Netlist (NLST) files Form 144: two 25,000‑share vested RSU notices

Rhea-AI Filing Summary

Netlist Inc. filed Form 144 reporting proposed sales of Common Stock represented by vested restricted stock units. The notice lists 25,000 shares associated with vested RSUs dated 03/15/2026 and 25,000 shares dated 03/16/2026. The securities are Common stock on the OTCQB market. The filing identifies these as equity compensation-related vested RSUs.

Insights

Securities Compliance Officer

Form 144 notifies the market of two proposed Rule 144 dispositions tied to vested RSUs.

Netlist submitted a Form 144 listing two entries of vested restricted stock units: 25,000 shares on 03/15/2026 and 25,000 shares on 03/16/2026

The filing is a regulatory notice required for certain officer/director/affiliate sales under Rule 144; it does not itself execute the trades. Timing, method of sale, and proceeds recipient are not stated in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company LLC 250 Park Avenue 10th Floor New York NY 10177	20898	31374.17	307249351	03/16/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	Vested Restricted Stock Units	Netlist Inc.			25000	03/15/2026	Equity Compensation
Common	03/16/2026	Vested Restricted Stock Units	Netlist Inc.			25000	03/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Netlist Inc.'s (NLST) Form 144 report show?

The Form 144 reports proposed sales of vested RSUs totaling two entries of 25,000 shares each. The entries are dated 03/15/2026 and 03/16/2026, and list the securities as Common stock on the OTCQB market.

Does the Form 144 mean NLST shares were sold immediately?

No. The Form 144 is a notice of intent to sell under Rule 144. It lists proposed dispositions for vested RSUs but does not confirm execution. The excerpt does not state sale completion, method of sale, or proceeds recipient.

Are the reported securities part of compensation for NLST insiders?

Yes. The filing identifies the securities as Vested Restricted Stock Units and labels them as Equity Compensation. Each entry lists 25,000 shares tied to vesting dates 03/15/2026 and 03/16/2026.

Which market are the securities listed on in the Form 144?

The excerpt lists the Common stock as quoted on the OTCQB marketplace. The Form 144 entries reference OTCQB as the market for the reported securities.

Does the Form 144 disclose who will receive sale proceeds?

No. The provided excerpt does not state who will receive proceeds from any sale. It describes the securities as vested RSUs and lists quantities and dates only; cash‑flow treatment is not shown in the excerpt.