STOCK TITAN

NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering $813,000 of unsecured structured notes linked to the S&P 500, Russell 2000, and Nasdaq-100 indices. The notes have a $1,000 face amount and may pay a contingent monthly coupon of $10.417 (1.0417% monthly, up to about 12.50% per year) if, on each observation date, every index is at or above its coupon trigger level set at 70% of its initial level.

At maturity on August 9, 2029, if not previously redeemed, investors receive $1,000 per note only if the final level of every index is at or above its trigger buffer level (60% of initial). Otherwise, repayment is reduced in proportion to the worst-performing index, and up to 100% of principal can be lost. Nomura may redeem the notes at par plus any due coupon on any coupon payment date from November 9, 2026 through July 10, 2029.

The initial estimated value is $987.30 per $1,000, below the 100% issue price, reflecting fees and hedging costs. The notes are not bank deposits and are subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc., with no FDIC insurance or exchange listing.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing $700,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 indices, maturing on August 7, 2031.

Investors receive a 1.00% monthly contingent coupon (12% per annum) only if on each observation date all indices are at or above their contingent coupon barriers set at 70% of initial value. The notes may be automatically called from February 4, 2027 if all indices are at or above 103% of initial value, paying principal plus the applicable coupon. Principal is protected only if, at final valuation, the least performing index is at or above its 60% barrier value; otherwise, repayment is reduced 1-for-1 with the index loss, down to a total loss of principal. The estimated value is $979.70 per $1,000, below the 100% issue price, reflecting dealer compensation, hedging costs and model assumptions.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering senior unsecured notes due August 14, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index.

Investors pay 100% of principal per note, while Nomura’s models estimate an initial value between $940.30 and $970.30 per $1,000. A contingent coupon of at least 3.00% quarterly (≥12.00% per year) is paid only if each index closes at or above 70% of its initial value on the relevant observation date; otherwise no coupon is paid.

Principal is at risk: if at final valuation the worst index is below its 60% barrier, repayment is reduced 1-for-1 with that index’s loss, down to a total loss of principal. The issuer may redeem the notes early from November 16, 2026, paying principal plus any due coupon. The notes are not listed and expose holders to Nomura’s credit risk and complex tax treatment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering fixed-rate Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay 4.70% per annum, with interest paid annually in arrears in U.S. dollars on August 18, 2027 and at maturity.

The notes mature on August 18, 2028 and are unsecured obligations of the issuer, guaranteed by Nomura. The issuer may redeem the notes in whole at par plus accrued interest on an Optional Redemption Date of August 18, 2027, after at least two business days’ notice.

The price to the public is 100.00% of principal, with an agent’s commission of up to 0.20%, resulting in proceeds to the issuer of at least 99.80%. Denominations are $1,000 and integral multiples. The notes will clear through DTC, with Citigroup Global Markets Inc. as distribution agent and Nomura Securities International, Inc. as calculation agent.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, fully guaranteed by Nomura Holdings, issues US$750,000 in senior issuer-redeemable contingent coupon barrier notes linked to the worst performer of the S&P 500, Nasdaq-100 and Russell 2000, maturing August 9, 2028. Investors receive a 3.00% quarterly contingent coupon (12.00% per annum) only if all three indices close at or above their contingent coupon barriers (70% of initial levels) on each observation date; otherwise no coupon is paid. If the notes are not called and the worst-performing index finishes below its 70% barrier, principal is reduced 1-for-1 with the index loss, up to a 100% loss of principal. Nomura may redeem the notes at par plus any coupon on specified dates starting November 9, 2026. The issuer’s estimated value is $978.90 per $1,000, below the 100% issue price, reflecting fees, hedging and funding costs. The notes are unsecured, not bank deposits, and will not be listed on any exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura Holdings reported net revenue of 686.7 billion yen for the three months ended June 30, 2026, up 31.2% year on year, with non-interest expenses of 475.2 billion yen. Income before income taxes was 211.5 billion yen and net income attributable to shareholders was 145.6 billion yen, implying basic EPS of 49.90 yen, diluted EPS of 48.34 yen and return on shareholders’ equity of 15.4%.

