Nomura Hldgs SEC Filings

Nomura America Finance, LLC is issuing US$7,372,000 of unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes mature on January 11, 2029, unless redeemed early at Nomura’s option on quarterly dates starting April 9, 2026 at par plus any due coupon.

Holders may receive a 0.842% monthly contingent coupon (about 10.10% per year) only if on each observation date all three indices are at or above 70% of their initial values. At maturity, if not called, principal is fully protected only while the least performing index stays above a 60% barrier; below that level, repayment is reduced one-for-one with the index loss and can fall to zero.

The estimated value is $977.50 per $1,000 note, below the 100% issue price, reflecting structuring costs and dealer compensation. The agent’s commission is 0.25%, and expected issuer proceeds are $7,353,570. The notes will not be listed, may have limited liquidity, and are subject to Nomura’s credit risk.

Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon notes linked to the S&P 500 Index, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF (XLU), maturing in 2031.

The notes pay a quarterly coupon of $23.25 per $1,000 (2.325% quarterly, up to 9.30% per year) only if on each observation date all three underliers are at or above 70% of their initial values. At maturity, if not previously redeemed, investors receive $1,000 per note if each underlier is at or above 60% of its initial value; otherwise repayment is reduced 1-for-1 with the worst underlier and investors can lose their entire principal.

Nomura may redeem the notes at par on any coupon payment date from January 27, 2027 through October 25, 2030. The estimated value at pricing is expected to be between $931.80 and $961.80 per $1,000 face amount, below the issue price, and holders are exposed to the unsecured credit risk of Nomura America Finance and Nomura Holdings.

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, Dow Jones Industrial Average and Nasdaq‑100 Index, maturing on January 24, 2031.

The notes pay a contingent monthly coupon of at least 0.7834% (about 9.40% per year) only if each index closes at or above 75% of its initial level on the relevant observation date; otherwise no coupon is paid and investors may receive no coupons over the life of the notes.

Unless earlier redeemed, principal repayment depends on the final level of the worst index relative to barriers set at 75% and 70% of its initial value. If the worst index finishes below 70%, repayment is reduced one‑for‑one with the index loss, and investors can lose up to 100% of principal.

The issuer may call the notes on specified dates starting April 23, 2026 at par plus any due coupon. The estimated initial value is $937.70–$967.70 per $1,000, less than the 100% price to the public, and the notes carry both issuer and guarantor credit risk and will not be listed on any exchange.

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured autocallable contingent coupon barrier notes linked to the least performing of the Russell 2000 Index, Nasdaq-100 Index and Nikkei 225 Index, maturing January 21, 2031.

The notes pay a quarterly contingent coupon of at least 2.775% ($27.75 per $1,000), equivalent to 11.10% per year, but only if on each observation date all three indices close at or above 70% of their initial values. Beginning April 15, 2026, the notes are automatically called at par plus the coupon if each index is at or above 100% of its initial value.

If the notes are not called, principal is protected at maturity only if the least performing index is at or above 60% of its initial value; below that level, repayment is reduced one-for-one with the index loss and investors can lose their entire principal. The estimated value on the trade date is expected between $929.30 and $959.30 per $1,000, and the notes will not be listed on any exchange, adding liquidity and market value risk on top of Nomura credit risk.

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering $1,535,000 of unsecured Senior Global Medium-Term Notes, Series A, in the form of issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes, maturing on January 19, 2029.

The notes pay a 0.8875% monthly contingent coupon (10.65% per annum) of $8.875 per $1,000 principal only if on each observation date all three indexes are at or above 70% of their initial values; otherwise no coupon is paid and investors may receive no income over the term. At maturity, if not called and the worst index remains at or above its 70% barrier, holders receive $1,000 per note plus the final coupon, but if the worst index finishes below its barrier, repayment is reduced 1-for-1 with the index loss, up to a total loss of principal.

The issuer may redeem the notes at its option on specified monthly dates starting January 19, 2027, paying principal plus any due coupon. The price to the public is 100% of principal, with a 0.25% selling commission and 99.75% proceeds to the issuer, and the estimated value at pricing is $978.70 per $1,000. The notes are not bank deposits, are not FDIC insured, will not be listed on any exchange, and depend on Nomura’s creditworthiness.

Nomura America Finance, fully guaranteed by Nomura Holdings, is issuing $1,000,000 of senior unsecured leveraged notes linked to the S&P 500 Futures Excess Return Index, maturing on January 20, 2032. The notes are principal-protected at maturity and pay no interest. At maturity, investors receive $1,000 per note plus 161% of any positive index performance; if the index is flat or down, they receive only their $1,000 principal.

The price to the public is 100% of principal, while the estimated value on the trade date is $990.40 per $1,000, reflecting fees, hedging and funding costs. The notes are subject to Nomura’s credit risk, are not FDIC insured, and will not be listed on any exchange, so secondary market liquidity may be limited. Performance depends on E-mini S&P 500 futures, including futures market dynamics such as contango, backwardation, and financing costs.

Nomura America Finance, LLC is offering $6.691 million of unsecured, index-linked notes guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $9.875 per $1,000 face amount (0.9875% monthly, up to 11.85% per year) only when the S&P 500, Russell 2000 and Nasdaq-100 are each at or above 70% of their initial levels on the relevant observation date.

The notes can be automatically called starting April 2026 if each index is at or above its initial level, in which case investors receive $1,000 plus the coupon. If the notes are not called and, on the January 16, 2029 determination date, the worst-performing index is at or above 70% of its initial level, investors receive full principal back; otherwise, repayment is reduced one-for-one with the decline in that index, down to a possible total loss.

The notes’ estimated value at pricing is $983.10 per $1,000, below the issue price, reflecting dealer compensation and hedging costs. Net proceeds are $6,657,545 after a 0.50% underwriting discount. Investors face Nomura credit risk, may receive no coupons, have no equity upside beyond par plus coupons, and may find limited secondary market liquidity.

Nomura Holdings, Inc. reported that its Executive Management Board approved the disposition of treasury shares as stock awards under its Restricted Stock Unit (RSU) plan for directors, executive officers, and employees of the company and its subsidiaries. The awards will be settled by disposing of treasury stock in exchange for monetary compensation claims after deferral periods of roughly one to four years from the decision date.

The plan covers multiple RSU series, including RSU No.57 with 2,221,816 shares and RSU No.58 with 1,660,632 shares of common stock to be allotted to hundreds of group executives and employees. For all RSU series, the disposition price is set at 1,492 yen per share, equal to the closing price on the Tokyo Stock Exchange on January 15, 2026, which the company determined to be a reasonable market-based price that does not constitute a favorable offering.

Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon index-linked notes due 2028 tied to the S&P 500, Russell 2000 and Nasdaq-100 indices. Each $1,000 note can pay a monthly coupon of $10.25 (1.025% monthly, up to 12.30% per year) if on each observation date all three indices are at or above 70% of their initial level; otherwise no coupon is paid.

At maturity, if the notes have not been redeemed and every index is at or above its 70% trigger buffer, investors receive $1,000 per note plus any final coupon. If any index finishes below its trigger buffer, the payoff is reduced one-for-one with the loss of the worst index, and investors can lose their entire principal.

Nomura may redeem the notes at par plus any due coupon on monthly payment dates from April 20, 2026 through December 20, 2027. The notes are unsecured, subject to Nomura’s credit risk, and have an estimated value of $953.50–$983.50 per $1,000, less than the original issue price.