Nuveen Multi-Asset Income Fund (NMAI) officer files Form 3 showing no holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Nuveen Multi-Asset Income Fund’s portfolio manager, Kim James Shung-ook, filed an initial ownership report as an officer of the fund. The Form 3 indicates that there are currently no non-derivative or derivative securities of the fund beneficially owned, as explicitly noted in the remarks section stating that no securities are beneficially owned.
Positive
- None.
Negative
- None.
FAQ
What does Nuveen Multi-Asset Income Fund (NMAI) disclose in this Form 3?
The filing reports that portfolio manager Kim James Shung-ook is an officer of Nuveen Multi-Asset Income Fund and currently has no beneficial ownership of the fund’s securities.
Who is the reporting person in this NMAI Form 3?
The reporting person is Kim James Shung-ook, who is identified as a Portfolio Manager and an officer of Nuveen Multi-Asset Income Fund.
Is the Form 3 for Nuveen Multi-Asset Income Fund filed by one or multiple reporting persons?
The document indicates that the Form is filed by one reporting person, referring to portfolio manager Kim James Shung-ook.
What is the relationship of the reporting person to Nuveen Multi-Asset Income Fund (NMAI)?
The reporting person is an officer of the fund, with the title Portfolio Manager, and is not listed as a director or 10% owner.