Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (NMR) reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25 under an officers' stock ownership plan, reported at a price of $9.87 per share after conversion from Japanese yen. Following this award, 217.406 shares are held indirectly through the plan and 60,082 shares are held directly. A footnote explains that transfers of 900 shares from the officer's stock ownership plan account to a brokerage account on 2026-06-25 did not change the total amount of securities beneficially owned.
NOMURA HOLDINGS INC (NMR), as guarantor for Nomura America Finance, LLC, is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the EURO STOXX 50 Index, Russell 2000 Index and Technology Select Sector SPDR ETF, maturing on August 31, 2029. The notes pay a contingent monthly coupon of at least 1.2542% (at least 15.05% per annum) only if, on each observation date, all three reference assets are at or above 75% of their initial value. Principal is protected only if, at final valuation, the worst performer is at or above 70% of its initial value; below that level, losses are one-for-one with the decline of the worst index or ETF, up to a 100% loss of principal. The issuer may redeem the notes early on specified dates on or after December 3, 2026 at par plus any due coupon. The estimated value at pricing is expected to be $947.20–$977.20 per $1,000, below the 100% price to public, with agent commission up to 0.25% and total selling compensation capped at 1.00%.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering senior unsecured Autocallable Contingent Coupon Barrier Notes linked to the least performing of GS, MS, and WFC, fully and unconditionally guaranteed by Nomura, and scheduled to mature on September 19, 2029.
The notes pay a contingent quarterly coupon of at least 2.825% (11.30% per annum) only if each stock is at or above 60.00% of its initial value on the observation date; otherwise no coupon is paid and investors may receive no coupons over the life of the notes. The notes are automatically called if, on specified dates starting March 15, 2027, each stock is at or above 100.00% of its initial value, in which case investors receive principal plus that period’s coupon. If not called and the final value of the worst stock is below its 60.00% barrier, principal is reduced 1-for-1 with the stock decline, up to a 100% loss of principal. Issue price is 100% of principal, with agent’s commission up to 4.00% and proceeds to issuer of at least 96.00%. The estimated value at pricing is $894.60–$924.60 per $1,000, the notes will not be listed, and U.S. tax treatment and non-U.S. withholding on coupons involve uncertainty.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering senior unsecured Autocallable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, linked to the least performing of Meta Platforms, Inc. Class A (META) and Alphabet Inc. Class A (GOOGL), maturing September 19, 2029.
The notes pay a quarterly contingent coupon of at least 3.5875% (≈14.35% per annum) only if on each coupon observation date both reference assets close at or above 60.00% of their initial values; otherwise no coupon is paid. From March 15, 2027, the notes are automatically called if both stocks are at or above 100.00% of their initial values, in which case investors receive principal plus the applicable contingent coupon.
If not called, at maturity investors receive principal plus the final contingent coupon only if the least performing stock is at or above its 60.00% barrier value. If it is below that barrier, repayment is reduced 1‑for‑1 with the decline in that stock, up to a total loss of principal. The estimated economic value is $905.30–$935.30 per $1,000 note, below the 100% issue price, reflecting structuring costs and dealer compensation. The notes will not be listed, involve significant market, issuer and tax risks, and do not provide any participation in upside beyond return of principal plus coupons.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), through issuer Nomura America Finance, LLC, is offering $25,000,000 of Senior Global Medium-Term Notes, Series A, in the form of step-down autocallable barrier notes linked to the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes are issued at 100% of principal with estimated value of $988.50 per $1,000. They pay no interest and may be automatically called if each index is at or above specified call barriers, paying principal plus a call premium of 10.45% in 2027 or 20.90% at maturity. If not called and the worst-performing index finishes below its 70% barrier, repayment is reduced 1% for each 1% index decline, down to possible total loss of principal.
The notes are unsecured obligations of the issuer, rely on Nomura’s guarantee, are not FDIC insured, will not be listed on any exchange, and may have limited secondary market liquidity. Tax treatment is uncertain and intended to follow a pre-paid derivative contract approach.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes due August 30, 2029, linked to the least performing of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and EURO STOXX 50 Index and fully guaranteed by Nomura.
The notes pay a contingent monthly coupon of about 1.0917% (≈13.10% per year) only if on each observation date all three indices are at or above 70% of their initial values. Principal is fully at risk: if the worst index ends below its 70% barrier at final valuation, repayment is reduced 1-for-1 with the index loss, down to zero.
The issuer may call the notes on designated dates starting December 2, 2026, paying principal plus any due coupon. The notes are not listed, may have limited liquidity, and are subject to Nomura’s credit risk. Per-note estimated value at pricing is $951.40–$981.40 per $1,000, below the 100% issue price.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering U.S. dollar-denominated Senior Global Medium-Term Notes, Series A, in the form of Digital Buffered Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, maturing on August 31, 2027. The notes pay no interest and are unsecured, with payment at maturity based on index performance. If the worst-performing index is at or above 80% of its initial level, investors receive $1,000 plus a fixed digital return of at least 8.55% per $1,000. If it falls below 80%, the digital return is forfeited and principal declines with a 1.25x downside leverage beyond the 20% buffer, potentially resulting in a total loss of principal. The price to public is 100% of principal, with agent commissions up to 0.45% and proceeds to the issuer of at least 99.55%. The estimated initial value is expected between $960.20 and $990.20 per $1,000, below the public offering price, and the notes will not be listed on any securities exchange.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering $1,000,000 of senior unsecured equity index-linked notes linked to the S&P 500 Index, Russell 2000 Index and Nasdaq‑100 Index. The notes pay a contingent monthly coupon of $9.792 per $1,000 (0.9792% monthly, up to ~11.75% per annum) only if on each observation date every index is at or above its coupon trigger level, set at 70% of its initial level.
At maturity on August 23, 2029, if not previously redeemed, investors receive $1,000 per $1,000 note only if the final level of every index is at or above its trigger buffer level, set at 60% of its initial level. Otherwise, repayment is reduced one‑for‑one with the loss of the worst‑performing index, and investors can lose up to 100% of principal. Returns are capped at principal plus coupons; upside in the indices beyond par is not passed through.
The issuer may redeem the notes at par, in whole but not in part, on any coupon payment date from November 23, 2026 through July 23, 2029, plus any due coupon. The estimated value at pricing was $989.90 per $1,000, below the 100% issue price, reflecting structuring costs, dealer compensation and hedging. Investors are exposed to the credit risk of Nomura America Finance, LLC and the guarantee of Nomura Holdings, Inc., with no FDIC insurance and limited secondary market liquidity.