Welcome to our dedicated page for Nuveen Multi-Asset Income Fund SEC filings (Ticker: NMAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nuveen Multi-Asset Income Fund filings document the regulatory record of a Nuveen closed-end management investment company. The fund's proxy materials cover annual meeting procedures, shareholder voting, registrant information, and governance matters associated with trustee oversight and fund administration.
For NMAI, SEC disclosures are centered on formal fund governance rather than operating-company revenue. The filings provide structured records of proxy solicitation, meeting notices, voting mechanics, and related closed-end fund reporting obligations.
Nuveen Multi-Asset Income Fund vice president William A. Siffermann reported an open-market purchase of 75 shares of common stock at a price of $13.44 per share. Following this transaction, his directly owned stake in the fund increased to a total of 330.0972 shares.
Nuveen Multi-Asset Income Fund (and affiliated Nuveen closed-end funds) filed its certified shareholder report for the period ended December 31, 2025, disclosing fund performance, distribution sources, portfolio composition, leverage and selected corporate actions.
The report shows NMAI returned 19.23% for the 12-month period (benchmark 15.16%), JRI returned 14.15% (benchmark 10.82%) and JRS returned -1.70% (benchmark 3.44%). The report details distribution rates and sources: NMAI current distribution $0.1160 per share, JRI current distribution $0.1335, and JRS quarterly distribution $0.1700, with material portions estimated as a return of capital (JRS estimates ~78.3% as of Nov 30, 2025, and ~69.2% fiscal YTD as of Dec 31, 2025). The Board authorized a repurchase program of up to ~10% of outstanding shares; cumulative repurchases shown: NMAI 0, JRI 243,500, JRS 0. The report also discloses a JRI Rights offering (Record Date Feb 6, 2026, 1-for-4 subscription, Subscription Price = 95% of a five-day average with a 90% NAV floor, Expiration Date March 9, 2026), and portfolio manager updates effective Jan 7, 2026 and earlier 2025 changes.
Nuveen Multi-Asset Income Fund and related Nuveen funds are asking shareholders to elect board members at virtual annual meetings on April 16, 2026. Meetings will be held online only, with record-date shareholders as of February 9, 2026 able to vote by mail, phone, internet, or during the webcast.
Common and, where applicable, preferred shareholders will vote on staggered Class I, II and III trustees, and in certain funds preferred holders also elect two trustees separately. All nominees are independent under the Investment Company Act and NYSE/NASDAQ rules, and the boards unanimously recommend voting FOR each nominee.
The statement explains quorum and broker-voting mechanics, detailed governance and risk-oversight committee structures, and updated Independent Board Member compensation effective January 1, 2025, including higher retainers for key committees and chairs, with fees allocated across the Nuveen fund complex.
Nuveen Multi-Asset Income Fund filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer subject to insider reporting rules. The filing does not list any share transactions or holdings details in the provided data.
Nuveen Multi-Asset Income Fund filed an initial ownership report for portfolio manager John Tribolet. The filing states that, as of the event date of 01/06/2026, no securities of Nuveen Multi-Asset Income Fund are beneficially owned. This Form 3 establishes that a fund officer has reporting obligations under insider ownership rules, while confirming that there are currently no reportable share or derivative positions.
Nuveen Multi-Asset Income Fund’s portfolio manager, Kim James Shung-ook, filed an initial ownership report as an officer of the fund. The Form 3 indicates that there are currently no non-derivative or derivative securities of the fund beneficially owned, as explicitly noted in the remarks section stating that no securities are beneficially owned.
Nuveen Multi-Asset Income Fund filed an initial insider ownership report for officer Mark Zheng, who serves as MD, Fixed Income Portfolio Manager. The Form 3 states that, as of the reported event on 01/06/2026, he has no securities beneficially owned in the fund. This is an administrative disclosure of insider holdings and does not describe any purchases, sales, or derivative positions.
Nuveen Multi-Asset Income Fund (NMAI): A Form 3 initial beneficial ownership report dated 09/10/2025 was filed. The reporting person, serving as VP and Treasurer, indicated that no securities are beneficially owned. The submission was filed by one reporting person under a power of attorney.