Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC offers US$ senior medium-term Autocallable Contingent Coupon Barrier Notes due May 25, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of at least 0.75% (equivalent to 9.00% per annum) if, on each coupon observation date, each reference asset closes at or above 50.00% of its initial value. The notes are linked to the least performing of the S&P 500, Russell 2000 and the Nasdaq-100 Technology Sector. If called after November 23, 2026, holders receive principal plus accrued contingent coupon; if not called, maturity pay depends on the least performing reference asset and can result in a loss of up to 100% of principal. The estimated initial valuation is between $950.40 and $980.40 per $1,000 principal amount; price to public is 100.00%.
Nomura America Finance, LLC is offering U.S. dollar-denominated Market Linked Notes linked to the S&P 500® Index due May 30, 2031, with a 100.00% upside participation rate capped at 55.00%. The notes repay principal at maturity if the index return is zero or negative and are unsecured, fully guaranteed by Nomura Holdings, Inc. The estimated value on the trade date is between $947.80 and $977.80 per $1,000 principal; the price to public is 100.00% with agent commission up to 0.25% and referral fees up to 0.50%.
Nomura America Finance, LLC is offering contingent monthly coupon notes with an aggregate face amount of $4,378,000. The notes reference the S&P 500, Russell 2000 and Nasdaq-100 and pay a contingent monthly coupon of $10.834 per $1,000 face amount when each underlier meets a 70% coupon trigger level. The notes may be redeemed at Nomura’s option on coupon payment dates beginning August 20, 2026, and mature on May 18, 2029. The final cash settlement at maturity depends on the least performing underlier and may result in loss of up to 100% of the face amount. The estimated value on the trade date was $980.90 per $1,000 face amount, below the original issue price.
Nomura America Finance, LLC priced US$11,258,000 of Autocallable Memory Contingent Coupon Buffer Notes, fully guaranteed by Nomura Holdings, Inc., linked to the common stock of GE Vernova Inc. (GEV). The trade date is May 15, 2026, original issue date May 20, 2026, and stated maturity is June 3, 2027.
Per $1,000 principal the notes pay a contingent coupon of 5.040% quarterly if the reference asset closes at or above the contingent coupon buffer of $734.46 (70.00% of the initial value). The call and initial value is $1,049.23 (100.00%). At maturity, if not called, investors receive either principal plus the final contingent coupon (if final value >= buffer) or a cash settlement with a 30.00% first-loss buffer and ~1.4286x downside leverage beyond that, potentially losing up to 100% of principal.
Nomura America Finance, LLC priced US$437,000 of Autocallable Contingent Coupon Barrier Notes linked to the common stock of Intel Corporation, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes mature on May 18, 2029 with a final valuation date of May 15, 2029.
The notes pay a contingent coupon of 6.625% quarterly (26.50% per annum) when the reference asset closes at or above the contingent coupon barrier on coupon observation dates. The initial value of the reference asset was $108.77, the call barrier is $108.77 (100.00% of initial value) and the barrier/contingent coupon barrier is $65.26 (60.00% of initial value). The original issue price was 100.00%, agent’s commission 4.00%, and proceeds to issuer 96.00% ($419,520.00).
Nomura America Finance, LLC is offering Senior Global Medium-Term Notes, Series A — step-down autocallable barrier notes linked to the least performing of the S&P 500® and the Russell 2000®, with a stated maturity of May 18, 2028. The notes feature automatic call observation dates beginning June 1, 2027, call premiums of 10.91% (first call) and 21.82% (final valuation), and barrier levels at 100% (first call) and 70% (final valuation) of the initial values. The price to public is 100.00% and the pricing supplement shows an estimated value range of $959.90–$989.90 per $1,000 principal amount on the trade date. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering redeemable Contingent Coupon Barrier Notes due August 26, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon (at least 1.008% monthly, approximately 12.10% per annum to be set on the trade date) only if each reference asset closes at or above a 70.00% contingent coupon barrier on specified coupon observation dates. The notes are linked to the least performing of the S&P 500 (SPX), the Russell 2000 (RTY) and the XLP ETF. If not redeemed, maturity payoff equals $1,000 plus the final contingent coupon if the least performer is at or above its 70% barrier; otherwise payoff equals $1,000 multiplied by the least performer’s performance, which can result in a loss of up to 100% of principal. Trade date is May 21, 2026 and original issue date is expected May 27, 2026. The notes are unsecured, not FDIC-insured, and subject to Nomura credit risk.
Registered amount: US$1,000,000 of Autocallable Memory Coupon Barrier Notes linked to the least performing of SPY, IWM and QQQ.
The notes pay a contingent semi-annual coupon of 5.65% (11.30% per annum equivalent) only if each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes feature an automatic call beginning on November 13, 2026, principal repayment linked to the least performing reference asset at maturity on May 18, 2028, and are fully guaranteed by Nomura Holdings, Inc. The original issue price is 100.00% and the distribution agent’s commission is 1.10%.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.