Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings, Inc. has finalized the details of several Restricted Stock Unit (RSU) grants funded by disposing of treasury shares. On April 27, 2026, the company allotted multiple RSU tranches (Nos. 14, 20, 26, 32, 38, 44 and 50) as stock awards to directors, executive officers and employees of Nomura and its subsidiaries.
Each tranche specifies a set number of common shares, a per-share disposition price and a total disposition amount in yen. For example, RSU No.38 uses 14,254,866 shares at 490 yen per share, while RSU No.50 uses 9,993,957 shares at 888 yen per share. Contributions are made in kind via monetary compensation claims granted under earlier board decisions from 2019 to 2025, effectively converting past compensation into equity-based incentives.
Nomura Holdings reported record full-year results for FY2025/26 under US GAAP, with net income attributable to shareholders of Y362.1bn and net revenue of Y2,167.7bn. Income before income taxes rose to Y539.8bn and full-year ROE reached 10.1%, meeting the group’s 2030 Vision target for a second consecutive year.
All four operating segments contributed, with combined income before income taxes hitting an all-time high of Y506.9bn. Wealth Management and Wholesale both achieved their highest income since inception, while Investment Management lifted assets under management to Y136.9trn and Banking continued to expand its business base. The company declared annual dividends of Y51 per share, implying a 41% payout ratio.
Fourth-quarter performance softened sequentially: net revenue was Y577.2bn, income before income taxes Y107.7bn, and net income Y73.9bn, with ROE at 8.0%. International income before income taxes from the Americas, Europe, and Asia and Oceania declined year-on-year to Y91.5bn, while Japan generated Y448.3bn.
Nomura America Finance, LLC is offering autocallable memory contingent coupon buffer notes linked to the S&P 500® Index due June 11, 2027. Each note has a $1,000 denomination and pays a quarterly contingent coupon of at least 2.4125% (to be set on the trade date) if the index closes at or above 90.00% of its initial value on coupon observation dates. The notes are callable quarterly beginning September 8, 2026 if the index is at or above 100.00% of its initial value; if not called, investors receive principal plus contingent coupons only if the final index value is at or above the 90.00% buffer, otherwise downside protection covers the first 10.00% of losses with ~1.11111x exposure beyond that, up to a potential loss of 100% of principal.
Nomura America Finance, LLC is offering US$260,000 in Senior Global Medium‑Term Notes, Series A, fully guaranteed by Nomura Holdings, Inc. The notes are autocallable contingent coupon barrier notes linked to Palantir Technologies Inc. Class A common stock (PLTR), trade date April 28, 2026, original issue date April 30, 2026, and stated maturity May 3, 2029. Coupons are contingent and paid quarterly at 4.7625% per quarter (equivalent to 19.05% per annum) only if the reference asset closes at or above a contingent coupon barrier of $84.71 (60.00% of initial value) on coupon observation dates. The notes are automatically called if PLTR closes at or above the call barrier of $141.18 (100.00% of initial value) on call observation dates on or after October 28, 2026. At maturity, if not called, payment depends on final reference value versus the barrier: full principal plus final contingent coupon if final value is at or above the barrier; otherwise principal adjusted 1:1 by reference asset performance, exposing investors to up to 100% principal loss. Price to public is 100.00% with an agent commission of 4.00%. The estimated model value on the trade date was $936.50 per $1,000.
Nomura America Finance, LLC is offering Digital Buffer Notes linked to the S&P 500® Index maturing on May 17, 2027. Each note has a $1,000 denomination and an original issue price of 100.00%. The notes pay a fixed 8.35% digital return at maturity if the final index value is at or above the buffer threshold (85.00% of the initial value). If the final index value is below the buffer, investors bear amplified downside exposure via a downside leverage factor of approximately 1.1765x to losses beyond a -15.00% reference-asset performance, potentially resulting in a 100% principal loss. The pricing supplement discloses an estimated model value range of $960.70 to $990.70 per $1,000 on the trade date, placement fees up to 0.50%, a minimum initial investment of $10,000, and that Nomura Securities International, Inc. will act as calculation agent.
Nomura America Finance, LLC is offering Digital Buffer Notes linked to the S&P 500 Index due May 17, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a digital return of 7.30% if the final index value is at or above the buffer value (5,711.04). If the final value is below the buffer, investors bear 1.25x downside exposure beyond a -20.00% threshold and may lose up to 100% of principal. The notes are unsecured, not listed, have an original issue price of 100.00%, an estimated indicative value of $961.30–$991.30 per $1,000 on the trade date, and a minimum initial investment of $10,000. All payments depend on Nomura’s creditworthiness.
Nomura America Finance, LLC priced an Autocallable Contingent Coupon Barrier Note linked to the least performing of the Russell 2000 (RTY), Nasdaq-100 (NDX) and Nikkei 225 (NKY). The notes pay a contingent monthly coupon (at least 0.958% per month) and may be called early if all reference assets meet call barriers.
The notes have a $1,000 denomination, original issue price of 100.00%, estimated model value between $938.10 and $968.10 per $1,000 on the trade date, a barrier and contingent coupon barrier of 60.00% of initial values, a call barrier at 100.00%, final valuation date of May 1, 2029 and stated maturity of May 8, 2029. Investors bear issuer and guarantor credit risk and may lose up to 100% of principal if the least performing reference asset finishes below its barrier.
Nomura America Finance, LLC is offering US$3,794,000 of issuer‑redeemable contingent coupon barrier notes due October 28, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 0.892% (approximately 10.70% per annum) only if on each coupon observation date both the S&P 500® (SPX) and Russell 2000® (RTY) close at or above 65.00% of their strike values. If not called by the issuer (issuer may redeem on or after May 29, 2026), the cash settlement at maturity depends on the performance of the least performing reference asset: if that asset is at or above its barrier (65% of initial value), you receive principal plus final contingent coupon; if below the barrier you suffer a pro rata loss of principal, up to 100%.
Notes are unsecured, unlisted, carry Nomura credit risk, have an original issue price of 100.00% (estimated model value $988.10 per $1,000), and a minimum initial investment of $10,000. Timing and tax treatments are discussed in the supplement.
Nomura America Finance, LLC priced redeemable contingent coupon barrier notes linked to the least performing of the NASDAQ-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). The notes have a $1,000 denomination, an expected original issue date of May 6, 2026, a final valuation date of May 1, 2031 and a stated maturity of May 6, 2031. Contingent coupons are at least 0.9375% monthly (equivalent to 11.25% per annum) subject to each reference asset closing at or above a 70.00% contingent coupon barrier on coupon observation dates. At maturity, if the least performing reference asset is below its 70.00% barrier, the cash settlement amount is reduced on a 1-for-1 basis by that reference asset’s percentage decline, risking loss of up to 100% of principal.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes linked to the common stock of Tesla, Inc. (TSLA). The trade date is May 15, 2026 with an expected original issue date of May 20, 2026 and a stated maturity of May 18, 2029. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a contingent quarterly coupon of at least $32.625 per $1,000 principal (at least 3.2625% quarterly, equivalent to 13.05% per annum) if Tesla’s closing price on coupon observation dates is at or above a contingent coupon barrier equal to 60.00% of the initial value. The notes are automatically called if Tesla closes at or above a call barrier of 100.00% of the initial value on call observation dates starting November 16, 2026. If not called, maturity payment depends on final performance versus a barrier of 60.00%, exposing holders to up to 100% principal loss.
The price to public is 100.00%, agent’s commission is up to 4.00% and proceeds to issuer at least 96.00%. The front cover estimates the notes’ value on the trade date between $899.50 and $929.50 per $1,000 principal.