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Nuveen Multi-Asset Income Fund (NMAI) files Form 3 for officer Castro

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Multi-Asset Income Fund filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer subject to insider reporting rules. The filing does not list any share transactions or holdings details in the provided data.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
C/O NUVEEN

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Multi-Asset Income Fund [ NMAI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for Nuveen Multi-Asset Income Fund (NMAI) show?

The Form 3 filing identifies Joseph Castro as an officer of Nuveen Multi-Asset Income Fund. It records his status for insider reporting purposes but, in the provided data, does not disclose any specific share holdings or transactions.

Who is the reporting person in the NMAI Form 3 filing?

The reporting person is Joseph Castro, designated as EVP, Chief Risk & Compliance of Nuveen Multi-Asset Income Fund. This role makes him a company officer subject to ongoing insider ownership and transaction reporting requirements under U.S. securities regulations.

Does the NMAI Form 3 show any insider share purchases or sales?

No insider share purchases or sales are shown in the provided Form 3 data. The transaction section is empty, with zero buy, sell, acquire, or dispose counts, indicating no reportable transactions at the time of this initial ownership report.

Why is Nuveen Multi-Asset Income Fund (NMAI) filing a Form 3 for Joseph Castro?

Form 3 is filed when someone becomes an insider, such as an officer or director. For NMAI, it records Joseph Castro’s status as EVP, Chief Risk & Compliance, establishing his obligation to report future changes in beneficial ownership.

What does the transaction summary indicate in NMAI’s Form 3 filing?

The transaction summary shows zero buys, zero sells, and a neutral net share position. This means no reportable equity transactions by or attributed to Joseph Castro are included in this initial ownership statement based on the provided information.
Nuveen Multi-Asset Income

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