Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings Inc officer Horiuchi Yuko filed an initial Form 3 disclosing existing equity holdings in the company. The filing shows direct ownership of 15,678 shares of Common Stock, plus three grants of Restricted Stock Units tied to 5,400, 3,100, and 1,600 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with no separate expiration date. The filing reports holdings only and does not show any buy or sell transactions.
NOMURA HOLDINGS INC director Patricia Campbell Mosser filed an initial ownership report showing beneficial ownership of 100 American Depository Shares. Each American Depository Share represents one share of Common Stock, so this reflects an initial position of 100 underlying common shares held directly.
Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company. The filing lists direct holdings of 139,763 shares of Common Stock and an additional 1,000 shares of Common Stock held indirectly by a spouse.
Kitamura also holds Restricted Stock Units covering 9,100 underlying shares of Common Stock, each representing the right to receive one share. In addition, he holds several blocks of Notional Stock Units tied to Common Stock values: 85,906 underlying shares with an exercise date of April 1, 2026, 58,444 underlying shares with an exercise date of April 1, 2027, and 41,325 underlying shares with an exercise date of April 1, 2028. These notional units provide cash equal to the value of one share of Common Stock rather than actual shares. The report reflects holdings only and does not show any new purchases or sales.
Nomura Holdings Inc. officer Minami Naotaka filed an initial ownership report showing existing equity-based holdings. The filing lists 27,065 shares of Common Stock held directly. It also shows Restricted Stock Units tied to 4,000, 1,600 and 500 underlying Common shares, plus Notional Stock Units tied to 503, 503 and 502 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date. The filing lists zero shares held directly and shows no purchase, sale, or derivative transactions.
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.
Nomura Holdings Inc. director Chu Lap Lik Victor reported initial beneficial ownership of 20,000 shares of Common Stock. These shares are held indirectly through First Eastern Capital Services Limited, a private asset management company.
NOMURA HOLDINGS INC director reports no share ownership. In a new Form 3, director Giancarlo James Christopher reports that he beneficially owns no securities of Nomura Holdings Inc, with total shares following this initial statement shown as 0. This filing simply establishes his baseline ownership position as a company insider.
Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.
Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 9,300 shares held directly and an additional 697.666 shares held indirectly through an officers' stock ownership plan.