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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March
19, 2026
New Mountain Finance Corporation
(Exact name of registrant as specified in its charter)
| Delaware |
|
814-00832 |
|
27-2978010 |
|
(State or other jurisdiction of
incorporation or organization) |
|
(Commission
File Number) |
|
(IRS Employer
Identification Number) |
| 1633 Broadway, 48th Floor, |
|
| New York, New York |
10019 |
| (Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including
area code: (212) 720-0300
None
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
| ¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
| Common stock, par value $0.01 per share |
|
NMFC |
|
NASDAQ Global Select Market |
| 8.250% Notes due 2028 |
|
NMFCZ |
|
NASDAQ Global Select Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers. |
On
March 19, 2026, the Board of Directors of New Mountain Finance Corporation (the “Company”) received and accepted the
resignation of Kris Corbett as Chief Financial Officer and Treasurer of the Company. Mr. Corbett’s resignation will become
effective upon the completion of a prudent transition of the role to a successor Chief Financial Officer and Treasurer, which is
expected to occur by May 29, 2026 (the “Effective Date”). Mr. Corbett will continue to serve as the Chief Financial
Officer and Treasurer of the Company until the Effective Date. In submitting his resignation, Mr. Corbett did not express
any disagreement on any matter relating to the Company’s operations, policies or practices.
SIGNATURE
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| New Mountain Finance Corporation |
| |
|
| By: |
/s/ Eric Kane |
| Name: |
Eric Kane |
| Title: |
Corporate Secretary |
Date: March 24, 2026