Welcome to our dedicated page for New Mountain Finance SEC filings (Ticker: NMFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
New Mountain Finance Corporation filings document the regulatory record of a closed-end management investment company focused on direct lending. Its disclosures cover operating results, net investment income, distributions, net asset value, portfolio composition, credit quality and investment exposure across sectors such as software, business services and healthcare.
Material-event filings also describe credit-facility amendments, revolving loan arrangements, stock repurchase authorization, completed asset-sale activity, officer and board governance matters, and listed securities including common stock and 8.250% notes due 2028. Proxy materials cover director elections, auditor ratification and annual meeting voting matters.
New Mountain Finance Corporation plans a private placement of up to $150 million of senior notes to institutional investors under an existing note purchase agreement supplement.
The company may issue $40 million of 7.28% Tranche A notes due 2028, $35 million of 7.76% Tranche B notes due 2031, and $75 million of floating-rate Tranche C notes due 2031, bearing interest at Term SOFR plus 3.66%. The notes are unsecured, rank equally with other unsecured unsubordinated debt, and can be redeemed at par plus a make-whole premium before specified dates and at par thereafter. Closings may occur between July 7, 2026 and October 1, 2026, and net proceeds are earmarked for general corporate purposes, including investments and repayment of existing debt.
New Mountain Finance Corp director John P. Malfettone sold 77,500 shares of Common Stock in an open-market transaction. The shares were sold at an average price of $7.8927 per share on 2026-06-15, reducing his directly held position in the stock to zero shares.
J.P. Morgan Securities LLC submitted a Form 144 notice proposing the sale of Common shares, including 25,935 shares associated with 05/10/2021, 31,565 shares associated with 05/11/2021, and 20,000 shares associated with 05/24/2022. The entries list Open Market as the planned method.
New Mountain Finance Corporation has priced a private offering of three tranches of Series 2026A senior notes. The company will issue $40,000,000 of 7.28% Senior Fixed Rate Notes, Tranche A, due 2028, $35,000,000 of 7.76% Senior Fixed Rate Notes, Tranche B, due 2031, and $75,000,000 of Senior Floating Rate Notes, Tranche C, due 2031. The offering is expected to close on or around June 18, 2026, with each tranche issued on or before October 1, 2026, subject to customary closing conditions. Net proceeds are intended for general corporate purposes, including making investments and repaying existing indebtedness. The notes are being sold in a private placement under Section 4(a)(2) of the Securities Act and will not be registered.
New Mountain Finance Corporation reported results from its 2026 Annual Meeting of Stockholders. As of the March 13, 2026 record date, 98,509,563 shares of common stock were outstanding and entitled to vote.
Stockholders elected three directors—Rome G. Arnold III, Daniel B. Hébert, and Steven B. Klinsky—to three-year terms expiring at the 2029 annual meeting. Each nominee received more votes “for” than “withheld,” with substantial broker non-votes recorded.
Stockholders also ratified the appointment of Deloitte & Touche LLP as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2026, with 71,984,085 votes for, 1,201,914 against, and 513,579 abstentions.
New Mountain Finance Corporation reported a net decrease in net assets from operations of $50.9 million for the quarter ended March 31, 2026, driven by significant realized and unrealized losses on investments.
Total investment income was $68.8 million, down from $85.7 million a year earlier, while net investment income of $30.6 million supported quarterly distributions of $0.32 per share. Net assets attributable to the company declined to $1.04 billion, and net asset value per share fell from $11.52 to $10.92, reflecting portfolio mark-downs and share repurchases of about 7.1 million shares.
New Mountain Finance Corporation reported first quarter 2026 results, announced a cash distribution, and named an interim finance chief. Adjusted net investment income was $32.2 million, or $0.32 per weighted average share, matching the prior year on a per-share basis.
GAAP results showed a net loss of $50.9 million, or $(0.51) per share, driven by $81.4 million of net realized and unrealized losses, compared with net income of $23.4 million, or $0.22 per share, a year earlier. Net asset value per share declined to $10.92 from $11.52 as of December 31, 2025.
The company completed a roughly $470 million portfolio sale at 94% of December 31, 2025 fair value, repurchased about $66 million of stock at an average $8.01 per share, and expanded share repurchase authorization by $50 million. It declared a second quarter 2026 distribution of $0.25 per share, payable June 30, 2026 to holders of record on June 16, 2026. The board appointed Laura C. Holson as interim Chief Financial Officer and Treasurer effective May 29, 2026, while she continues as Chief Operating Officer.
New Mountain Finance Corporation will hold its 2026 annual stockholder meeting as a fully virtual event on May 12, 2026 at 10:30 a.m. Eastern via webcast at www.virtualshareholdermeeting.com/NMFC2026. Stockholders of record at the close of business on March 13, 2026, when 98,509,563 common shares were outstanding, are entitled to vote.
Investors are asked to elect three Class III directors (Steven B. Klinsky, Daniel B. Hébert and Rome G. Arnold III) for terms expiring in 2029 and to ratify Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026. The board, which is majority independent, recommends voting “FOR” all director nominees and the auditor ratification.
New Mountain Finance Corporation reported that its Board of Directors has received and accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer. He will remain in both roles until a successor is in place, with the transition expected to be completed by May 29, 2026. The company states that, in submitting his resignation, Mr. Corbett did not express any disagreement regarding its operations, policies, or practices, indicating an orderly leadership change rather than a dispute-driven departure.
New Mountain Finance Corp executive Adam B. Weinstein, who serves as EVP, CAO and Director, made an open-market purchase of 12,900 shares of common stock on March 17, 2026 at $7.609 per share. Following this transaction, he directly holds 751,756.32 shares of the company’s common stock, indicating this was a relatively small addition to an already substantial position.