Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. (NMR) guarantees contingent coupon barrier notes issued by its subsidiary Nomura America Finance, LLC, linked to the least-performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes and due November 14, 2030. The notes pay an approximately 0.9083% monthly coupon, equivalent to at least 10.90% per annum, only if all three indexes close at or above 70.00% of their initial values on each observation date; the rate is to be determined on the trade date.
At maturity, if the least-performing index is at or above 70.00%, holders receive principal plus any final coupon; from 60.00% to below 70.00%, principal is returned without a final coupon; below 60.00%, principal is exposed to one-for-one losses, up to 100%. Nomura America Finance may redeem the notes, in whole but not in part, on or after May 13, 2027, for principal plus any payable coupon. The unsecured notes are not exchange-listed. Their estimated value when terms are set on the trade date is expected to be $941.80–$971.80 per $1,000 principal amount, below the public price.
Nomura America Finance, LLC is offering, subject to completion, autocallable memory-coupon notes linked to the lower-performing of SPY and QQQ; Nomura Holdings Inc. (NMR) fully and unconditionally guarantees them. The unsecured notes pay at least 2.7125% quarterly (equivalent to approximately 10.85% per annum; rate set on the trade date) only if both funds close at or above 75% of their initial values on an observation date. Missed coupons may be paid later if both meet that threshold. The notes may be called quarterly starting February 12, 2027, if both funds are at or above 100% of initial value, with payment of principal and applicable and unpaid coupons. If not called, the May 17, 2028 maturity payment is principal plus coupons if the least-performing fund's May 12, 2028 final value is at least 75%; below that barrier, repayment falls with the fund and could be zero.
The estimated value is expected to be $950.40–$980.40 per $1,000 principal amount, below the 100% public price. The distribution agent's commission is up to 1.50%, and issuer proceeds are at least 98.50% per note. Payments are subject to the credit risk of both the issuer and guarantor. Scheduled dates are subject to change.
Nomura America Finance, LLC is offering $635,000 principal amount of leveraged buffered notes linked to the S&P 500 Futures Excess Return Index. Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees the notes. The public price is 100.00% of principal; the issuer receives $633,730 after a $1,270 distribution-agent commission.
For each $1,000 note, the maturity payment depends on the index’s final value versus its 609.05 initial value. If the index rises, the notes participate at 183.00% of the gain. A decline of up to 30.00% returns principal without a gain; below the 426.34 buffer value, losses apply one-for-one beyond the buffer, up to a 70.00% principal loss. The notes pay no interest.
The stated maturity date is May 9, 2030, subject to business-day adjustment and possible postponement. The notes are unsecured, unlisted obligations and expose holders to the credit risk of the issuer and guarantor. The estimated value when terms were set was $998.20 per $1,000 principal amount, below the $1,000 public price.
Nomura Holdings, Inc. (NMR) guarantees callable contingent coupon index-linked notes due 2029 issued by Nomura America Finance, LLC, which will sell them to Goldman Sachs & Co. LLC. The expected terms, set on the trade date, link payments to the S&P 500, Russell 2000 and Nasdaq-100.
For each $1,000 face amount, the notes pay a $10.167 monthly coupon (1.0167%, or potential for up to approximately 12.20% per annum) only when all three indexes close at or above 70% of their initial levels; otherwise the coupon is $0. If not redeemed, the maturity payment is $1,000 when every index is at least 60% of its initial level. Below that threshold, the weakest index’s full decline reduces repayment, potentially to zero. Upside is limited to face amount plus coupons.
Nomura America Finance may redeem all, but not part, on coupon payment dates from February 11, 2027 through October 11, 2029, for $1,000 per $1,000 face amount plus any coupon then due. Estimated value is expected at $950.20–$980.20 per $1,000, below the original issue price. The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura Holdings, and are not listed on an exchange.
Nomura Holdings, Inc. (NMR) fully and unconditionally guarantees unsecured buffered notes offered by Nomura America Finance, LLC, linked to the Russell 2000® Index and scheduled to mature December 9, 2027. The pricing supplement is subject to completion; the notes provide 100.00% participation in positive index performance, capped at a maximum return of at least 18.00%, to be determined on the trade date.
If the index ends unchanged or declines by no more than 15.00% from its initial value, the contractual payment is $1,000 per $1,000 principal amount. Below that buffer, losses track declines beyond 15.00%, with a potential loss of up to 85.00%. The notes pay no interest and will not be listed on a securities exchange.
The estimated value is expected to be $961.70 to $991.70 per $1,000 principal amount, below the 100.00% public offering price. The original issue date is expected to be November 12, 2026; the final valuation date is December 6, 2027, and the stated maturity date is December 9, 2027, subject to the stated change and postponement provisions. Payments are subject to the credit risk of both Nomura America Finance and Nomura Holdings.
