Welcome to our dedicated page for Annaly Capital SEC filings (Ticker: NLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Annaly Capital Management, Inc. (NYSE: NLY) SEC filings page on Stock Titan provides direct access to the company’s public filings alongside AI-powered summaries. Annaly is a mortgage-focused REIT and diversified capital manager, and its filings offer detailed insight into how it manages Agency mortgage-backed securities, residential credit investments and mortgage servicing rights (MSR), as described in its public disclosures.
Investors can use this page to review Annaly’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include information on portfolio composition, leverage, net interest margin and capital allocation across its core businesses. Current reports on Form 8-K, several of which are excerpted above, document material events including quarterly earnings announcements, investor presentations, financial supplements, capital raising arrangements and executive transitions.
Annaly’s 8-K filings also list the company’s securities registered under Section 12(b) of the Exchange Act, including its common stock (NLY) and multiple series of cumulative redeemable preferred stock (NLY.F, NLY.G, NLY.I and NLY.J). Other exhibits referenced in these filings, such as distribution agency agreements and legal opinions, provide additional context on at-the-market equity programs and the issuance of securities under the company’s automatic shelf registration statement.
On Stock Titan, AI-generated highlights help explain the key points of lengthy filings, allowing users to quickly identify items such as new capital raising programs, changes in executive roles, or updates to investor materials. The page also surfaces insider and securities-related filings, such as those relating to preferred stock series, so users can track how Annaly manages its capital structure and disclosure obligations over time.
Annaly Capital Management, Inc. reported that longtime executive Anthony C. Green plans to retire after 16 years with the company. Effective January 1, 2026, he will step down as Chief Legal Officer, Chief Corporate Officer and Secretary and transition to a Senior Advisor role through March 31, 2026.
Under a retirement and transition agreement dated December 29, 2025, Mr. Green will continue to receive his current base salary during his advisory term and remain eligible for his 2025 annual incentives, to be paid in cash and equity based on actual 2025 performance. Following retirement, his outstanding equity awards will continue to vest under modified retirement provisions. He will also receive a lump-sum cash payment equal to three months of base salary and an additional lump sum intended to cover COBRA health coverage costs through September 30, 2026.
Annaly Capital Management, Inc. entered into separate Distribution Agency Agreements with multiple major broker-dealers that allow it to sell shares of its common stock in at-the-market offerings. The company may offer and sell shares of common stock with an aggregate offering price of up to $2,500,000,000 from time to time through these sales agents, who will use commercially reasonable efforts to execute sales as directed. Annaly will pay each sales agent a commission of up to 1.00% of the gross sales price per share. Any shares sold will be issued under Annaly’s automatic shelf registration statement on Form S-3, using an existing base prospectus and a prospectus supplement dated December 22, 2025.
Annaly Capital Management, Inc. is launching an at-the-market common stock offering of up to $2,500,000,000, selling shares from time to time through a syndicate of sales agents on the NYSE and in negotiated or block trades. The agents may receive up to 1.00% of gross proceeds as compensation, and can also buy shares as principal under separate terms agreements.
Annaly intends to use the net proceeds for general corporate purposes, temporarily investing funds in short-term, investment grade instruments consistent with its REIT status. The company is a mortgage-focused REIT listed on the NYSE under the symbol “NLY”; the last reported sale price was $22.70 per share on December 19, 2025. Recent U.S. tax law changes permanently extend the 20% deduction for qualified REIT dividends and raise the taxable REIT subsidiary asset limit from 20% to 25% for certain future years.
T. Rowe Price Associates, Inc. filed an amended Schedule 13G reporting its beneficial ownership in Annaly Capital Management. The firm reported 30,823,428 shares beneficially owned, representing 4.8% of the class as of the event date 09/30/2025.
The filing lists sole voting power of 30,702,872 shares and sole dispositive power of 30,823,428 shares, with no shared voting or dispositive power. The filer is classified as an investment adviser (IA) and certifies the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Annaly Capital Management (NLY) CEO and Co‑CIO David L. Finkelstein reported a sale of 50,000 shares of common stock on 11/03/2025 at a weighted average price of $21.16, with trade prices ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 709,725 shares directly.
The transaction was made pursuant to a Rule 10b5‑1 plan adopted on May 16, 2024 for tax and estate planning purposes. The holding balance includes dividend equivalent units (DEUs), each economically equivalent to one share and payable in one share for each whole DEU.
Annaly Capital Management (NLY) officer Anthony C. Green reported an open‑market sale of 22,499 shares of common stock on November 3, 2025 under a Rule 10b5‑1 plan adopted May 5, 2025. The weighted average price was $21.15, with trades ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 178,441 shares.
The filer is Annaly’s Chief Corporate Officer and CLO. The filing notes that dividend equivalent units (DEUs) issued on restricted unit awards are included in the reported common stock holdings, with each DEU economically equivalent to one share.
Annaly Capital Management reported stronger results for the quarter ended September 30, 2025. Net income attributable to Annaly was $832.4 million, with net income available to common stockholders of $791.3 million and diluted EPS of $1.20. Net interest income improved to $275.8 million, and net servicing income reached $126.3 million. Comprehensive income attributable to common stockholders was $907.0 million.
The balance sheet expanded as total assets rose to $125.86 billion, driven by securities of $85.06 billion and assets transferred or pledged to securitization vehicles of $29.51 billion. Total liabilities were $110.86 billion, including repurchase agreements of $75.12 billion. Total equity increased to $15.00 billion.
Operating cash flow was $48.6 million for the nine months, with investing activities using $17.47 billion and financing activities providing $18.03 billion. Shares of common stock outstanding were 683,031,214 as of October 24, 2025; this is a baseline figure, not the amount being offered.
Annaly Capital Management (NLY) furnished an investor presentation via an 8-K under Item 7.01 (Regulation FD). The Third Quarter 2025 Investor Presentation is attached as Exhibit 99.1 and incorporated by reference as stated.
The company notes the materials are being furnished, not filed, meaning they are not subject to Section 18 of the Exchange Act and will only be incorporated into other filings if specifically referenced. The filing also lists its NYSE‑traded securities, including common stock (NLY) and preferred series NLY.F, NLY.G, NLY.I, and NLY.J. Additional exhibits include iXBRL cover page data (Exhibits 101 and 104).
Annaly Capital Management (NLY) filed an 8-K announcing it posted its financial supplement for the quarter ended September 30, 2025. The supplement is available on the Investors section of its website and is filed as Exhibit 99.1, which is incorporated by reference.
The filing also lists the company’s NYSE‑traded securities, including common stock (NLY) and preferred series NLY.F, NLY.G, NLY.I, and NLY.J.
Annaly Capital Management, Inc. (NLY) furnished quarterly results via an 8‑K. The company reported that it issued a press release announcing financial results for the quarter ended September 30, 2025, and provided it as Exhibit 99.1.
The information in Item 2.02, including Exhibit 99.1, is being furnished and is not deemed “filed” under Section 18 of the Exchange Act. Additional exhibits include the cover page formatted in iXBRL (Exhibit 101) and the interactive data file (Exhibit 104).