Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc. (NMR) guarantees $11,083,000 principal amount of unsecured notes issued by Nomura America Finance, LLC. The notes are priced at 100% of principal; proceeds to the issuer are $11,027,585 after a $55,415 distribution commission. Their estimated value on September 23, 2026, was $987.10 per $1,000 principal amount.
Monthly coupons are approximately $9.708 per $1,000 only when all three indexes—the Nasdaq-100, Russell 2000 and S&P 500—close at or above their respective 70.00% coupon barriers on an observation date. At maturity, the least-performing index determines payment: at or above 70.00%, $1,000 plus the final coupon; from 55.00% to below 70.00%, $1,000; below 55.00%, repayment is reduced one-for-one with the index’s decline from its initial value and may be zero. The notes do not participate in index gains.
The issuer may redeem the notes on optional redemption dates on or after December 29, 2026, paying principal plus any coupon then payable. The notes are not exchange-listed, and their value is subject to issuer and guarantor credit risk.
Nomura America Finance, LLC is offering $1,000,000 in principal amount of unsecured issuer-redeemable contingent-coupon barrier notes, fully and unconditionally guaranteed by Nomura Holdings Inc. The notes are linked to the least-performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes and mature September 27, 2029, unless redeemed earlier. They pay approximately 0.90% monthly ($9 per $1,000; 10.80% per annum) only when all three indexes close at or above 70% of their initial values on a monthly observation date.
At maturity, if not redeemed, a least-performing index at or above 70% yields $1,000 per $1,000 plus the final coupon; from 60% to below 70%, principal is returned without that coupon. Below 60%, principal falls in line with the index's decline, potentially to zero. Nomura America Finance may redeem all, but not part, on any optional date on or after December 29, 2026, for principal plus any coupon due.
The public price is $1,000 per $1,000 principal amount. The notes' estimated trade-date value was $984.90 per $1,000; for the initial sale, Nomura America Finance lists $2,500 in commissions and $997,500 in proceeds on the $1,000,000 sale. The notes are subject to the credit risk of Nomura America Finance and its guarantor and will not be exchange-listed.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Nomura America Finance, LLC is offering $1,000,000 aggregate face amount of contingent-coupon notes guaranteed by Nomura Holdings Inc. (NMR), linked to the S&P 500, Russell 2000 and Nasdaq-100 indexes. Each $1,000 note pays $9.417 for a month only if all three indexes close at or above 70% of their initial levels on the related observation date, a potential coupon rate of up to approximately 11.30% per annum.
If the notes remain outstanding to maturity, they repay $1,000 per $1,000 face amount when each final index level is at least 60% of its initial level. Below that buffer, repayment follows the least-performing index return and can fall to zero; coupon payments may also be skipped. The issuer may redeem all notes on coupon payment dates from December 28, 2026 through August 27, 2029 for $1,000 per $1,000 plus any coupon then due.
Initial net proceeds to the issuer are $994,000 after a $6,000 underwriting discount. The notes are unsecured obligations and are not FDIC-insured. Estimated value at the September 22, 2026 trade date was $988.00 per $1,000 face amount, below the $1,000 original issue price.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Nomura Holdings Inc. fully and unconditionally guarantees autocallable contingent coupon barrier notes that Nomura America Finance, LLC is offering, subject to completion. The notes are linked to Novo Nordisk A/S common stock and have a stated maturity of September 27, 2029, subject to adjustment for a non-business day or market disruption. The preliminary terms provide a contingent coupon of at least $32.50 per $1,000 principal amount, to be determined on the trade date, if the stock closes at or above 65.00% of its initial value on a coupon observation date; otherwise, no coupon is payable for that period.
The notes may be automatically called if the stock closes at or above 100.00% of its initial value on a call observation date, returning principal plus the applicable coupon. If uncalled, a final value below the 65.00% barrier exposes principal to the stock's decline, with a potential loss of up to 100%; at or above the barrier, the maturity payment is principal plus the final coupon, without participation in stock appreciation. The estimated value at the trade date is expected to be $928.40 to $958.40 per $1,000 principal amount, below the 100.00% public offering price. The notes are unsecured, are not FDIC-insured, and will not be exchange-listed.
Nomura America Finance, LLC is issuing US$3,165,000 of issuer-redeemable contingent coupon barrier notes, fully and unconditionally guaranteed by Nomura Holdings Inc. (NMR). The notes are unsecured obligations. The public price is 100.00% of principal; the issuer’s proceeds are $3,158,670.00, with a $6,330.00 commission. The estimated value when the terms were set was $988.40 per $1,000 principal amount, below the public price.
Each $1,000 note may pay a $26.00 contingent coupon (2.60% quarterly; equivalent to 10.40% per annum) only when all three indexes meet their coupon barriers on an observation date. The notes track the least-performing index, with coupon and maturity barriers set at 55.00% of each index’s initial value. If the final value falls below its barrier, payment is $1,000 plus $1,000 multiplied by that index’s performance; holders may lose up to 100% of principal. The issuer may redeem the notes on any optional redemption date on or after December 24, 2026, paying principal plus the coupon if payable. The stated maturity date is September 26, 2029, subject to postponement provisions.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Nomura Holdings Inc. (NMR) fully and unconditionally guarantees Senior Global Medium-Term Notes, Series A issued by Nomura America Finance, LLC. The notes pay 5.80% annual interest in arrears and have a stated maturity of October 6, 2031. The pricing supplement is subject to completion, and the trade date and other stated dates may change in the final pricing supplement.
Nomura America Finance may redeem the notes in whole, but not in part, on stated annual optional redemption dates from October 6, 2027 through October 6, 2030, after at least five business days’ notice. The redemption amount is principal plus accrued and unpaid interest; unless redeemed, holders receive principal and the final interest payment. For initial sales, the public price is 100.00% of principal, the distribution agent’s commission is up to 0.50%, and proceeds to Nomura America Finance are at least 99.50% per note.
The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura Holdings, and are not bank deposits insured by the FDIC. Payment is linked to Nomura Holdings’ creditworthiness. The notes will not be listed on a securities exchange; affiliates intend to make a market but are not required to do so and may stop at any time.