Welcome to our dedicated page for New Mountain Finance SEC filings (Ticker: NMFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The New Mountain Finance Corporation (NMFC) SEC filings page on Stock Titan provides centralized access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As an externally managed, closed-end management investment company that operates as a business development company, NMFC files annual reports on Form 10‑K, quarterly reports on Form 10‑Q and current reports on Form 8‑K that describe its financial condition, portfolio and capital structure.
In its periodic reports, NMFC presents consolidated statements of assets and liabilities and operations, detailing investments at fair value across non‑controlled, affiliated and controlled investments, as well as securities purchased under collateralized agreements to resell, cash and cash equivalents, borrowings and net assets. These filings also break down the investment portfolio by instrument type, including first lien debt, interests in senior loan funds and NMNLC, second lien debt, subordinated debt, preferred equity and common equity and other investments.
Current reports on Form 8‑K highlight material events such as the release of quarterly financial results, the declaration of distributions, entry into or amendment of credit facilities, and authorization of stock repurchase programs. For example, 8‑K filings describe press releases announcing quarterly net investment income, net asset value per share and distributions, as well as an amendment extending the maturity of an unsecured revolving credit facility and the establishment of a new stock repurchase program.
Through this page, users can follow NMFC’s disclosures on statutory debt and equity levels, SBA‑guaranteed debentures, unsecured notes (including 8.250% Notes due 2028), and convertible notes, along with the company’s internal risk rating statistics for its portfolio. Stock Titan enhances these filings with AI‑powered summaries that explain key figures, highlight notable changes in portfolio composition or leverage, and make lengthy documents more approachable for investors reviewing NMFC’s regulatory history.
New Mountain Finance Corp director Steven B. Klinsky reported indirect open-market purchases of company common stock on September 16, 2025. Trusts associated with him bought 21,339 shares and 85,352 shares at $9.7813 per share.
After these transactions, one trust holds 965,111 shares and another holds 4,370,857 shares. Klinsky also reports 109,251.61 shares directly and additional indirect holdings through several long-term and revocable family trusts. He disclaims beneficial ownership of many of these positions except to the extent of his pecuniary interest.
Adam B. Weinstein, EVP, CAO and Director of New Mountain Finance Corp (NMFC), reported an insider purchase of 49,750 shares of NMFC common stock on 09/15/2025 at a reported price of $10.0267 per share (Transaction Code P). After the reported transaction Mr. Weinstein is shown as beneficially owning 652,490.08 shares (direct ownership). The filing states that the total includes shares acquired under the issuer's dividend reinvestment plan since his prior Form 4 filed on November 6, 2024. The Form 4 is signed by Mr. Weinstein on 09/16/2025.
David Ogens, a director of New Mountain Finance Corporation (NMFC), reported acquisitions of common stock dated 08/11/2025. He acquired 18,000 shares directly at a reported price of $10.23, bringing his direct beneficial ownership to 216,189 shares. He also reported two indirect acquisitions held through family-benefit trusts: 4,000 shares at $10.257 (indirect holdings reported as 12,000 shares) and 4,000 shares at $10.2199 (indirect holdings reported as 16,000 shares).
The filing states these additions include shares acquired under NMFC's dividend reinvestment plan since Mr. Ogens' prior Form 4 on March 10, 2025. No derivative securities were reported.
Kris Corbett, identified as an officer (CFO and Treasurer) of New Mountain Finance Corp (NMFC), filed a Form 4 reporting an acquisition of common stock on 08/07/2025. The filing reports the purchase of 750 shares at a price of $10.1363 per share, with 9,750 shares reported as beneficially owned following the transaction. The ownership is stated as indirect, held through the Corbett Living Trust, for which Mr. Corbett serves as trustee.
The Form 4 is signed by Mr. Corbett on 08/11/2025 and lists his address as c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. The filing shows transaction code P for the reported activity and includes an explanation that the shares are held indirectly by trust. No derivative transactions are reported on this form.