Director Hamilton gets 8,641 DSUs at Annaly Capital (NYSE: NLY)
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Annaly Capital Management director Thomas Edward Hamilton received a new equity award in the form of deferred stock units. On June 10, 2026, he was granted 8,641 Deferred Stock Units (DSUs), each tied to one share of common stock.
After this grant, Hamilton holds 53,884 DSUs in total and also holds 32,500 shares of common stock directly. An additional 82,500 common shares are held indirectly through Cure FA Foundation, Inc. The DSUs generally convert into common stock on a one-for-one basis, with settlement deferred until after his service ends.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Hamilton Thomas Edward
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Deferred Stock Units | 8,641 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Deferred Stock Units — 53,884 shares (Direct);
Common Stock — 32,500 shares (Direct);
Common Stock — 82,500 shares (Indirect, Cure FA Foundation, Inc.)
Footnotes (1)
- The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Key Figures
DSUs granted: 8,641 units
Total DSUs after grant: 53,884 units
Indirect common shares: 82,500 shares
+1 more
4 metrics
DSUs granted
8,641 units
Deferred Stock Units granted on June 10, 2026
Total DSUs after grant
53,884 units
Aggregate Deferred Stock Units during director tenure
Indirect common shares
82,500 shares
Common Stock held indirectly through Cure FA Foundation, Inc.
Direct common shares
32,500 shares
Common Stock held directly by Thomas Edward Hamilton
Key Terms
Deferred Stock Units, Annaly Capital Management, Inc. 2020 Equity Incentive Plan, termination of service, indirect ownership
4 terms
Deferred Stock Units financial
"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Annaly Capital Management, Inc. 2020 Equity Incentive Plan financial
"pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan"
termination of service financial
"defer the settlement of the DSUs until after a termination of service"
indirect ownership financial
"direct_or_indirect": "I", "nature_of_ownership": "Cure FA Foundation, Inc.""
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Annaly Capital Management (NLY) report for Thomas Edward Hamilton?
Annaly Capital Management reported that director Thomas Edward Hamilton received a grant of 8,641 Deferred Stock Units on June 10, 2026. This is a stock-based compensation award rather than an open-market purchase or sale of existing Annaly common shares.
How many deferred stock units does Annaly director Hamilton hold after this Form 4?
Following the June 10, 2026 grant, Thomas Edward Hamilton holds a total of 53,884 Deferred Stock Units. This figure reflects the aggregate DSUs granted during his tenure as a director, net of any prior conversions into Annaly Capital Management common stock.
What are Deferred Stock Units (DSUs) in the Annaly Capital Management 2020 Equity Incentive Plan?
Annaly’s Deferred Stock Units are awards that convert into common stock on a one-for-one basis. Under the 2020 Equity Incentive Plan, DSUs typically convert one year after grant unless the director elects to defer settlement until after their service with Annaly ends.
When will Hamilton’s newly granted Annaly DSUs be settled into common stock?
The DSUs generally convert into common stock one year after the grant date, but Hamilton has elected to defer settlement until after a termination of service. This means the 8,641 DSUs granted will settle into Annaly shares only after his board service ends.
Is Hamilton’s 8,641-unit DSU award an open-market trade in Annaly (NLY) stock?
No. The 8,641-unit award is a grant of Deferred Stock Units under Annaly’s 2020 Equity Incentive Plan. It is a compensation-related acquisition, not an open-market purchase or sale of Annaly common stock on an exchange.