STOCK TITAN

Annaly Capital (NYSE: NLY) director receives 8,641 deferred stock units, now holds 26,185 DSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Annaly Capital Management director Scott Wede reported a new equity grant. On June 10, 2026, he received 8,641 Deferred Stock Units (DSUs), each tied one-for-one to a share of common stock. This grant brings his total DSU balance to 26,185 units across his board tenure.

The DSUs will convert into common shares one year after grant unless settlement is deferred. Wede has elected to defer settlement until after his service as director ends. His directly held common stock position is reported as zero shares after this filing.

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Insider Wede Scott
Role null
Type Security Shares Price Value
Grant/Award Deferred Stock Units 8,641 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Deferred Stock Units — 26,185 shares (Direct, null); Common Stock — 0 shares (Direct, null)
Footnotes (1)
  1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Deferred Stock Units granted 8,641 units Grant on June 10, 2026
Deferred Stock Units after grant 26,185 units Total DSUs held following transaction
Underlying common stock for new DSUs 8,641 shares One-for-one DSU conversion basis
Common stock held directly 0 shares Direct ownership after reported transactions
DSU grant price $0.0000 per unit Compensation grant, not open-market purchase
Deferred Stock Units financial
"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Annaly Capital Management, Inc. 2020 Equity Incentive Plan financial
"pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan"
termination of service financial
"unless the director elects to defer the settlement of the DSUs until after a termination of service"
one-for-one basis financial
"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wede Scott

(Last)(First)(Middle)
1211 AVENUE OF THE AMERICAS

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ANNALY CAPITAL MANAGEMENT INC [ NLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)06/10/2026A8,641 (1) (1)Common Stock8,641$026,185(2)D
Explanation of Responses:
1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
2. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Remarks:
/s/ Audrey K. Susanin, as Attorney-in-Fact for Scott Wede06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Annaly Capital (NLY) director Scott Wede report in this Form 4?

Scott Wede reported receiving 8,641 Deferred Stock Units as equity compensation. These units are linked one-for-one to Annaly common stock and increased his total DSU holdings to 26,185 units, with no directly held common shares reported after the transaction.

How many Deferred Stock Units does Scott Wede now hold in Annaly Capital (NLY)?

After the June 10, 2026 grant, Scott Wede holds 26,185 Deferred Stock Units. This figure reflects the aggregate DSUs granted during his board tenure, net of any prior conversions into common shares, as disclosed in the filing footnotes.

When will Scott Wede’s Annaly (NLY) Deferred Stock Units convert into common stock?

The Deferred Stock Units convert to Annaly common stock one-for-one one year after the grant date. However, Wede has elected to defer settlement until after his termination of service as a director, delaying when he actually receives the underlying shares.

Does Scott Wede currently own Annaly Capital (NLY) common stock directly?

The filing reports that Wede holds zero shares of Annaly common stock directly following the reported transactions. His equity exposure is currently through 26,185 Deferred Stock Units, which are designed to convert into common shares at a later settlement date.

What is the value per unit of Scott Wede’s new Annaly (NLY) Deferred Stock Units grant?

The Form 4 lists a transaction price of $0.0000 per Deferred Stock Unit. This reflects that the 8,641 DSUs were granted as compensation under Annaly’s 2020 Equity Incentive Plan, rather than purchased in an open-market transaction for cash.

Under which plan were Scott Wede’s Annaly (NLY) Deferred Stock Units granted?

The Deferred Stock Units were granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. This plan governs the terms of DSU grants, including their one-for-one conversion into common stock and the ability to defer settlement beyond one year.