Wealth Management net revenue increased to 145.4 billion yen and Investment Management to 98.3 billion yen, partly reflecting consolidation of the Macquarie businesses. Wholesale net revenue rose to 369.1 billion yen, with higher Fixed Income and Equities revenue, and Banking net revenue grew to 15.2 billion yen. The Other category posted net revenue of 53.1 billion yen and a loss before income taxes of 7.0 billion yen.

Assets under management reached 156.4 trillion yen, while recurring revenue assets rose to 31.7 trillion yen. Value at risk stood at 6.3 billion yen at a 95% confidence level and one-day horizon. Nomura employed 29,212 people globally as of June 30, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
Rhea-AI Summary

Nomura Holdings, Inc. reported consolidated net revenue of ¥686.7 billion for the three months ended June 30, 2026, an increase of 31.2% from the prior-year quarter. Income before income taxes rose to ¥211.5 billion, up 32.0%, and net income attributable to shareholders reached ¥145.6 billion, up 39.2%. Annualized return on shareholders’ equity improved to 15.4%.

Wealth Management, Investment Management and Wholesale all recorded higher net revenue and profits, with income before income taxes of ¥71.1 billion, ¥45.0 billion and ¥93.3 billion, respectively. The Other segment posted a loss before income taxes of ¥7.0 billion. Total assets were ¥68,224.0 billion, equity was ¥3,993.7 billion, both higher than March 31, 2026.

The interim review of the quarterly consolidated financial statements by Ernst & Young ShinNihon LLC was completed, with no matters identified indicating the statements were not prepared in all material respects under the applicable Japanese exchange standards. Nomura does not present earnings or dividend forecasts, citing uncertainties in global capital markets.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering U.S. dollar-denominated Autocallable Memory Coupon Barrier Notes linked to the least performing of Broadcom, Alphabet Class A, Netflix and Vistra shares, maturing August 9, 2029. The notes pay a contingent monthly coupon of approximately 1.9167% (about 23.00% per year) only if each stock closes at or above its 50.00% contingent coupon barrier on the relevant observation date; missed coupons may be paid later if conditions are met. The notes are automatically called if, on specified dates from November 6, 2026, all stocks are at or above 100.00% of their initial value, returning principal plus due and unpaid coupons. If not called, and the worst stock finishes below 50.00% of its initial value, principal is reduced 1-to-1 with that decline, up to a 100% loss. The estimated value on the trade date is expected between $935.30 and $965.30 per $1,000 principal, below the 100.00% issue price, and the notes carry full credit risk of Nomura.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering senior unsecured Autocallable Memory Coupon Barrier Notes due August 16, 2029, linked to the least-performing of Broadcom, Crowdstrike, Palantir and Vertiv shares. The notes are issued under the Senior Global Medium-Term Notes, Series A program and will not be listed on an exchange.

The notes pay a contingent quarterly coupon of approximately 2.7667% (about 33.20% per annum) per $1,000 only if each equity is at or above a 50.00% barrier on observation dates; missed coupons may be paid later if conditions are met. The notes are autocallable at par plus coupon and any unpaid coupons if all names are at or above 100.00% of initial value on specified dates from November 2026.

At maturity, if not called, payment depends solely on the least-performing stock. If its final value is at or above 50.00% of initial, holders receive principal plus the final coupon; if below, principal is reduced 1-for-1 with the decline, up to a 100% loss. The indicative estimated value is between $940.00 and $970.00 per $1,000, below the 100.00% price to public, reflecting fees, hedging and funding costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering $1,570,000 in Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are issuer-redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, and EURO STOXX 50 Index, maturing on August 8, 2029.

The notes pay a 2.80% quarterly contingent coupon ($28 per $1,000, 11.20% per annum) only if on each observation date all three indices are at or above 55.00% of their initial values. Principal repayment is also contingent: if at final valuation the least performing index is below its 55.00% barrier, repayment is reduced 1-for-1 with the index loss, down to a possible 100% loss of principal.

The notes are unsecured obligations of the issuer, guaranteed by Nomura, not bank deposits and not FDIC insured. The issuer may redeem the notes early on specified dates, paying principal plus any due coupon. The estimated value at pricing was $985.50 per $1,000, below the 100.00% issue price, reflecting fees, hedging and structuring costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on August 6, 2026.