Nomura Holdings, Inc. (NMR) reported net revenue of 1,294.2 billion yen for the six months ended September 30, 2026, up 24.6% from a year earlier; non-interest expenses rose 26.0% to 934.7 billion yen. Income before income taxes was 359.5 billion yen, up 21.1%, and net income attributable to NHI shareholders was 249.3 billion yen. Basic and diluted earnings per share were 85.39 yen and 82.97 yen, and annualized return on shareholders’ equity was 13.3%.
Wealth Management revenue rose 29.1% to 286.9 billion yen, with pretax income up 62.1% to 136.7 billion yen; Wholesale revenue increased 25.5% to 678.0 billion yen and pretax income rose 46.6% to 139.4 billion yen. Investment Management revenue rose 64.4% to 183.1 billion yen, primarily as businesses acquired in the Macquarie Acquisition were consolidated. Other operating results recorded an 8.2 billion yen pretax loss, compared with 56.9 billion yen of income a year earlier. Value at risk was 6.4 billion yen as of September 30, 2026, up 10.3% from March 31, 2026.
Nomura Holdings, Inc. (NMR), as guarantor, guarantees $965,000 principal amount of contingent-coupon notes issued by Nomura America Finance, LLC, due November 8, 2029. The notes are unsecured and will not be listed on an exchange. The public price is 100.00% of principal; Nomura America Finance receives $963,070 after a $1,930 agent commission.
Each quarterly contingent coupon is $26.375 per $1,000 when all three reference assets—the Nasdaq-100, Russell 2000 and EURO STOXX 50—close at or above their respective 55.00% barriers on an observation date; otherwise, that period’s coupon is not paid. The issuer may redeem on any optional redemption date on or after February 8, 2027.
If not redeemed, the maturity payment depends on the least-performing asset: at or above its 55.00% barrier, payment includes principal plus the final contingent coupon; below it, payment falls with that asset’s performance from its initial value, and principal loss can reach 100%. The estimated trade-date value was $981.40 per $1,000, below the public price.
Nomura America Finance, LLC is issuing $4,974,000 of issuer-redeemable contingent-coupon barrier notes, fully and unconditionally guaranteed by Nomura Holdings, Inc. (NMR). The unsecured notes are linked to the least-performing of the S&P 500, Russell 2000 and EURO STOXX 50 indexes. The public price is 100.00% of principal, while the estimated value when terms were set was $983.90 per $1,000. The notes will not be exchange-listed, and affiliates are not required to make a market.
Each quarter, holders receive $31.875 per $1,000 only if all three indexes close at or above their respective 70.00% barriers; otherwise that quarter’s coupon is not paid. At maturity, a least-performing reference asset at or above its barrier returns principal plus the final coupon; below the barrier, principal repayment declines one-for-one with its performance, and holders may lose up to 100% of principal. The issuer may redeem on any optional redemption date on or after February 8, 2027; stated maturity is November 8, 2029.
Nomura America Finance, LLC is offering issuer-redeemable contingent-coupon notes guaranteed by Nomura Holdings, Inc. (NMR), linked to the least-performing of the Nasdaq-100, S&P 500 and Russell 2000 indexes. Each $1,000 note may pay at least $25.625 per quarter if every index closes at or above 70.00% of its initial value on a coupon observation date; if any is below, that quarter’s coupon is not payable. The coupon rate is at least 2.5625% quarterly, equivalent to at least 10.25% per annum, with the rate to be determined on the trade date.
If the notes are not redeemed early, maturity payment is $1,000 plus the final coupon when the weakest index is at or above its 70.00% barrier; below it, payment falls with that index’s performance and principal loss can reach 100%. Nomura America Finance may redeem on an optional redemption date on or after May 13, 2027. The notes are unsecured and unlisted; their estimated value is expected to be $939.00–$969.00 per $1,000 when terms are set, below the public price. The dates are subject to change and will be set in the final pricing supplement.
Nomura Holdings Inc. (NMR) guarantees buffered notes offered by Nomura America Finance, LLC, linked to the S&P 500 Index and scheduled to mature December 6, 2027. For each $1,000 principal amount, positive index performance receives 100.00% participation, capped at a maximum return of at least 8.70%; the maximum return is to be determined on the trade date. If the final index value is at or below its initial value but at least 70.00% of it, the maturity payment is $1,000. Below that buffer, losses track declines beyond 30.00%, with a potential loss of up to 70.00% of principal.
The notes pay no interest and do not guarantee return of principal. They are unsecured obligations of Nomura America Finance, LLC, guaranteed by Nomura Holdings Inc. The original issue price is 100.00% of principal, while the estimated value is expected to be $955.50–$985.50 per $1,000 principal amount when terms are set. The notes will not be listed on an exchange; affiliate market-making is voluntary. Dates may change in the final pricing supplement, and maturity may be postponed for specified market disruption events.