Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees 5.75% senior global medium-term notes issued by Nomura America Finance, LLC, due November 12, 2031. The unsecured notes pay interest annually in arrears. The public price is 100.00% of principal; the minimum initial investment is $1,000. The distribution agent's commission is up to 1.15%, and proceeds to the issuer are at least 98.85% of principal per note.
The issuer may redeem all, but not part, of the notes on annual interest payment dates from November 27, 2027 through November 27, 2030, for principal plus accrued and unpaid interest, with at least five business days' notice. The stated dates are subject to change in the final pricing supplement. Payment and market value depend on Nomura's creditworthiness; a liquid secondary market is not assured, and the notes may sell below issue price. The tax treatment is uncertain.
Nomura Holdings Inc. (NMR) guarantees $550,000 of contingent-coupon notes issued by Nomura America Finance, LLC, linked to the least-performing of the Nasdaq-100, S&P 500 and Russell 2000 indexes. The notes are unsecured and unlisted. The public price is 100.00% of principal; Nomura America Finance receives $541,750 after an $8,250 agent commission.
A $26.875 coupon per $1,000 is payable each quarter only if all three indexes close at or above their respective barriers, set at 70.00% of initial value. Coupons can be skipped. If the notes are not redeemed, maturity payment is principal plus the final coupon when the least-performing index is at or above its barrier; below it, repayment falls with that index and can be zero. Nomura America Finance may redeem the notes starting May 13, 2027. Estimated value at pricing was $971.70 per $1,000, below the $1,000 public price.
Subject to completion, Nomura America Finance, LLC is making a primary offering of unsecured notes. Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees the notes, and Nomura America Finance receives proceeds from the initial sale.
Nomura Holdings, Inc. (NMR) guarantees $369,000 aggregate face amount of callable contingent-coupon index-linked notes issued by Nomura America Finance, LLC, with stated maturity on November 9, 2029. Each $1,000 face amount may pay a $10.167 monthly coupon only if all three underliers—the S&P 500, Russell 2000 and Nasdaq-100—close at or above 70% of their initial levels on the observation date; otherwise that month's coupon is $0. The potential coupon is up to approximately 12.20% per annum.
If the notes are not redeemed, maturity payment depends on the least-performing underlier: holders receive $1,000 per $1,000 face amount if each underlier finishes at or above 60% of its initial level. If any finishes below that level, payment is $1,000 plus $1,000 multiplied by the least-performing underlier return, and may be zero. The issuer may redeem all, but not part, on coupon payment dates from February 11, 2027 through October 11, 2029, for $1,000 per $1,000 face amount plus any coupon due. The notes are unsecured obligations, guaranteed by NMR. Their estimated value when terms were set on November 6, 2026 was $981.60 per $1,000 face amount, compared with an original issue price of $1,000; the notes are not listed on a securities exchange.
Nomura America Finance, LLC priced US$600,000 of issuer-redeemable contingent-coupon barrier notes, fully and unconditionally guaranteed by Nomura Holdings, Inc. The unsecured notes are linked to the least-performing of the Nasdaq-100, S&P 500 and Russell 2000 indexes and are scheduled to mature November 9, 2029.
Each monthly coupon is $10.625 per $1,000 (1.0625% monthly, equivalent to 12.75% per annum) only when all three indexes close at or above their 70% contingent coupon barriers; otherwise, that period’s coupon is not paid. Nomura America Finance may redeem the notes on an optional redemption date on or after May 11, 2027, paying principal plus a coupon if payable.
If not redeemed, maturity payment is $1,000 plus the final coupon when the least-performing index is at or above its 70% barrier. Below that barrier, payment is $1,000 plus $1,000 multiplied by that index’s performance, so principal loss can reach 100%. The trade-date estimated value was $982.90 per $1,000, below the public price. The initial pricing table lists $598,500 in proceeds to the issuer and a 0.25% agent commission; the notes will not be exchange-listed.
Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees $203,000 of buffered notes issued by its affiliate Nomura America Finance, LLC, linked to the Russell 2000 Index and due December 9, 2027. The notes are offered at 100% of principal; stated proceeds to Nomura America Finance, LLC are $202,492.50 after a $507.50 agent’s commission.
For each $1,000 note, index gains are passed through at 100% participation but capped at an 18% maximum return. At maturity, a decline of up to 15% leaves the payment at $1,000; losses beyond that buffer reduce principal dollar for dollar, with losses of up to 85%. The initial index value was 2,729.887 on November 5, 2026, and the buffer value is 2,320.404.
