[Form 4] NEW MOUNTAIN FINANCE CORPORATION Insider Trading Activity

Rhea-AI Filing Summary

David Ogens, a director of New Mountain Finance Corporation (NMFC), reported acquisitions of common stock dated 08/11/2025. He acquired 18,000 shares directly at a reported price of $10.23, bringing his direct beneficial ownership to 216,189 shares. He also reported two indirect acquisitions held through family-benefit trusts: 4,000 shares at $10.257 (indirect holdings reported as 12,000 shares) and 4,000 shares at $10.2199 (indirect holdings reported as 16,000 shares).

The filing states these additions include shares acquired under NMFC's dividend reinvestment plan since Mr. Ogens' prior Form 4 on March 10, 2025. No derivative securities were reported.

Positive

• Director David Ogens reported direct acquisition of 18,000 NMFC shares at $10.23
• Additional indirect acquisitions of 4,000 shares each through family trusts were disclosed and attributed to the dividend reinvestment plan

Negative

• None.

Insights

Financial Analyst

TL;DR: Director acquisitions via dividend reinvestment show modest accumulation; transaction sizes suggest limited immediate market impact.

The Form 4 documents direct and indirect purchases by Director David Ogens on 08/11/2025, totaling 26,000 newly acquired shares across direct and trust accounts at per-share prices near $10.23. The filing notes these include dividend reinvestment plan purchases and reports no derivatives. From a finance perspective, these are straightforward Section 16 acquisitions that reflect incremental accumulation rather than large strategic purchases; the filing alone does not establish material change to ownership or control.

Corporate Governance Expert

TL;DR: Disclosure appears compliant with Section 16 rules; indirect holdings through family trusts are properly reported.

The report identifies Mr. Ogens as a director and discloses both direct holdings and indirect beneficial ownership via trusts benefiting family members. It specifies amounts acquired, prices, and that the purchases include dividend reinvestment plan activity since his prior Form 4. The clear separation of direct and indirect holdings and the explanatory footnotes support transparent insider reporting governance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogens David

(Last) (First) (Middle)

C/O NEW MOUNTAIN CAPITAL, L.L.C.

1633 BROADWAY, 48TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
New Mountain Finance Corp [ NMFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2025		P		18,000	A	$10.23	216,189(1)	D
Common Stock	08/11/2025		P		4,000	A	$10.257	12,000	I	By Trust(2)
Common Stock	08/11/2025		P		4,000	A	$10.2199	16,000	I	By Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on March 10, 2025.

2. Shares are owned indirectly by Mr. Ogens through trusts benefiting family members.

	/s/ David Ogens	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for NMFC?

David Ogens, identified as a Director of New Mountain Finance Corporation, filing via C/O New Mountain Capital, L.L.C.

What transactions were reported on this Form 4 for NMFC (08/11/2025)?

Acquisitions: 18,000 direct shares at $10.23; 4,000 indirect shares at $10.257; 4,000 indirect shares at $10.2199.

How many shares does Mr. Ogens report owning after these transactions?

Direct beneficial ownership: 216,189 shares; Indirect trust holdings reported: 12,000 shares and 16,000 shares respectively.

Were any derivative securities reported in this filing?

No. Table II indicates no derivative securities were acquired, disposed of, or beneficially owned in this report.

How were some of the shares acquired according to the filing?

The filing states these additions include shares acquired under New Mountain Finance Corporation's dividend reinvestment plan since Mr. Ogens' prior Form 4 on March 10, 2025.