FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of January 2026
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form
20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXHIBITS
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| 1. |
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Notice Regarding Change in Specified Subsidiary |
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| 2. |
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(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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NOMURA HOLDINGS, INC. |
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| Date: January 30, 2026 |
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By: |
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/s/ Yoshifumi Kishida |
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Yoshifumi Kishida |
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Senior Managing Director |
Exhibit 1
Notice Regarding Change in Specified Subsidiary
Tokyo, January 30, 2026—Nomura Holdings, Inc. (Nomura) today announced that Delaware Management Company (DMC) has become a “specified
subsidiary” (tokutei kogaisha) of Nomura.
As announced on April 22, 2025 and December 1, 2025, Nomura has completed the acquisition of all shares of Macquarie Group
Limited’s U.S. and European public asset management business (the “Acquired Business”). As the share capital of DMC, which forms part of the Acquired Business, is now at least 10 percent of Nomura’s capital, DMC has
become a specified subsidiary of Nomura.
| 2. |
Overview of the subsidiary (DMC) subject to change |
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(1) |
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Name |
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Delaware Management Company |
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(2) |
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Location |
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1100 North Market Street, Wilmington, DE, 19890, U.S.A. |
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(3) |
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Name of representative |
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Shawn K. Lytle |
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(4) |
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Description of business |
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Investment management and advisory service |
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(5) |
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Share capital |
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USD 590 million |
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(6) |
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Date of establishment |
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September 16, 1996 |
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(7) |
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Major shareholders and ownership ratios |
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Macquarie Management Holdings, Inc.
66% Ivy Investment Management Company 34% |
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(8) |
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Relationships between Nomura and DMC |
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Capital relationship |
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None |
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Personnel relationship |
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None |
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Business relationship |
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None |
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(9) |
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Consolidated operating results and consolidated financial position of DMC for the last three years |
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Fiscal year
ended |
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March 31, 2023 |
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March 31, 2024 |
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March 31, 2025 |
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Consolidated net assets |
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USD 725 million |
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USD 764 million |
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USD 780 million |
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Consolidated total assets |
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USD 999 million |
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USD 1,073 million |
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USD 1,069 million |
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Consolidated net assets per share |
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USD 7 million |
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USD 8 million |
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USD 8 million |
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Consolidated net sales |
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USD 712 million |
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USD 641 million |
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USD 642 million |
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Consolidated operating profit |
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USD 140 million |
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USD 86 million |
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USD 158 million |
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Consolidated ordinary profit |
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USD 140 million |
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USD 86 million |
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USD 158 million |
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Profit attributable to owners of parent |
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USD 92 million |
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USD 58 million |
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USD 123 million |
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Consolidated earnings per share |
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USD 916,997 |
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USD 576,099 |
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USD 1,231,882 |
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Dividend per share |
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USD 1,705,000 |
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USD 900,000 |
| 3. |
Number of shares acquired and shareholding before and after acquisition |
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| (1) |
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Number of shares held before the change |
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0 shares |
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Number of shares acquired |
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Class A 66 shares
Class B 34 shares
(Number of voting rights: 330) |
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Number of shares held after the change |
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Class A 66 shares
Class B 34 shares
(Number of voting rights: 330)
(Ratio of voting rights held: 100.0%) |
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(1) |
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Effective date of change |
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December 1,
2025 |
As a result of the share acquisition, DMC has become a subsidiary of Nomura. Accordingly, DMC’s consolidated results will be reflected in Nomura’s
consolidated results for the third quarter of the fiscal year ending March 2026.
For further information please contact:
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| Name |
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Company |
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Telephone |
| Kenji Yamashita |
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Nomura Holdings, Inc. |
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81-3-3278-0591 |
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Group Corporate Communications Dept. |
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Nomura
Nomura is a financial
services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment
Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further
information about Nomura, visit www.nomura.com.
Exhibit 2
[Translation of the Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 30, 2026]
1. Reason for Submission
On
December 1, 2025, we completed the acquisition of all shares of Macquarie Management Holdings, Inc. Because Delaware Management Company (“DMC”), a subsidiary of that company, was qualified as the Specified Subsidiary (Tokutei
Kogaisha) of the Company, we are submitting this Extraordinary Report pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 3 of the
Cabinet Office Ordinance on Disclosure of Corporate Affairs, etc.
2. Matters Reported
(1) Name, Location, Name of representative, Share capital and Description of business of the Specified Subsidiary relevant to the change
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Name: Delaware Management Company |
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Location: 1100 North Market Street, Wilmington, DE, 19890, U.S.A. |
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Name of representative: Shawn K. Lytle |
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Share capital: USD 590 million |
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Description of business: Investment management and advisory service |
(2) Number and total percentage of the voting rights held by the Company before and after change
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Number of Voting Rights Held |
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- units (Indirect ownership: - units) |
| After change: |
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330 units (Indirect ownership: 330 units) |
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| Prior to change: |
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- % (Indirect ownership: - %) |
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100.0% (Indirect ownership: 100.0%) |
(3) Reasons for and date of change
Through the acquisition of shares of Macquarie Management Holdings, Inc., Delaware Management Company became the subsidiary of
the Company, and the share capital of that company amounted to at least 10% of the Company’s capital.
December 1, 2025
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