The notes pay no interest and are unsecured obligations of Nomura America Finance, LLC, guaranteed by Nomura Holdings. Their estimated value when terms were set was $989.70 per $1,000 principal amount, below the public offering price. The notes are not exchange-listed, and there may be little or no secondary market.
Nomura Holdings Inc. (NMR) guarantees $3,197,000 principal amount of senior notes issued by Nomura America Finance, LLC, linked to the least performing of the S&P 500, Nasdaq-100 and Russell 2000 indexes and due November 8, 2029. The notes offer a contingent coupon of $10.175 per $1,000 principal amount, equal to 1.0175% monthly, only when each index closes at or above its 70% coupon barrier on an observation date.
If any index is below its coupon barrier, no coupon is payable for that observation. Unless redeemed early, the maturity payment per $1,000 is $1,000 plus the final coupon if the least-performing index is at or above 70% of its initial value, $1,000 if it is from 60% to below 70%, and is reduced one-for-one with that index’s decline below 60%; principal loss can reach 100%. Nomura America Finance may redeem the notes on an optional redemption date on or after May 10, 2027, paying principal plus any coupon then payable. The notes are unsecured, guaranteed by Nomura Holdings, and will not be exchange-listed. Their estimated value at pricing was $986.40 per $1,000, compared with the $1,000 public price.
Nomura Holdings, Inc. (NMR) guarantees callable contingent-coupon notes offered by Nomura America Finance, LLC; the terms are subject to completion and expected to be set on the trade date. The notes are linked to the Dow Jones Industrial Average, Russell 2000 and Nasdaq-100.
For each $1,000 face amount, a monthly coupon of $11.167 is payable only if all three indexes close at or above 70% of their respective initial levels on the observation date; otherwise, that month's coupon is $0. The stated coupon rate is 1.1167% monthly, with the potential for up to approximately 13.40% per annum.
If the notes are not redeemed, maturity payment is $1,000 per $1,000 face amount when every final index level is at least 70% of its initial level. If any falls below that threshold, payment depends on the least-performing index and may be zero, exposing investors to loss of the entire investment. Upside repayment is limited to face amount, apart from coupons. Nomura America Finance may redeem all, but not part, of the notes on coupon payment dates from February 11, 2027 through October 12, 2028 for $1,000 per $1,000 face amount plus any coupon due. The estimated value at the trade date is expected to be $955.60 to $985.60 per $1,000 face amount, below the original issue price.
Nomura America Finance, LLC is offering issuer-redeemable contingent-coupon barrier notes linked to the least-performing of the S&P 500, Russell 2000 and EURO STOXX 50 indexes; Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees them. The preliminary terms are subject to completion; denominations are $1,000 and integral multiples.
The contingent coupon is at least $40.75 per $1,000 principal amount, equivalent to at least 4.075% quarterly and 16.30% per annum, to be determined on the trade date. A coupon is payable only when each index closes at or above its 80.00%-of-initial-value barrier on an observation date. If the notes are not redeemed, the scheduled November 14, 2028 maturity payment is principal plus the final coupon if the least-performing index meets its barrier; below it, the payment reflects that index’s performance, and the notes can lose up to 100% of principal.
The issuer may redeem the notes on an optional redemption date on or after February 12, 2027, for principal plus any coupon payable. The estimated value is expected to be $955.60 to $985.60 per $1,000 when terms are set, below the 100.00% public price. The notes are unsecured and are not deposits insured by the FDIC or another governmental agency.
Nomura Holdings Inc. guarantees proposed notes that Nomura America Finance, LLC is offering, linked to the least-performing of the S&P 500, Russell 2000 and EURO STOXX 50 indexes. The notes offer a contingent coupon of at least $32.125 per $1,000 principal amount each quarter, equivalent to at least 3.2125% quarterly and 12.85% per annum; the rate is to be determined on the trade date. A coupon is payable only if all three indexes close at or above their 70.00% coupon barriers on an observation date. The issuer may redeem the notes on optional redemption dates beginning February 12, 2027. Stated maturity is November 15, 2029, subject to postponement under the market-disruption terms.
If the notes are not redeemed, the maturity payment depends on the least-performing index. At or above its 70.00% barrier, payment is $1,000 plus the final contingent coupon; below the barrier, payment is $1,000 plus $1,000 multiplied by that index’s performance, and holders may lose up to 100% of principal. The notes are unsecured, unlisted and subject to Nomura credit risk. Their estimated value is expected to be $955.60–$985.60 per $1,000 principal amount, below the public price of 100.00% of principal.