Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering autocallable contingent coupon index-linked notes due 2027 tied to the S&P 500, Russell 2000 and Nasdaq‑100 indices. These unsecured notes pay a monthly coupon of $8.542 per $1,000 face amount (0.8542% monthly, up to about 10.25% per year) only if each index stays at or above 70% of its initial level on the observation date.
The notes can be automatically called starting May 2026 if all three indices are at or above their initial levels, returning $1,000 per note plus the applicable coupon. If held to maturity and not called, investors receive $1,000 per note only if every index is at or above 70% of its initial level; otherwise repayment is reduced in line with the worst-performing index, and the entire principal can be lost. The estimated initial value is between $948.40 and $978.40 per $1,000 face amount, below the original issue price.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering senior unsecured digital buffer notes linked to the weaker performer of Advanced Micro Devices (AMD) and Microsoft (MSFT), maturing March 15, 2027.
For each $1,000 note, if the final value of the worst stock is at or above 65% of its initial level, holders receive $1,000 plus a fixed 15.50% digital return. If the worst stock finishes below 65% of its initial level, repayment is reduced with a downside leverage factor of about 1.538x, so losses accelerate beyond a 35% decline and can reach 100% of principal.
The notes pay no interest, will not be listed on any exchange, and carry Nomura credit risk. The estimated initial value is expected between $941.20 and $971.20 per $1,000, less than the 100% issue price due to commissions, hedging and structuring costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering unsecured Step-Down Autocallable Barrier Notes linked to the S&P 500 and Russell 2000, maturing February 10, 2028. The notes are issued at 100% of principal, with agent’s commissions up to 0.45%.
The notes may be automatically called if both indices are at or above specified barriers on observation dates in 2027 and at maturity, paying principal plus call premiums of 10.15% or 20.30%. If not called and the worst-performing index finishes below its barrier, repayment is reduced one-for-one with the loss and can fall to zero.
The notes pay no interest, do not participate in index upside beyond the fixed premiums, and are subject to Nomura’s credit risk. The issuer estimates the initial value at $956.10–$986.10 per $1,000, below the price to the public, reflecting fees, hedging costs and structuring.
Nomura America Finance, LLC is issuing US$250,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes due February 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes are linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50 indices.
The notes pay a 0.858% monthly contingent coupon (about 10.30% per year) only if on each observation date every index is at or above its contingent coupon barrier, set at 70% of its initial level. If any index is below its barrier, no coupon is paid for that month and investors may receive no coupons over the life of the notes.
Unless earlier redeemed at Nomura’s option from February 9, 2027, maturity payment per $1,000 is $1,000 plus the final coupon if the least performing index finishes at or above its 70% barrier. If it finishes below, principal is reduced one-for-one with the index loss, up to a full loss of principal.
The price to the public is 100% of principal, with a 0.25% agent’s commission and 99.75% proceeds to the issuer. The estimated value is $973.20 per $1,000, below the issue price. The notes are unsecured, not FDIC insured, not listed on any exchange, and expose holders to Nomura’s credit risk and limited secondary market liquidity.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing $25,000,000 of senior step-down autocallable barrier notes linked to the S&P 500 Index and Russell 2000 Index, maturing February 8, 2028.
The notes can be automatically called on or after February 16, 2027 if each index is at or above its call barrier, paying principal plus a call premium of 10.08% per annum (20.16% at final observation). If the notes are not called and the worst-performing index finishes below 70% of its initial level, investors lose 1% of principal for each 1% decline, up to a total loss. The price to public is 100%, with a 0.45% agent’s commission, and the estimated value is $987.10 per $1,000. The notes pay no interest, are unsecured, not FDIC insured, and will not be listed on any exchange.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing $500,000 of senior unsecured autocallable contingent coupon barrier notes linked to the Russell 2000 (RTY) and Nasdaq‑100 (NDX), maturing on February 8, 2028.
The notes pay a 2.53% quarterly contingent coupon ($25.30 per $1,000) only if both indices are at or above barriers on each observation date. They are automatically called if both indices are at or above 100% of initial value from May 4, 2026 onward.
At maturity, if not called and the worst index is at or above 70% of initial value, investors receive $1,000 plus the final coupon. If it is below 70%, repayment is reduced 1‑for‑1 with the index loss, with up to 100% principal loss possible. The estimated value is $972.90 per $1,000, below the 100% issue price, reflecting fees and hedging costs. Proceeds to the issuer are $492,500 after a 1.50% selling concession.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering $500,000 of senior unsecured medium-term notes linked to Tesla, Inc. stock, maturing on February 7, 2030.
The notes offer 204.40% upside participation with no cap and an automatic call on February 17, 2027 if Tesla’s stock is at or above the initial value of $421.96, paying back principal plus a 25% call premium. At maturity, if not called, investors receive leveraged gains if Tesla’s final value is at or above the initial value, but incur 1% loss of principal for each 1% decline below the initial value, up to total loss.
The notes pay no interest, will not be listed on an exchange, and have an estimated value of $961.60 per $1,000 at pricing, below the issue price. Investors are exposed to the credit risk of Nomura, and the tax treatment is uncertain, intended to be treated as pre-paid derivative contracts.
Nomura America Finance, guaranteed by Nomura Holdings, is offering US$924,000 of senior unsecured leveraged notes linked to Tesla, Inc. stock, maturing on February 6, 2031. The notes are issued at 100% of principal, with agent’s commission of 0.25% and issuer proceeds of $921,690.
The notes may be automatically called on February 17, 2027 if TSLA closes at or above the initial value of $421.96, paying back principal plus a 20% call premium. If held to maturity and TSLA finishes at or above the initial value, investors receive principal plus 212.70% of the equity gain; if TSLA finishes below the initial value, losses match the percentage decline, up to a total loss. The notes pay no interest and carry both Nomura credit risk and complex tax and market risks highlighted in extensive risk disclosures.
Nomura Holdings reported net revenue of ¥1,590.5 billion for the nine months ended December 31, 2025, up 10.5% year over year. Net income attributable to shareholders was ¥288.2 billion, with basic EPS of ¥97.73 and return on equity of 10.8%.
Wealth Management, Investment Management, Wholesale, Banking and Other all contributed to growth, with segment pretax income totaling ¥381.3 billion. Wholesale pretax income rose 22.2%, supported by strong Equities performance, while Wealth Management pretax income increased 9.6%.
In Investment Management, Nomura completed the Macquarie Acquisition on December 1, 2025, buying 100% of three Macquarie investment management companies for about $1.8 billion (approximately ¥281.4 billion). Assets under management grew from ¥89.3 trillion to ¥134.7 trillion.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured autocallable contingent coupon barrier notes linked to the least performing of JetBlue, Roblox and Upstart, maturing February 8, 2029.
The notes pay a contingent coupon of at least 3.50% monthly (42.00% per annum) when each stock closes at or above its barrier on observation dates and may be automatically called starting August 2026 if all three are at or above their call barriers. If held to maturity and the worst-performing stock finishes below its 50% barrier, investors lose principal on a 1-for-1 basis, up to a 100% loss of principal.
The estimated value at pricing is expected between $852.80 and $882.80 per $1,000 note, below the 100% price to public. Distribution involves up to 0.25% agent commission and up to 1.75% referral fees, not exceeding 2.00% per $1,000 in total.