Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings, Inc. (NMR) is offering US$1.0 billion of 7.000% Fixed-Rate Resetting Perpetual Subordinated Debt Securities. The notes will be issued on or about 1 July 2025 under a new subordinated indenture and will qualify as Additional Tier 1 (AT1) capital and external TLAC under Japanese regulation.
Key terms:
- Size: US$1,000,000,000 aggregate principal.
- Initial coupon: 7.000% per annum from 1 Jul 2025 to 14 Jan 2031, paid semi-annually on 15 Jan and 15 Jul (first payment 15 Jan 2026, long first period).
- Reset: Every five years from 15 Jan 2031 at U.S. Treasury Rate + 3.084%.
- Tenor: Perpetual; no fixed maturity and no investor put/right to accelerate.
- Ranking: Direct, unsecured, subordinated obligations; pari passu with other liquidation-parity liabilities and junior to senior indebtedness.
- Loss-absorption: Full or partial write-down after a Capital Ratio Event; full write-down after a Non-Viability or Bankruptcy Event.
- Discretionary interest: Nomura may cancel interest at its sole discretion; cancelled interest is non-cumulative and does not constitute default.
- Optional redemption: Issuer may redeem in whole (not part) on any reset date or upon certain tax/regulatory events at 100% of principal plus any unpaid, non-cancelled interest.
- Offer price: 100% of par; underwriting commission 1.000%; net proceeds before expenses US$990 million.
- Listing: In-principle approval granted for listing on the Singapore Exchange (SGX-ST).
- Settlement: Book-entry delivery via DTC, Euroclear and Clearstream on or about 1 Jul 2025.
The prospectus supplement highlights extensive risk factors, including discretionary interest cancellation, perpetual tenor, subordination, structural subordination to subsidiaries, and potential tax withholding for certain holders. Investors are directed to Risk Factors sections in the Form 20-F and the accompanying prospectus for full details.
Concurrent with this AT1 offering, Nomura priced (but is not offering herein) US$1.25 billion of senior TLAC notes (4.904% due 2030 and 5.491% due 2035) scheduled to settle on the same date.
Nomura Holdings announced pricing details for two senior fixed rate notes offerings:
First Offering:
- $750 million of 4.904% Senior Fixed Rate Notes due July 2030
- Issue price: 100% of principal
- Interest paid semi-annually starting January 2026
- Rating: Baa1 (Moody's) / BBB+ (S&P)
Second Offering:
- $500 million of 5.491% Senior Fixed Rate Notes due June 2035
- Issue price: 100% of principal
- Interest paid semi-annually starting December 2025
- Same credit ratings as first offering
Additionally, Nomura priced a concurrent offering of $1 billion in 7.000% Fixed Rate Resetting Perpetual Subordinated Debt Securities. All securities will be listed on Singapore Exchange. The offerings are led by multiple international financial institutions including Nomura Securities, BofA Securities, and Citigroup as joint lead managers.
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