Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.
Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.
Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.
Nomura America Finance, LLC offers callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $11.25 per $1,000 (1.125% monthly, potential up to 13.50% per annum) if each underlier meets its coupon trigger on observation dates, and are callable by the issuer on coupon payment dates beginning August 4, 2026. Payments at maturity depend on the least performing underlier return (Dow Jones Industrial Average, Russell 2000, Nasdaq-100); if the least performing underlier finishes below its 70% trigger buffer level, principal is reduced proportionally and an investor could lose up to 100% of principal. The estimated value at term-setting is between $957.50 and $987.50 per $1,000 face amount; original issue price is 100.00% of face amount with underwriting discount up to 0.40%.
Nomura America Finance, LLC is offering structured, principal‑at‑risk notes (aggregate face amount $1,067,000) linked to the S&P 500, Russell 2000 and Nasdaq‑100. The notes pay a contingent monthly coupon of $10.667 per $1,000 (1.0667% monthly, ~12.80% p.a.) only if each underlier meets its 70% coupon trigger on observation dates and are automatically called if each underlier is at or above its initial level on a call observation date. If not called, maturity payment depends on the least performing underlier’s return; principal can be fully lost if the least performing underlier falls to 0%. Trade date is April 30, 2026, original issue date May 5, 2026, and stated maturity May 3, 2029. The estimated model value at pricing was $981.70 per $1,000 face amount, below issue price.
Nomura America Finance, LLC is offering US$1,859,000 of issuer‑redeemable contingent coupon barrier notes due May 4, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $33.13 per $1,000 (3.313% quarterly, ≈13.25% annually) only if each reference index closes at or above its 70% barrier on coupon observation dates. The notes are linked to the least performing of the SPX, RTY and SX5E; if the least performing index finishes below its 70% barrier on the final valuation date, principal at maturity may be reduced on a 1:1 basis, and investors can lose up to 100% of principal. Trade date is April 28, 2026, original issue date May 1, 2026, and final valuation date April 30, 2029. The pricing models used by the issuer’s affiliate estimated value at issuance at $977.80 per $1,000, below the original issue price. These notes are unsecured, unlisted, and carry Nomura credit risk.
Nomura America Finance, LLC is offering US$7,100,000 of Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes due May 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of 0.958% (approximately 11.50% per annum) when each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes reference the least performing of the Russell 2000 (RTY), Nasdaq-100 (NDX) and Nikkei 225 (NKY), each with initial values and 60% barrier levels specified. If not automatically called, maturity payoff depends on the least performing reference asset: full principal plus final contingent coupon if that asset is at or above its 60% barrier; otherwise a loss equal to the percentage decline applies, potentially up to 100% principal loss. Payments are unsecured and subject to Nomura credit risk and other structural, market, foreign‑security and tax risks described in the supplement.
Nomura America Finance, LLC is offering US$1,859,000 of issuer redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. Trade date is April 28, 2026 and original issue date is May 1, 2026. The notes reference the least performing of the SPX, RTY and SX5E, pay a contingent quarterly coupon of 3.313% per $1,000 if each reference asset is at or above a 70% barrier on coupon observation dates, and mature on or about May 4, 2029. The notes are unsecured obligations, not FDIC insured; estimated value on the trade date was $977.80 per $1,000 principal amount and the original issue price was 100.00%.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due May 6, 2032, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.125% (equivalent to 8.50% per annum) when each reference asset is at or above a 70.00% contingent coupon barrier. The notes are linked to the least performing of the SPXFP, NDX and SX5E. The notes are callable quarterly on or after May 3, 2027 if each reference asset is at or above a 100.00% call barrier; if not called, principal repayment at maturity depends on the least performing reference asset relative to a 60.00% barrier value. The estimated value range on the trade date is $901.70–$931.70 per $1,000; price to public is 100.00% with agent commission up to 3.75%.
Nomura America Finance, LLC issues US$900,000 in Digital Buffer Notes linked to the S&P 500® Index. The notes mature on May 17, 2027 with a final valuation date of May 12, 2027. For each $1,000 principal amount, holders receive either $1,000 plus an 8.35% digital return if the final value is at or above the buffer (85.00% of the initial value), or a leveraged downside payout if the final value is below the buffer, exposing holders to approximately 1.1765x loss beyond a -15.00% threshold, up to a total loss of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.; they are not FDIC insured. The estimated value on the trade date was $990.10 per $1,000, below the public price. Purchases were distributed by Nomura Securities International, Inc. with JPMS LLC and JPMorgan Chase Bank, N.A. as placement agents.
Nomura America Finance, LLC is offering US$2,200,000 principal of Senior Global Medium-Term Notes—Digital Buffer Notes linked to the S&P 500®—fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a digital return of 7.30% if the S&P 500® final value is at or above an 80.00% buffer value; if below the buffer, holders bear 1.25x downside exposure. Trade date is April 29, 2026, original issue date expected May 4, 2026, and stated maturity is May 17, 2027. The notes are unsecured, not FDIC-insured, non‑listed, and subject to Nomura credit risk and tax uncertainty.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Index-Linked Notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $10.667 per $1,000 face amount when each underlier meets a 70% coupon trigger and are automatically called if each underlier is at or above its initial level on a call observation date.
The notes reference the S&P 500®, Russell 2000® and Nasdaq-100®. Payment at maturity depends on the least performing underlier versus its initial level: if the final level is below the 70% trigger buffer level, principal may be reduced pro rata to that underlier return. The estimated model value on the trade date is $947.40 to $977.40 per $1,000 face amount.