Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering US$1,872,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Nasdaq‑100 and Russell 2000, due August 22, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 0.9917% monthly contingent coupon (11.90% per annum) only if on each observation date all three indices are at or above their respective contingent coupon barriers set at 70% of initial levels. Nomura may redeem the notes at its option on specified dates from November 24, 2026, paying principal plus any due coupon.
If not redeemed, principal repayment depends on the worst index on the final valuation date. If the least performing index is at or above its barrier value (55% of initial), investors receive at least full principal (plus final coupon if also above the 70% barrier). If it finishes below the 55% barrier, repayment is reduced 1‑for‑1 with the index loss, and up to 100% of principal can be lost. The initial estimated value is $986.80 per $1,000, below the 100% issue price, reflecting fees, hedging and structuring costs. The notes will not be listed, and investors are exposed to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc.
Nomura Holdings, Inc. (NMR), via Nomura America Finance, is issuing US$5,465,000 of unsecured Senior Global Medium‑Term Notes, Series A, fully guaranteed by Nomura, linked to the least performing of the Nasdaq‑100, Russell 2000, and EURO STOXX 50 indices and maturing on August 23, 2029.
The notes pay a contingent coupon of 2.6625% quarterly (10.65% per year), or $26.625 per $1,000, only if on each observation date all three indices are at or above their respective contingent coupon barriers, set at 55% of initial index levels. Nomura may redeem the notes at its option on quarterly dates starting November 24, 2026 at par plus any due coupon.
At maturity, if not redeemed, investors receive $1,000 plus the final coupon if the least performing index is at or above its barrier; otherwise, repayment is reduced one‑for‑one with the index loss, down to a possible 100% loss of principal. The estimated initial value is $989.30 per $1,000, below the 100% issue price. The notes will not be listed and are subject to Nomura’s credit risk and limited secondary market liquidity.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is issuing US$26,685,000 of senior unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 3.2125% quarterly contingent coupon (12.85% p.a.) only if on each observation date all three indices are at or above 70% of their initial values; otherwise no coupon is paid for that quarter. From November 24, 2026, the issuer may redeem the notes quarterly at par plus any due coupon.
If not redeemed, at maturity on August 23, 2029 investors receive par plus the final coupon if the least performing index is at or above its 70% barrier; if it is below, repayment is reduced one-for-one with the index loss, down to a total loss of principal. The notes are not listed, carry Nomura credit risk, and the estimated initial value is $989.70 per $1,000, below the public offering price.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering Step-Down Autocallable Barrier Notes under its Senior Global Medium-Term Notes, Series A, linked to the least performing of the S&P 500® Index and Russell 2000® Index, maturing on August 24, 2028.
The notes have a $1,000 denomination and may be automatically called on or after September 3, 2027 if each index is at or above its call barrier, paying principal plus a 10.45% per annum call premium (up to 20.90% at maturity). If not called, repayment at maturity equals $1,000 plus the performance of the least performing index; investors are fully exposed to downside and can lose up to 100% of principal.
The initial values are 7,641.16 (SPX) and 2,992.434 (RTY), with barrier values at 70% of those levels. The estimated value at pricing is expected between $957.10 and $987.10 per $1,000, below the 100% price to public, reflecting fees and hedging costs. The notes pay no interest, are unsecured obligations guaranteed by Nomura Holdings, Inc., will not be listed on any exchange, and involve credit risk, market risk, liquidity risk, and uncertain U.S. tax treatment as a pre-paid derivative contract.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, is issuing US$100,000 of unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings. These are issuer redeemable contingent coupon barrier notes linked to the worst performer among the Nasdaq‑100, Russell 2000 and S&P 500, maturing August 24, 2028.
The notes pay a 0.9167% monthly contingent coupon (11.00% per annum) only if on each observation date all three indices are at or above their respective contingent coupon barriers, set at 70% of initial value. Principal repayment is also contingent: if the least performing index is at or above its 70% barrier at final valuation, holders receive $1,000 plus the final coupon per $1,000; otherwise repayment is reduced 1:1 with the index loss, down to a total loss of principal.
