Netlist, Inc. reports material-event disclosures through SEC filings covering financial results, headquarters lease obligations, shareholder voting matters, governance actions, and amendments to its Restated Certificate of Incorporation. Recent Forms 8-K and 8-K/A include furnished earnings releases, material definitive agreement disclosures, annual-meeting results, and related corporate-governance updates.
The filings identify Netlist’s common stock, par value $0.001 per share, under the symbol NLST, with no Section 12(b) exchange listing. They also document the company’s status as a reporting issuer, exhibit filings for press releases and agreements, and formal disclosures tied to capital structure, stockholder approvals, and board or compensation matters.
Netlist, Inc. reported an insider sale notice under Rule 144 for 10,000 shares of Common Stock. The filing shows the securities were vested restricted stock units with a vesting date of 08/12/2024, and a disclosed sale on 03/25/2026 for $18,900.00. The form entry is dated 04/22/2026 and lists brokerage details on OTCQB.
Netlist director Jun Cho sold 10,000 shares of common stock in an open-market transaction at $1.89 per share. After this sale, he directly holds 220,000 shares, which the notes indicate include shares underlying unvested restricted stock units. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 12, 2025, suggesting it was scheduled in advance rather than timed discretionarily.
Netlist, Inc. related filer submitted a Form 144 disclosing intent to sell 10,000 shares of Common Stock via Needham and Company LLC, with a filing date of 03/25/2026 and market tier listed as OTCQB. The record also shows two tranches of Vested Restricted Stock Units of 5,000 shares each, vested on 08/10/2023 and 08/12/2024, labeled as equity compensation.
Netlist, Inc. files its annual report describing a business built around advanced memory and storage technologies that support high-performance computing and AI workloads. The company combines patented designs such as distributed buffer architecture, localized power management and CXL-based expansion with contract manufacturing in the PRC, Taiwan and Korea.
Netlist also resells memory components, including under a supply agreement with SK hynix that runs through April 2026, and remains heavily dependent on a small number of large customers; in 2025 two customers represented about 30% and 13% of net product sales. As of June 27, 2025, the market value of non-affiliate common stock was approximately $189.2 million, and as of March 13, 2026, there were 316,515,344 common shares outstanding.
The filing highlights ongoing litigation tied to monetizing Netlist’s patent portfolio, noting that substantial awarded damages may be difficult to collect, and outlines extensive operational, supply-chain, cybersecurity, geopolitical, trade and financing risks. Netlist reports over 200 issued and pending patents worldwide and 72 employees as of December 27, 2025, underscoring both its intellectual property depth and relatively small operating scale.
NETLIST INC director Blake Welcher reported an open-market sale of 37,500 shares of Common Stock at a weighted average price of $1.66 per share. After this transaction, he directly holds 137,500 shares, which the disclosure notes includes shares subject to unvested restricted stock units.
The sale was carried out under a Rule 10b5-1 trading plan adopted on September 12, 2025, indicating it was pre-scheduled rather than a discretionary trade based on near-term company developments.
Netlist Inc submitted a Form 144 reporting proposed dispositions of Common stock. The filing lists 37,500 under a securities line and additional numeric entries 62,358.75 and 307,249,351, with the filing date 03/17/2026 and market designation OTCQB. The notice also records vested restricted stock units: 25,000 vested on 08/10/2023 and 12,500 vested on 08/12/2024, both labeled as equity compensation.
NETLIST INC executive vice president and CFO Gail M. Sasaki reported an open-market sale of 20,898 shares of common stock at a weighted average price of $1.50 per share. According to the disclosure, the sale was made solely to cover tax withholding obligations arising from the vesting of restricted stock units and is described as a non-discretionary "sell to cover" transaction. Following this sale, Sasaki directly holds 518,470 shares of NETLIST INC common stock, which the disclosure states includes shares subject to unvested restricted stock units.
NETLIST INC President, CEO and Chairman Chun K Hong reported multiple open-market sales of company common stock. Between March 12 and March 16, he sold a total of 343,995 shares at a weighted average price around $1.50 per share, with some trades executed between $1.50 and $1.53.
Part of the selling was carried out under pre-arranged Rule 10b5-1 trading plans, and a portion was specifically to cover tax withholding obligations tied to vesting restricted stock units, which is more mechanical than discretionary. Following these transactions, Hong holds 7,860,387 shares directly and 3,511,177 shares indirectly through the Hong-Cha Property Trust.
Netlist Inc. filed Form 144 reporting proposed sales of Common Stock represented by vested restricted stock units. The notice lists 25,000 shares associated with vested RSUs dated 03/15/2026 and 25,000 shares dated 03/16/2026. The securities are Common stock on the OTCQB market. The filing identifies these as equity compensation-related vested RSUs.
Netlist Inc reports insider dispositions by Chun K Hong. The filing lists vested restricted stock units to be sold on 03/16/2026 totaling 224,750 shares (100,000 and 124,750) and prior sales during the past three months: 01/05/2026 250,000 shares for $250,000; 03/12/2026 55,500 shares for $83,250; and 03/13/2026 194,500 shares for $291,750.