Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Nomura Holdings Inc. director Koji Nagai reported new equity-linked compensation and updated share holdings. On May 25, 2026, he received three grants of Notional Stock Units, each covering 95,055 units tied to Nomura common stock, with future exercise dates in 2027, 2028, and 2029.
Each Notional Stock Unit entitles him to cash equal to the value of one share of common stock, rather than actual shares. Following these awards, he reports direct ownership of 512,942 shares of common stock and a small additional indirect interest through an officers' stock ownership plan.
Nomura America Finance, LLC is offering US$ denominated Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of Microsoft Corporation (MSFT), with a $1,000 denomination and an expected original issue date of June 3, 2026. The notes pay contingent quarterly coupons of at least $35.00 per $1,000 (contingent coupon rate at least 3.50% quarterly) if MSFT's closing value on coupon observation dates is at or above the contingent coupon buffer (85.00% of the initial value). The notes are automatically callable if MSFT closes at or above the call barrier (100.00% of initial value) on any call observation date beginning September 11, 2026. If not called, maturity payment on June 16, 2027 provides protection for the first 15.00% of losses and then ~1.1765x downside exposure beyond that, potentially resulting in loss of up to 100% of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and the XLP ETF with a principal amount of $4,300,000. The notes have a contingent monthly coupon of 1.008% (approximately 12.10% per annum) payable when each reference asset is at or above 70.00% of its initial value on coupon observation dates.
If not redeemed by the issuer (issuer may call on or after August 26, 2026), the notes mature on or about August 26, 2027. At maturity holders receive principal plus a final contingent coupon if the least performing reference asset is at or above its 70.00% barrier; otherwise the cash settlement equals $1,000 × the least performing reference asset performance, exposing investors to up to 100% principal loss.
Nomura America Finance, LLC is offering callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $11.375 per $1,000 (1.1375% monthly, potential up to 13.65% per annum) when each underlier meets its coupon trigger level. Payments at maturity depend on the least performing underlier; if that underlier is below its trigger buffer level, principal is reduced pro rata and investors could lose up to 100% of their investment. The notes reference the Dow Jones Industrial Average, Russell 2000 and Nasdaq-100, have an early redemption window from August 26, 2026 through April 26, 2028, and carry estimated model values of $956.30–$986.30 per $1,000 on the trade date.
Nomura America Finance, LLC is offering US$1,000,000 of Step-Down Autocallable Buffered Notes due May 25, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes are linked to the least performing of the SPX, NDX, RTY and INDU and are unsecured.
The notes are callable annually beginning June 4, 2027 (call premium 15.00%), with a final call premium of 30.00% at maturity. The notes provide a buffer of 11.50% against declines in the least performing reference asset and apply a downside leverage factor of approximately 1.1299x to declines beyond the buffer. Estimated value at pricing was $975.10 per $1,000, with price to public at 100.00% (proceeds to issuer $985,000.00).
Nomura America Finance, LLC is offering US$600,000 of Senior Global Medium-Term Notes, Series A — leveraged barrier notes linked to the Class A common stock of Meta Platforms, Inc. The notes mature on May 24, 2029 (final valuation date May 21, 2029), carry an original issue price of 100.00% and an estimated value on the trade date of $980.80 per $1,000 principal amount.
The notes pay no interest, have a call observation date of May 26, 2027 with a call payment date of June 1, 2027, and a 16.00% call premium if automatically called. The upside participation rate is 150.00%. The initial value of the reference asset was $605.06 and the barrier value is $302.53 (50.00% of the initial value). At maturity the cash settlement amount depends on final value versus these thresholds and can result in full loss if the final value is below the barrier.
Nomura America Finance, LLC is offering U.S. dollar-denominated Digital Buffer Notes linked to the S&P 500® Index with a stated maturity of July 1, 2027. The notes pay a digital return of 7.18% per $1,000 principal if the final index value is at or above an 80.00% buffer of the initial value.
If the final index value is below the 80.00% buffer, the cash settlement amount will be calculated using a downside leverage factor of 1.25x, exposing holders to amplified losses up to a full loss of principal. Trade date is May 22, 2026; original issue date expected May 28, 2026; price to public is 100.00% with agent commissions up to 1.042%.
Nomura America Finance, LLC is offering step-down autocallable buffered notes due May 25, 2028, fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the SPX, NDX, RTY and INDU, callable annually beginning June 4, 2027, with call premiums of 15.00% (first call) and 30.00% (final date). The notes provide an 11.50% downside buffer and a downside leverage factor of ~1.1299x; holders may lose up to 100% of principal if the least performing reference asset declines beyond the buffer. Price to public is 100.00% per note; estimated model value at pricing is between $950.30 and $980.30 per $1,000 principal amount.