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Nuveen Multi-Asset Income (NMAI) VP adds 75 shares in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nuveen Multi-Asset Income Fund vice president William A. Siffermann reported an open-market purchase of 75 shares of common stock at a price of $13.44 per share. Following this transaction, his directly owned stake in the fund increased to a total of 330.0972 shares.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Siffermann William A

(Last) (First) (Middle)
333 W. WACKER DRIVE
C/O NUVEEN

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Nuveen Multi-Asset Income Fund [ NMAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 P 75 A $13.44 330.0972 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
siffermannpoa.txt
Mark L. Winget/ Signed Under POA 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NMAI report for William A. Siffermann?

Nuveen Multi-Asset Income Fund reported that vice president William A. Siffermann bought 75 shares of common stock. The shares were acquired in an open-market purchase at a price of $13.44 per share, increasing his directly owned position in the fund.

At what price did the NMAI insider shares trade in this Form 4?

The reported NMAI insider transaction shows an open-market purchase at $13.44 per share. This price applies to the 75 common shares acquired and helps investors understand the level at which the fund’s vice president increased his personal holdings.

How many Nuveen Multi-Asset Income Fund shares does the insider own after this trade?

After the transaction, William A. Siffermann directly owns a total of 330.0972 NMAI common shares. This figure reflects his position immediately following the 75-share open-market purchase reported in the Form 4 insider filing for the fund.

Was the NMAI insider transaction a buy or sell according to the Form 4?

The Nuveen Multi-Asset Income Fund Form 4 reports a buy transaction. Vice president William A. Siffermann executed an open-market purchase of 75 common shares, classified under transaction code “P,” indicating a purchase in the open market or a private transaction.

Is the NMAI insider ownership in this Form 4 direct or indirect?

The Form 4 indicates that the NMAI shares are held under direct ownership. The transaction is coded with ownership type “direct,” meaning the 330.0972 common shares, including the 75-share purchase, are attributed directly to William A. Siffermann, without an intermediary entity.

What does transaction code P mean in the NMAI Form 4 filing?

In this NMAI Form 4, transaction code “P” designates a purchase in the open market or a private transaction. It confirms that the 75 common shares were bought, not sold or transferred, and classifies the trade as a standard open-market acquisition by the insider.
Nuveen Multi-Asset Income

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