STOCK TITAN

NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura Holdings Inc submitted a Form 13F combination report as an institutional investment manager, detailing 2,655 reportable positions with an aggregate reported value of $85,358,323,156. The report covers positions where Nomura and certain subsidiaries exercise investment discretion, while Nomura Asset Management International Inc. and its subsidiaries report separately due to information barriers. The report also identifies 4 other included Nomura-affiliated managers whose positions are consolidated in this summary.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

Nomura Holdings, Inc. reports monthly progress for its ongoing share repurchase program authorized by the Board on January 30, 2026. The authorization permits repurchasing up to 100,000,000 common shares for a total of up to JPY 60,000,000,000 during the period from February 17, 2026 to September 30, 2026, excluding the ten business days following announcement of each quarterly financial results.

As of July 31, 2026, the company had repurchased an aggregate 46,861,200 shares for a total of JPY 59,999,879,300, reflecting 46.9% of the maximum share amount and 100.0% of the maximum monetary amount. No shares were repurchased in July 2026 itself.

During July, 2,300 treasury shares were disposed of in connection with exercise of stock acquisition rights. As of July 31, 2026, total issued shares were 3,088,562,601, of which 165,591,352 were held in treasury. Treasury-share figures reflect equity compensation arrangements under the Restricted Stock Units plan, based on the contribution date of related monetary compensation claims.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing Autocallable Contingent Coupon Barrier Notes due August 30, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The unsecured senior notes are linked to the least performing of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC) common stock.

The notes pay a contingent coupon of at least 2.8125% quarterly (at least 11.25% per annum), or at least $28.125 per $1,000, only if on each observation date every stock closes at or above its 60% contingent coupon barrier. The same 60% level is the principal barrier value; if at final valuation the least performing stock is below this level and the notes have not been called, repayment of principal is reduced 1-for-1 with that stock’s decline and investors may lose up to 100% of principal.

The notes are automatically called if, on specified dates from March 1, 2027 onward, all three stocks are at or above 100% of their initial value, paying principal plus the applicable coupon. Price to public is 100%, with an agent’s commission of up to 4% and proceeds to the issuer of at least 96%. The estimated value at pricing is expected between $892.50 and $922.50 per $1,000, below the issue price. The notes will not be listed on any exchange and expose investors to Nomura’s credit risk and uncertain U.S. tax treatment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is issuing $650,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are issuer-redeemable contingent coupon barrier notes linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index, maturing on August 14, 2031.

Investors may receive a 3.00% quarterly contingent coupon (12.00% per annum) only if on each observation date all three indices are at or above their respective contingent coupon barriers set at 70% of initial value. At maturity, if not called, principal repayment depends on the least-performing index: full principal plus final coupon if at or above the contingent coupon barrier; principal only if between the 60% barrier value and the contingent coupon barrier; and a loss matching the index decline if below the barrier value, up to a 100% loss of principal. The estimated value at pricing is $973.60 per $1,000, below the price to public, and the notes are unsecured obligations subject to Nomura’s credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 Index (SPX) and the SPDR S&P Regional Banking ETF (KRE), maturing on August 29, 2031. The notes are senior unsecured obligations in $1,000 denominations and will not be listed on any exchange.

Investors may receive a contingent coupon of at least 2.3375% quarterly (9.35% per annum) only if on each observation date the closing value of both reference assets is at or above 70% of their initial value. The same 70% level acts as a barrier for principal at maturity. The notes are autocallable quarterly from August 26, 2027 if both assets are at or above 100% of initial value, in which case holders receive principal plus the applicable coupon.

If the notes are not called and the final value of the least performing reference asset is below its 70% barrier, the cash settlement amount is reduced 1-for-1 with the decline and investors can lose up to 100% of principal. The estimated value on the trade date is expected between $907.40 and $937.40 per $1,000, below the 100% price to public. Agent commissions are up to 3.00%, with total distribution compensation capped at 3.40% per $1,000. Investors are exposed to Nomura’s credit risk and to concentrated sector risk through KRE.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing US$2,848,000 of senior unsecured Autocallable Buffer Notes linked to NVIDIA Corporation common stock, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are priced at 100.00% of principal, with agent’s commission of 1.50% and proceeds to the issuer of 98.50%. The trade date is August 7, 2026, original issue date August 12, 2026, and stated maturity date August 10, 2028, subject to market-disruption-related postponements.

