Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc. director Masahiro Ishizuka received a grant award of 185 shares of common stock on September 25, 2026, at a reported price of $9.97 per share, converted from Japanese yen using the transaction-date spot rate. The award was held indirectly in the officers’ stock ownership plan, with 264 shares reported there after the award; Ishizuka also reported 11,200 shares held directly.
Nomura Holdings Inc. Chief Information Officer Akio Hori was granted 62 common shares on September 25, 2026, under the officers' stock ownership plan. The transaction's reported price was $9.97 per share, converted from Japanese yen using JPY158.78 = US$1. After the award, 79 shares were held indirectly in the plan.
Hori reported 60,282 shares held directly. The reported holdings also reflect a transfer of 200 shares from the plan account to a brokerage account in his name; that transfer did not change total securities beneficially owned.
Nomura Holdings Inc. officer Akihito Tobari, Head of Wealth Management, received an award of 62 common shares on September 25, 2026. The reported price was $9.97 per share, converted from Japanese yen using JPY158.78 = US$1 on that date. The award brought his indirect holdings in the officers' stock ownership plan to 94 shares. Separately, he directly held 106,066 shares; a transfer of 200 shares from the plan account to his brokerage account did not change the total amount of securities beneficially owned.
Nomura Holdings Inc. officer Yukiko Ozaki, identified as Chief Human Resources Officer and Chief Health Officer, received an award of 6 shares of common stock on September 25, 2026, at a reported $9.9700 per share. The award was held indirectly in the officers' stock ownership plan. Her reported post-transaction positions were 81 shares held indirectly and 21,019 shares held directly.
Nomura Holdings Inc. officer Hiroyasu Koike, Head of Investment Management, reported an award acquisition of 247 common shares on September 25, 2026, at $9.97 per share. The reported indirect holding in the officers' stock ownership plan after the transaction was 261 shares. Direct holdings were 114,885 shares as of September 25, 2026. The report also notes a transfer of 300 shares from the plan account to a brokerage account in Koike's name, with no change in total securities beneficially owned from that transfer. The dollar price was converted from Japanese yen using JPY158.78 = US$1.
Nomura Holdings Inc. director Shoji Ogawa received an award of 185 common shares on September 25, 2026, held indirectly through the officers' stock ownership plan. The reported price was $9.97 per share. After the transaction, he held 204 shares indirectly in the plan and 59,440 shares directly. A separate transfer of 600 shares from the plan account to a brokerage account was reflected in beneficial-ownership changes and did not change total beneficial ownership.
Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees the 6.00% issuer-redeemable senior global medium-term notes, Series A, that Nomura America Finance, LLC is offering, due October 6, 2031. Interest is payable annually in arrears, with payments scheduled each October 6 beginning October 6, 2027; unless redeemed, holders receive principal plus the final interest payment at maturity. Nomura America Finance may redeem all, but not part, of the notes on annual interest payment dates from October 6, 2027, through October 6, 2030, at principal plus accrued and unpaid interest after not less than five business days of notice. The initial public price is 100.00% of principal; Citigroup Global Markets Inc.’s commission is up to 0.50%, and proceeds to the issuer are at least 99.50% per note.
The notes are unsecured obligations, and Nomura America Finance’s ability to pay is directly or indirectly linked solely to Nomura’s creditworthiness. Nomura Holdings’ guarantee depends on funds from subsidiaries, whose direct creditors have prior claims on subsidiary assets. The notes are not exchange-listed; an active market may not develop, and affiliated market makers are not required to continue making a market. The trade date and other stated dates are subject to change and will be set in the final pricing supplement.
Nomura Holdings, Inc. fully and unconditionally guarantees $2,400,000 of unsecured senior medium-term notes issued by Nomura America Finance, LLC, linked to Novo Nordisk A/S common stock (NVO) and due September 27, 2029. For the initial sale, the public price is 100.00% of principal, proceeds to the issuer are $2,346,000, and the agent’s commission is $54,000. The estimated value at pricing was $956.10 per $1,000 principal amount, below the $1,000 public price.
Each $1,000 principal amount may pay a $32.50 quarterly contingent coupon if NVO’s closing value on an observation date is at least $25.10. If NVO closes at or above $38.62 on a call observation date beginning December 24, 2026, the notes are automatically called and pay principal plus the applicable coupon.
If not called, maturity payment depends on NVO’s final value: at least $25.10 returns $1,000 plus the final contingent coupon; below $25.10, repayment falls with NVO’s performance and can be zero. Principal is not guaranteed. The notes are not listed on an exchange, and affiliates may make a market but are not required to do so.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.