Annaly Capital (NYSE: NLY) director awarded 8,641 deferred stock units
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
ANNALY CAPITAL MANAGEMENT INC director Vicki Williams received 8,641 Deferred Stock Units (DSUs) as a compensation award. These DSUs convert into the company’s common stock on a one-for-one basis.
After this grant, Williams holds a total of 57,099 DSUs. Under the company’s 2020 Equity Incentive Plan, she has elected to defer settlement of all these DSUs until after her service as a director ends, so this filing reflects a non-cash equity award rather than any open-market buying or selling of shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Williams Vicki
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Deferred Stock Units | 8,641 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Deferred Stock Units — 57,099 shares (Direct, null);
Common Stock — 0 shares (Direct, null)
Footnotes (1)
- The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Key Figures
Deferred Stock Units granted: 8,641 units
Total Deferred Stock Units held: 57,099 units
Common stock directly held: 0 shares
3 metrics
Deferred Stock Units granted
8,641 units
Grant on 2026-06-10 to director Vicki Williams
Total Deferred Stock Units held
57,099 units
Aggregate DSUs after grant for Williams
Common stock directly held
0 shares
Direct common stock holdings after reported transactions
Key Terms
Deferred Stock Units, Annaly Capital Management, Inc. 2020 Equity Incentive Plan, conversion
3 terms
Deferred Stock Units financial
"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Annaly Capital Management, Inc. 2020 Equity Incentive Plan financial
"pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan"
conversion financial
"Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions."
Conversion is the exchange of one type of financial instrument for another, most commonly turning convertible bonds or preferred shares into common stock. It matters to investors because conversion changes the number of outstanding shares and ownership stakes—like trading a coupon for a slice of a company—potentially reducing each existing owner's portion, affecting per-share earnings, voting power and the market value of the stock.
FAQ
What did Annaly Capital (NLY) director Vicki Williams report in this Form 4?
Director Vicki Williams reported receiving 8,641 Deferred Stock Units as an equity grant. These units are a form of stock-based compensation that convert into Annaly common shares on a one-for-one basis, increasing her total deferred units to 57,099.
How many Deferred Stock Units does Vicki Williams now hold at Annaly (NLY)?
After the reported grant, Vicki Williams holds 57,099 Deferred Stock Units. This figure reflects the aggregate DSUs granted during her board tenure, net of any prior conversions into Annaly Capital common stock, according to the Form 4 footnotes.
When will Vicki Williams’ Annaly (NLY) Deferred Stock Units convert to common stock?
The Deferred Stock Units normally convert into common stock one year after grant. However, Williams elected to defer settlement until after her service as a director ends, under Annaly Capital’s 2020 Equity Incentive Plan, delaying actual share delivery.
What are Deferred Stock Units in the context of Annaly Capital (NLY)?
Deferred Stock Units are equity awards that track the value of Annaly common shares and later convert one-for-one into stock. They allow directors like Vicki Williams to receive compensation in equity, often with settlement deferred until service termination.