Welcome to our dedicated page for Nuveen Multi-Asset Income SEC filings (Ticker: NMAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is dedicated to SEC filings and regulatory disclosures for Nuveen Multi-Asset Income Fund (NMAI), a closed-end management investment company in the asset management industry. While no specific SEC filings are listed in the provided data, funds of this type typically use SEC reports to describe their investment strategies, risks, distribution policies, and financial statements in detail.
For a fund like Nuveen Multi-Asset Income Fund, annual reports on Form N-CSR or similar fund filings can explain how its risk-based framework is applied to allocate capital among global equity and debt securities. These filings often discuss the fund’s ability to invest in equity and debt securities of any type without stated limits, along with commentary on portfolio composition and performance. They can also elaborate on how the fund fits within Nuveen’s broader lineup of closed-end funds designed for income-focused investors seeking regular distributions.
Regulatory documents are also where investors can find more detail on distribution policies and sources of distributions. Public materials from Nuveen explain that closed-end funds making regular monthly or quarterly cash distributions may pay out net investment income, realized capital gains, and return of capital. Formal SEC filings expand on these points, outlining how such distributions can affect net asset value and what investors should consider when evaluating distribution levels.
On Stock Titan, NMAI’s filings page is designed to surface these regulatory documents as they become available, with AI-powered summaries that clarify complex sections and highlight key themes. As filings are added, users can quickly locate discussions of investment strategy, risk factors, distribution practices, and other disclosures relevant to understanding Nuveen Multi-Asset Income Fund’s structure and operations.
Nuveen Multi-Asset Income Fund filed an initial ownership report for portfolio manager John Tribolet. The filing states that, as of the event date of 01/06/2026, no securities of Nuveen Multi-Asset Income Fund are beneficially owned. This Form 3 establishes that a fund officer has reporting obligations under insider ownership rules, while confirming that there are currently no reportable share or derivative positions.
Nuveen Multi-Asset Income Fund’s portfolio manager, Kim James Shung-ook, filed an initial ownership report as an officer of the fund. The Form 3 indicates that there are currently no non-derivative or derivative securities of the fund beneficially owned, as explicitly noted in the remarks section stating that no securities are beneficially owned.
Nuveen Multi-Asset Income Fund filed an initial insider ownership report for officer Mark Zheng, who serves as MD, Fixed Income Portfolio Manager. The Form 3 states that, as of the reported event on 01/06/2026, he has no securities beneficially owned in the fund. This is an administrative disclosure of insider holdings and does not describe any purchases, sales, or derivative positions.
Nuveen Multi-Asset Income Fund (NMAI): A Form 3 initial beneficial ownership report dated 09/10/2025 was filed. The reporting person, serving as VP and Treasurer, indicated that no securities are beneficially owned. The submission was filed by one reporting person under a power of attorney.