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Nomura Hldgs SEC Filings

NMR NYSE

Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

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Nomura America Finance, LLC is offering U.S. dollar-denominated Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100. The notes have a trade date of June 26, 2026, an expected original issue date of June 30, 2026, a final valuation date of June 26, 2029 and a stated maturity of June 29, 2029.

The notes pay a contingent quarterly coupon of at least 3.50% (14.00% per annum) per $1,000 principal (at least $35.00 per $1,000) only if each reference asset closes at or above its 80.00% contingent coupon barrier on observation dates. The notes are callable if each reference asset is at or above 100.00% of its initial value on a call observation date beginning December 28, 2026. If not called, principal repayment at maturity depends on the performance of the least performing reference asset and may result in a loss of up to 100% of principal.

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Nomura America Finance, LLC is offering U.S. dollar-denominated Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100. The notes trade on June 26, 2026, have an expected original issue date of June 30, 2026 and a stated maturity of June 29, 2028.

The notes pay a contingent quarterly coupon of at least $30 per $1,000 principal amount (at least 3.00% quarterly, equivalent to at least 12.00% per annum) if each reference asset is at or above its contingent coupon barrier on a coupon observation date. The call barrier is 100.00% of initial value and the coupon/barrier level is 75.00% of initial value for contingent coupons and for principal protection. If not called and the least performing reference asset finishes below its barrier, payment at maturity is reduced one-for-one by the reference asset performance and you may lose up to 100.00% of principal. The front cover shows an estimated value range of $931.10 to $961.10 per $1,000, which is expected to be less than the price to public.

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Nomura Holdings, Inc. priced a multi‑series senior note offering totaling $3.5 billion to institutional investors, consisting of $500.0 million 3‑year floating rate notes due 2029, $300.0 million 5‑year floating rate notes due 2031, $1.0 billion 4.996% fixed notes due 2029, $700.0 million 5.166% fixed notes due 2031 and $1.0 billion 5.545% fixed notes due 2036. The securities are unsecured, rank pari passu with other senior unsecured obligations and are intended to qualify as TLAC debt under applicable Japanese regulations. Settlement is expected on June 30, 2026 and proceeds will be used for loans to subsidiaries for general corporate purposes.

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Nomura Holdings, Inc. reports that shareholders at its 122nd Annual General Meeting on June 23, 2026 approved the appointment of 11 directors. Each nominee, including Koji Nagai and Kentaro Okuda, received high support, with approval ratios ranging from about 90% to 98% of voting rights present.

The company explains that proposals require a simple majority of voting rights at a meeting where at least one-third of total voting rights are represented. Votes cast in advance and at the meeting, where an opinion could be confirmed, were counted to determine that all director appointments met the legal requirements and were duly adopted.

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Nomura America Finance, LLC priced US$3,769,000 of issuer‑redeemable contingent coupon barrier notes due December 16, 2027, linked to the least performing of the S&P 500, Russell 2000 and the XLU ETF. The notes pay a quarterly contingent coupon of 2.313% (approx. 9.25% annual) when each reference asset closes at or above its 60% barrier on observation dates. If not called, maturity payment depends on the final value of the least performing reference asset: you receive principal plus the final contingent coupon if that asset is at or above its 60% barrier, or a pro rata principal loss (down to zero) if below the barrier. The strike date was June 11, 2026, trade date June 18, 2026, and original issue date June 24, 2026. The pricing models estimated the notes’ value at $994.60 per $1,000 principal amount at pricing; the notes are unsecured and are fully guaranteed by Nomura Holdings, Inc.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100, with trade date June 23, 2026, expected original issue date June 26, 2026 and stated maturity June 28, 2029. The notes pay a contingent quarterly coupon (at least $26.50 per $1,000, equivalent to 2.65% quarterly / 10.60% per annum) only if each reference asset closes at or above a 55.00% barrier on coupon observation dates. At maturity, if the least performing reference asset is below its 55.00% barrier, principal is exposed to 1:1 downside and investors may lose up to 100% of principal; if at or above the barrier, payoff equals principal plus final contingent coupon.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes due December 28, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay monthly contingent coupons of at least $8.333 per $1,000 principal (targeting 0.8333% monthly) if each reference asset closes at or above its contingent coupon barrier on each coupon observation date; otherwise coupons are not payable. The notes are linked to the least performing of the S&P 500® and the Russell 2000® and expose holders to full principal loss if the least performing asset finishes below its barrier at the final valuation date on December 22, 2027.

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Nomura America Finance, LLC is offering U.S. dollar-denominated redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500® and mature on June 28, 2029. Trade date is June 23, 2026 with an expected original issue date of June 26, 2026. The price to public is 100.00%; agent’s commission is up to 0.20%, with proceeds to issuer at least 99.80%. Contingent coupons pay at least $31.75 per $1,000 (minimum 3.175% quarterly, equivalent to 12.70% per annum) when each reference asset closes at or above its 70.00% contingent coupon barrier on observation dates. If the least performing reference asset finishes below its barrier at final valuation, the cash settlement may reflect up to 100% principal loss; if at or above barrier, maturity pays principal plus final contingent coupon. The estimated valuation range on the trade date is $951.40 to $981.40 per $1,000 principal amount.

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Nomura Holdings, Inc. has filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report is available on Nomura’s website, and shareholders, including ADR holders, can request a free printed copy containing the latest audited consolidated financial statements.

Nomura also announced Board of Directors and Executive Officer appointments made at its Annual General Meeting and subsequent Board meeting. The changes mainly reflect reappointments, including Chairman of the Board Koji Nagai and Representative Executive Officer, President and Group CEO Kentaro Okuda, along with the continuation of multiple outside directors and senior executive roles.

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Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.

The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.

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FAQ

How many Nomura Hldgs (NMR) SEC filings are available on StockTitan?

StockTitan tracks 423 SEC filings for Nomura Hldgs (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nomura Hldgs (NMR)?

The most recent SEC filing for Nomura Hldgs (NMR) was filed on June 24, 2026.