The issuer may redeem the notes at its option on monthly dates starting February 24, 2027, paying principal plus any due coupon. The price to the public is 100.00% of principal, with a 0.75% selling commission and 99.25% proceeds to the issuer. The estimated value at pricing is $978.90 per $1,000, below issue price, and the notes will not be listed on any exchange.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering unsecured, five-year Callable Contingent Coupon Index-Linked Notes due 2031, linked to the EURO STOXX 50®, Russell 2000®, and Nasdaq‑100® indices under its medium‑term note program.
The notes pay a contingent monthly coupon of $10.459 per $1,000 (1.0459% monthly, up to ~12.55% p.a.) only if on each observation date all three indices are at or above 70% of their initial level. Principal is protected only if, at final valuation, every underlier is at or above 60% of its initial level; otherwise repayment is reduced one‑for‑one with the worst index’s decline, down to zero.
Nomura may redeem the notes at par (plus any due coupon) on any coupon payment date from December 3, 2026 through July 31, 2031. The estimated initial value is $954.80–$984.80 per $1,000, below the 100% issue price, reflecting structuring and distribution costs including up to 0.80% underwriting discount. Investors face Nomura credit risk, limited liquidity, complex tax treatment, and the possibility of receiving no coupons and losing their entire investment.
NOMURA HOLDINGS INC (NMR), via issuer Nomura America Finance, LLC, is offering unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. The notes are issuer-redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index, maturing on August 23, 2029.
Investors receive a quarterly contingent coupon of at least 2.6625% (10.65% per annum) per $1,000 only if each index is at or above 55% of its initial value on the observation date; otherwise that coupon is skipped and investors may receive no coupons at all. If held to maturity and not redeemed early, principal is fully protected only if the worst index is at or above its 55% barrier; below that level, repayment is reduced 1-for-1 with the index loss, down to total loss of principal. The notes can be called at Nomura’s option on specified dates starting November 24, 2026 at par plus any due coupon, will not be listed on any exchange, and carry credit risk of both the issuer and Nomura. The estimated value at pricing is expected between $955.50 and $985.50 per $1,000, below the 100% price to public, reflecting fees, hedging costs and model assumptions.
Nomura Holdings, Inc. (NMR), via issuer Nomura America Finance, LLC, is offering unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. These are issuer-redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50, maturing on August 23, 2029.
The notes pay a contingent quarterly coupon of at least 3.2125% (≥12.85% per annum), or at least $32.125 per $1,000, only if each index is at or above 70% of its initial value on the observation date. If any index is below this barrier, no coupon is paid for that quarter and investors may receive no coupons at all.
At maturity, if not redeemed early, investors receive $1,000 plus the final coupon if the least performing index is at or above 70% of its initial value; otherwise, principal is reduced 1-for-1 with the index loss, down to a possible total loss. The issuer may redeem the notes quarterly starting November 24, 2026. Price to public is 100% of principal, with agent’s commission up to 0.20%; the estimated initial value is expected between $954.90 and $984.90 per $1,000.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is issuing US$2,106,000 of senior unsecured Autocallable Contingent Coupon Barrier Notes linked to the least-performing of the Russell 2000, Nasdaq-100 Technology Sector Index and S&P 500, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 0.9458% monthly contingent coupon (about 11.35% per year) only if on each observation date all three indices are at least 70% of their initial values; otherwise no coupon is paid for that month and investors may receive no coupons over the life of the notes. Beginning August 18, 2027, the notes are automatically called at par plus the coupon if all indices are at or above 100% of initial.
If not called, at maturity on August 23, 2029, investors receive par plus the final coupon if the least-performing index is at or above 70% of initial, par only if it is between 60% and 70%, and otherwise a loss matching the full negative performance of the least-performing index below initial, up to a 100% loss of principal. The notes are not listed, are subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc., and have an estimated value of $987.10 per $1,000 at pricing, below the issue price.