The notes may be automatically called on August 23, 2027 if NVDA closes at or above the call barrier of $223.96, paying principal plus a 21.33% call premium. If not called, investors receive at maturity: principal plus the greater of a 42.66% contingent minimum return or NVDA performance when the final value is at least the initial value of $223.96; principal back if NVDA finishes between the initial value and the buffer value of $167.97 (75% of initial); or a loss with 1.3333x leveraged downside beyond a 25% decline, potentially up to 100% loss of principal. The notes pay no interest, are not FDIC-insured, carry Nomura credit risk, will not be listed on any exchange, and have an estimated value of $982.80 per $1,000 at pricing, below the issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering senior unsecured leveraged buffered notes linked to the S&P 500® Index maturing on September 7, 2027. The notes are issued in $1,000 denominations and pay no interest.

At maturity, investors receive a cash payment based on S&P 500 performance: 100% upside participation, subject to a maximum return of at least 8.00%. A 30.00% buffer protects against moderate declines; if the index falls more than 30%, principal is reduced 1:1 beyond that level, with up to 70.00% loss of principal possible.

The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura, and are not FDIC insured. The estimated value at pricing is expected to be $956.60–$986.60 per $1,000, below the 100% issue price, reflecting commissions, hedging and structuring costs. The notes will not be listed and may have limited secondary market liquidity.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing US$1,915,000 in issuer redeemable fixed coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, fully and unconditionally guaranteed by Nomura Holdings, Inc., under its Senior Global Medium-Term Notes, Series A program.

The notes pay a 1.0208% monthly coupon (about 12.25% per year) and may be redeemed at the issuer’s option, in whole, on monthly dates starting February 10, 2027 at par plus coupon. If not redeemed, principal repayment at the August 10, 2027 maturity depends on index performance: if no “trigger event” occurs, investors receive full principal; if a trigger event occurs and the least performing index finishes below its initial level, repayment is reduced 1-to-1 with that index’s decline, up to a total loss of principal.

A trigger event occurs if any index closes at or below its barrier value of 70% of its initial level on any trading day during the observation period. The notes are unsecured, subject to the credit risk of Nomura America Finance and Nomura, will not be listed, and carry an estimated initial value of $990.30 per $1,000 principal amount, below the 100% price to public.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, fully guaranteed by Nomura Holdings, is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500, maturing on August 16, 2029. The notes pay a quarterly contingent coupon of at least 2.9625% (11.85% per annum) only if on each observation date all three indices are at or above 70% of their initial values; otherwise no coupon is paid and investors may receive no income over the life of the notes.

At maturity, if not previously called, investors receive $1,000 per note plus the final coupon if the least performing index is at or above its 70% barrier; if it is below, principal is reduced 1‑for‑1 with the index loss, up to a 100% loss of principal. The issuer may redeem the notes at par plus any coupon on specified dates starting February 18, 2027. The estimated initial value is $947.30–$977.30 per $1,000, below the 100% issue price, reflecting fees, hedging costs and issuer funding levels. The notes are unsecured obligations, subject to Nomura’s credit risk, will not be listed on an exchange, and may have limited or illiquid secondary trading.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are Redeemable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq‑100, Russell 2000, and S&P 500 indices, maturing on August 15, 2031.

The notes pay a contingent quarterly coupon of at least 2.475% (at least 9.90% per year) per $1,000 only if on each observation date all three indices are at or above 65% of their initial values. Principal protection is conditional: if the worst index on the final valuation date is at or above 60% of its initial value, investors receive full principal (plus final coupon if also above the 65% barrier). If it finishes below 60%, repayment is reduced 1‑for‑1 with the index loss, up to a total loss of principal.

The issuer may redeem the notes early on specified quarterly dates starting in August 2027 at par plus any due coupon. The notes are unsecured obligations, subject to Nomura’s credit risk, are not listed on any exchange, and have an estimated initial value of $939.60–$969.60 per $1,000, below the 100% issue price, reflecting fees, hedging costs and structuring economics.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on August 14, 2026.