalent rights granted, then disposed to the issuer and settled in cash when related RSUs vested on March 2–3, 2026.

Were NewLake Capital Partners (NLCP) shares sold on the open market in this Form 4?

No open-market sales were reported. The 1,710-share disposition at $15.46 per share was used to pay taxes on vesting RSUs, and 893 dividend equivalent rights were settled in cash and disposed to the issuer under the company’s 2021 Equity Incentive Plan.

How many NewLake Capital Partners (NLCP) shares does the CEO hold after these transactions?

Following the reported transactions, Anthony Coniglio directly owns 603,075 shares of NewLake Capital Partners common stock. This figure reflects his holdings after the 1,710-share tax-withholding disposition related to vesting RSUs on March 2, 2026.

What are the 893 dividend equivalent rights reported in the NLCP Form 4?

The 893 dividend equivalent rights accrued on previously granted RSUs as NLCP paid dividends. Upon RSU vesting on March 2, 2026, these rights were settled in cash, with the underlying share count determined using the $15.46 closing price of NLCP common stock that day.

How was the tax withholding handled for the NLCP CEO’s RSU vesting?

Taxes were paid by withholding 1,710 shares of NLCP common stock from the CEO. These shares were disposed of at $15.46 per share to satisfy tax liabilities associated with the vesting of previously granted restricted stock units on March 2, 2026.