Chun K Hong sells Netlist shares (OTCQB: NLST) via Form 144

Rhea-AI Filing Summary

Netlist Inc reports insider dispositions by Chun K Hong. The filing lists vested restricted stock units to be sold on 03/16/2026 totaling 224,750 shares (100,000 and 124,750) and prior sales during the past three months: 01/05/2026 250,000 shares for $250,000; 03/12/2026 55,500 shares for $83,250; and 03/13/2026 194,500 shares for $291,750.

Insights

Corporate Governance Analyst

Routine insider dispositions and planned RSU settlements reported.

The filing lists prior open-market sales by Chun K Hong on 01/05/2026, 03/12/2026, and 03/13/2026 with disclosed share counts and sale proceeds. It also lists vested restricted stock units scheduled for sale on 03/16/2026 totaling 224,750 shares.

These entries are administrative disclosures of transactions and vested compensation. Cash‑flow treatment and whether sales were under a plan are not stated in the excerpt; subsequent filings may provide further detail.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company, LLC. 250 Park Avenue, 10th Floor New York NY 10017	93995	141077.10	307249351	03/16/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	Vested Restricted Stock Units	Netlist Inc			100000	03/16/2026	Equity Compensation
Common	03/16/2026	Vested Restricted Stock Units	Netlist Inc			124750	03/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHUN K HONG 111 ACADEMY SUITE 100 IRVINE CA 92617	Common	01/05/2026	250000	250000.00
CHUN K HONG 111 ACADEMY SUITE 100 IRVINE CA 92617	Common	03/12/2026	55500	83250.00
CHUN K HONG 111 ACADEMY, SUITE 100 IRVINE CA 92617	Common	03/13/2026	194500	291750.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider transactions did Netlist (NLST) disclose in the Form 144?

The filing reports sales by Chun K Hong of 250,000, 55,500, and 194,500 shares on 01/05/2026, 03/12/2026, and 03/13/2026 respectively, with disclosed gross proceeds for each trade.

Does the Form 144 show any planned sales of Netlist RSUs (NLST)?

Yes. The filing lists vested restricted stock units scheduled on 03/16/2026 totaling 100,000 and 124,750 shares, described as equity compensation vesting and to be sold.

Who is the reporting person in the Netlist Form 144 and what were reported proceeds?

The reporting person is Chun K Hong. Reported proceeds for the three disclosed sales are $250,000, $83,250, and $291,750 respectively for each dated sale.

Do the filings state whether sales were part of a Rule 10b5-1 plan?

The excerpt does not state that the transactions were made pursuant to a Rule 10b5-1 plan. The filing lists dates, share counts, and proceeds but does not specify trading‑plan status.

How can I verify the timing and amounts of the Netlist insider trades?

Verify by reviewing the Form 144 disclosure: it shows trade dates 01/05/2026, 03/12/2026, 03/13/2026, share counts, and the corresponding gross proceeds for each transaction.