Welcome to our dedicated page for Annaly Capital SEC filings (Ticker: NLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Annaly Capital Management, Inc. (NYSE: NLY) SEC filings page on Stock Titan provides direct access to the company’s public filings alongside AI-powered summaries. Annaly is a mortgage-focused REIT and diversified capital manager, and its filings offer detailed insight into how it manages Agency mortgage-backed securities, residential credit investments and mortgage servicing rights (MSR), as described in its public disclosures.
Investors can use this page to review Annaly’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include information on portfolio composition, leverage, net interest margin and capital allocation across its core businesses. Current reports on Form 8-K, several of which are excerpted above, document material events including quarterly earnings announcements, investor presentations, financial supplements, capital raising arrangements and executive transitions.
Annaly’s 8-K filings also list the company’s securities registered under Section 12(b) of the Exchange Act, including its common stock (NLY) and multiple series of cumulative redeemable preferred stock (NLY.F, NLY.G, NLY.I and NLY.J). Other exhibits referenced in these filings, such as distribution agency agreements and legal opinions, provide additional context on at-the-market equity programs and the issuance of securities under the company’s automatic shelf registration statement.
On Stock Titan, AI-generated highlights help explain the key points of lengthy filings, allowing users to quickly identify items such as new capital raising programs, changes in executive roles, or updates to investor materials. The page also surfaces insider and securities-related filings, such as those relating to preferred stock series, so users can track how Annaly manages its capital structure and disclosure obligations over time.
Annaly Capital Management’s President and COO Steven Francis Campbell reported routine equity compensation activity. On February 1, 2026, he surrendered 39,810 shares of common stock at $23.01 per share to the company to cover tax withholding triggered by previously granted restricted stock units vesting.
On the same date, he received 52,151 new restricted stock units at $23.01 per share under Annaly’s 2020 Equity Incentive Plan. Each RSU represents a right to receive one share of common stock, vesting ratably over three years. After these transactions, he directly holds 232,716 shares of Annaly common stock, including dividend equivalent units tied to RSUs.
Annaly Capital Management’s Chief Financial Officer Serena Wolfe reported routine equity compensation activity. On February 1, 2026, she surrendered 35,660 shares of common stock at $23.01 per share to Annaly to cover tax withholding tied to the vesting of previously granted restricted stock units (RSUs).
On the same date, she received a new grant of 45,632 RSUs under Annaly’s 2020 Equity Incentive Plan, also valued at $23.01 per share. After these transactions, she directly owned 189,617 shares of Annaly common stock, including dividend equivalent units economically equal to shares.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported routine equity compensation activity. On February 1, 2026, he surrendered 139,889 shares of common stock at $23.01 per share back to Annaly to cover tax withholding tied to previously granted RSUs that vested that day.
On the same date, he received a new grant of 152,976 restricted stock units at $23.01 per share under Annaly’s 2020 Equity Incentive Plan. These RSUs vest in equal installments over three years, starting on the one‑year anniversary of the grant. After these transactions, he directly held 738,134 shares of common stock, which include dividend equivalent units.
Annaly Capital Management, Inc. furnished a Fourth Quarter 2025 investor presentation as an exhibit to a current report. The presentation, dated January 28, 2026 and attached as Exhibit 99.1, is provided under a Regulation FD disclosure item to share information broadly with the market.
The company states that the material in the presentation is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other securities filings unless specifically referenced.
Annaly Capital Management, Inc. filed a current report to inform investors that it has released its financial supplement for the quarter ended December 31, 2025. The company posted this supplement on the Investors section of its website and also attached it as Exhibit 99.1.
The filing notes that the supplement provides additional details on fourth quarter 2025 financial information. The report is signed by the Chief Financial Officer, Serena Wolfe, on behalf of the company.
Annaly Capital Management, Inc. filed a current report stating that it issued a press release with its financial results for the quarter ended December 31, 2025. The press release is furnished as Exhibit 99.1 and provides details on the company’s operating performance for that quarter.
The company notes that this information is furnished, not filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities law filings unless specifically referenced.
Annaly Capital Management, Inc. reported that longtime executive Anthony C. Green plans to retire after 16 years with the company. Effective January 1, 2026, he will step down as Chief Legal Officer, Chief Corporate Officer and Secretary and transition to a Senior Advisor role through March 31, 2026.
Under a retirement and transition agreement dated December 29, 2025, Mr. Green will continue to receive his current base salary during his advisory term and remain eligible for his 2025 annual incentives, to be paid in cash and equity based on actual 2025 performance. Following retirement, his outstanding equity awards will continue to vest under modified retirement provisions. He will also receive a lump-sum cash payment equal to three months of base salary and an additional lump sum intended to cover COBRA health coverage costs through September 30, 2026.
Annaly Capital Management, Inc. entered into separate Distribution Agency Agreements with multiple major broker-dealers that allow it to sell shares of its common stock in at-the-market offerings. The company may offer and sell shares of common stock with an aggregate offering price of up to $2,500,000,000 from time to time through these sales agents, who will use commercially reasonable efforts to execute sales as directed. Annaly will pay each sales agent a commission of up to 1.00% of the gross sales price per share. Any shares sold will be issued under Annaly’s automatic shelf registration statement on Form S-3, using an existing base prospectus and a prospectus supplement dated December 22, 2025.
Annaly Capital Management, Inc. is launching an at-the-market common stock offering of up to $2,500,000,000, selling shares from time to time through a syndicate of sales agents on the NYSE and in negotiated or block trades. The agents may receive up to 1.00% of gross proceeds as compensation, and can also buy shares as principal under separate terms agreements.
Annaly intends to use the net proceeds for general corporate purposes, temporarily investing funds in short-term, investment grade instruments consistent with its REIT status. The company is a mortgage-focused REIT listed on the NYSE under the symbol “NLY”; the last reported sale price was $22.70 per share on December 19, 2025. Recent U.S. tax law changes permanently extend the 20% deduction for qualified REIT dividends and raise the taxable REIT subsidiary asset limit from 20% to 25% for certain future years.
T. Rowe Price Associates, Inc. filed an amended Schedule 13G reporting its beneficial ownership in Annaly Capital Management. The firm reported 30,823,428 shares beneficially owned, representing 4.8% of the class as of the event date 09/30/2025.
The filing lists sole voting power of 30,702,872 shares and sole dispositive power of 30,823,428 shares, with no shared voting or dispositive power. The filer is classified as an investment adviser (IA) and certifies the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.