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Nuveen Multi-Asset Income Fund (NMAI) officer files Form 3 showing no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Multi-Asset Income Fund’s portfolio manager, Kim James Shung-ook, filed an initial ownership report as an officer of the fund. The Form 3 indicates that there are currently no non-derivative or derivative securities of the fund beneficially owned, as explicitly noted in the remarks section stating that no securities are beneficially owned.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Kim James Shung-ook

(Last) (First) (Middle)
333 W. WACKER DRIVE
C/O NUVEEN

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/06/2026
3. Issuer Name and Ticker or Trading Symbol
Nuveen Multi-Asset Income Fund [ NMAI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Portfolio Manager
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
kimpoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 02/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Nuveen Multi-Asset Income Fund (NMAI) disclose in this Form 3?

The filing reports that portfolio manager Kim James Shung-ook is an officer of Nuveen Multi-Asset Income Fund and currently has no beneficial ownership of the fund’s securities.

Who is the reporting person in this NMAI Form 3?

The reporting person is Kim James Shung-ook, who is identified as a Portfolio Manager and an officer of Nuveen Multi-Asset Income Fund.

Does the insider own any NMAI shares according to this Form 3?

No. The remarks state that no securities are beneficially owned, and both the non-derivative and derivative ownership tables contain no reported holdings.

Is the Form 3 for Nuveen Multi-Asset Income Fund filed by one or multiple reporting persons?

The document indicates that the Form is filed by one reporting person, referring to portfolio manager Kim James Shung-ook.

What is the relationship of the reporting person to Nuveen Multi-Asset Income Fund (NMAI)?

The reporting person is an officer of the fund, with the title Portfolio Manager, and is not listed as a director or 10% owner.
Nuveen Multi-Asset Income

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