Nuveen Multi-Asset Income (NMAI) VP adds 75 shares in open-market buy
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Nuveen Multi-Asset Income Fund vice president William A. Siffermann reported an open-market purchase of 75 shares of common stock at a price of $13.44 per share. Following this transaction, his directly owned stake in the fund increased to a total of 330.0972 shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 75 shares ($1,008)
Net Buy
1 txn
Insider
Siffermann William A
Role
Vice President
Bought
75 shs ($1K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 75 | $13.44 | $1K |
Holdings After Transaction:
Common Stock — 330.097 shares (Direct)
Footnotes (1)
FAQ
What insider transaction did NMAI report for William A. Siffermann?
Nuveen Multi-Asset Income Fund reported that vice president William A. Siffermann bought 75 shares of common stock. The shares were acquired in an open-market purchase at a price of $13.44 per share, increasing his directly owned position in the fund.
Was the NMAI insider transaction a buy or sell according to the Form 4?
The Nuveen Multi-Asset Income Fund Form 4 reports a buy transaction. Vice president William A. Siffermann executed an open-market purchase of 75 common shares, classified under transaction code “P,” indicating a purchase in the open market or a private transaction.
Is the NMAI insider ownership in this Form 4 direct or indirect?
The Form 4 indicates that the NMAI shares are held under direct ownership. The transaction is coded with ownership type “direct,” meaning the 330.0972 common shares, including the 75-share purchase, are attributed directly to William A. Siffermann, without an intermediary entity.
What does transaction code P mean in the NMAI Form 4 filing?
In this NMAI Form 4, transaction code “P” designates a purchase in the open market or a private transaction. It confirms that the 75 common shares were bought, not sold or transferred, and classifies the trade as a standard open-market acquisition by the insider.