Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.
The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.
Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes due June 26, 2031, fully guaranteed by Nomura Holdings, Inc. The trade date is June 23, 2026 with an expected original issue date of June 26, 2026. The notes reference the least performing of the S&P 500® (SPX) and the Russell 2000® (RTY). The estimated value on the trade date is $953.50–$983.50 per $1,000 principal amount; the original issue price is 100.00%. Contingent coupons are at least $8.417 per $1,000 (at least 0.8417% monthly, approximately 10.10% per annum) payable only if each reference asset closes at or above its contingent coupon barrier on monthly coupon observation dates. Contingent coupon barrier is 60.00% of initial value and the barrier value is 70.00% of initial value. At maturity the cash settlement depends on the final value of the least performing reference asset; if that final value is below the barrier value you may lose up to -100.00% of principal. Additional key terms: minimum denomination $1,000, agent’s commission up to 0.25%, referral fees up to 0.25% (total not to exceed 0.50%), notes will not be listed, and tax and credit risks of Nomura apply.
Nomura America Finance, LLC priced US$1,163,000 of senior global medium-term autocallable memory coupon barrier notes linked to the S&P 500® Index, with an original issue price of 100.00% and an estimated trade-date model value of $981.90 per $1,000 principal. The notes have a contingent quarterly coupon of 2.5525% (equivalent to 10.21% per annum), an automatic call feature beginning on October 16, 2026, an initial/strike value of 7,511.35, a barrier at 6,384.65 (85.00% of initial), and a stated maturity of July 21, 2027. Payments at maturity depend on the final index value relative to the barrier; investors may lose up to 100% of principal if the final value is below the barrier. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura Holdings, Inc. provides an updated snapshot of its consolidated capitalization and indebtedness as of March 31, 2026, stating there has been no material change since that date. Total capitalization and indebtedness were ¥21,152,540 million, driven mainly by long-term borrowings.
Short-term borrowings were ¥1,752,669 million and long-term borrowings were ¥15,544,956 million. Total equity was ¥3,854,915 million, including NHI shareholders’ equity of ¥3,707,868 million after treasury stock and noncontrolling interests of ¥147,047 million. Nomura also had outstanding guarantee contracts with potential future payments of ¥5,222,432 million.
Nomura Holdings, Inc. files its annual Form 20‑F, outlining its global businesses in Wealth Management, Investment Management, Wholesale and Banking. As of March 31, 2026, 2,901,337,224 common shares were outstanding, including 79,924,681 represented by American Depositary Shares.
The report highlights completion of the Macquarie asset management acquisition for ¥288.8 billion, adding about ¥25,524 billion of assets under management and creating substantial new goodwill and intangible assets. Extensive risk factors describe exposure to market, credit, liquidity, climate, operational, cyber and legal risks, as well as intense competition and regulatory change.
Nomura discloses past issues including a ¥14 billion loss from failed U.K. transactions and approximately ¥62.0 billion related to legacy U.S. transactions, and notes a 2024 material weakness in cash‑flow statement classification that led to restatements but has since been remediated. The filing also explains Japan‑specific shareholder, unit share and ADR limitations that can affect foreign investors.
Nomura Holdings, Inc. will announce operating results for the first quarter of the fiscal year ending March 31, 2027 on July 29, 2026 at 15:30 in Tokyo.
Financial statements, presentation materials, and a live audio webcast of the conference call will be made available on the company’s website, with the call scheduled for 18:30 JST (10:30 BST, 05:30 EDT).
Nomura America Finance, LLC priced US$1,841,000 of issuer‑redeemable contingent coupon barrier notes due June 20, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $33.625 per $1,000 (3.3625% quarterly, equivalent to 13.45% per annum) when each reference asset closes at or above its contingent coupon barrier on a coupon observation date. At maturity (or upon issuer redemption), payment depends on the final value of the least performing reference asset (NDX, RTY or SPX): if that asset is at or above its barrier value (70.00% of initial), holders receive $1,000 plus the final contingent coupon; if below, holders receive $1,000 plus the reference asset performance of the least performing asset and may lose up to 100% of principal. Trade date: June 16, 2026; Original issue date: June 22, 2026.
Nomura America Finance priced $656,000 of issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100. The notes have a trade date of June 16, 2026, original issue date June 22, 2026, and stated maturity December 21, 2027. They pay a monthly contingent coupon of 1.4458% (equivalent to 17.35% per annum) if each reference asset is at or above its contingent coupon barrier on observation dates. At maturity investors receive either principal plus a final contingent coupon, principal only, or a full downside tied 1:1 to the least performing reference asset (loss up to 100% of principal) depending on final values.
Nomura America Finance, LLC is offering autocallable memory coupon barrier notes linked to the S&P 500® Index due July 21, 2027. The notes pay a contingent quarterly coupon of at least 2.5525% (equivalent to 10.21% per annum) if the index closes on each coupon observation date at or above 85.00% of its initial value. The notes are callable quarterly on or after October 16, 2026 if the index is at or above the call barrier of 100.00% of the initial value. At maturity, if the final index value is below the barrier value of 85.00%, investors are exposed 1-for-1 to losses in the index, potentially losing up to 100% of principal. The notes are unsecured obligations guaranteed by Nomura Holdings, Inc. and will not be listed on an exchange. The pricing models estimate the notes’ value on the trade date between $954.60 and $984.60 per $1,000 principal; the public price is 100.00% of principal.
Nomura America Finance, LLC is offering US$2,475,000 of redeemable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq-100 (NDX), the Russell 2000 (RTY) and the S&P 500 (SPX). The notes trade date is June 16, 2026 with original issue and settlement on June 22, 2026 and a stated maturity of June 22, 2028 (final valuation date June 16, 2028, subject to postponement).
For each $1,000 principal amount the contingent coupon is $30.00 per quarter (3.00% quarterly; 12.00% per annum) if each reference asset at a coupon observation date is at or above its contingent coupon barrier (70.00% of initial value). If the least performing reference asset is below its barrier on the final valuation date, the cash settlement equals $1,000 plus that reference asset’s performance (exposure to 100% principal loss). The estimated value on the trade date was $976.40 per $1,000.