NOMURA HOLDINGS INC SEC Filings

Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.

Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.

Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.

Nomura America Finance, LLC offers US$2,000,000 principal of Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a 3.50% quarterly contingent coupon and may be automatically called beginning on December 28, 2026. If not called, repayment at maturity on June 29, 2029 depends on the final value of the least performing reference asset and may result in a loss of up to 100% of principal. The original issue price is 100.00% and the issuer estimates the notes' model value at $963.00 per $1,000 principal on the trade date.

Nomura America Finance, LLC is offering US$2,147,000 in Autocallable Contingent Coupon Barrier Notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes trade date is June 26, 2026, original issue date June 30, 2026, and stated maturity June 29, 2028. Coupons are contingent at 3.00% per quarter (12.00% per annum) if each reference asset closes at or above its contingent coupon barrier on observation dates; barriers equal 75.00% of initial values. The notes are linked to the least performing of the SPX, RTY and NDX, carry an automatic call feature beginning on the observation date December 28, 2026, and pay a cash settlement at maturity that can result in up to -100.00% principal loss if the least performing reference asset is below its barrier. Price to public is 100.00% and the estimated value on the trade date was $963.70 per $1,000 principal amount.

Nomura America Finance, LLC is pricing Autocallable Contingent Coupon Barrier Notes due July 19, 2029, fully guaranteed by Nomura Holdings, Inc., linked to the least performing of UPS and FDX. The notes pay a quarterly contingent coupon of at least 2.575% (equivalent to 10.30% per annum) if each reference asset meets its contingent coupon barrier on observation dates; coupons are payable only when observation-date conditions are met. The notes are callable beginning on the observation date on or after January 15, 2027 if both reference assets are at or above their call barriers (100% of initial value). If not called, final payoff depends on the least performing reference asset versus a 60.00% barrier: investors receive principal plus the final contingent coupon if the least performing asset is at or above the barrier, or receive a payment that falls 1:1 with the percentage decline of the least performing asset (up to 100% loss of principal). Estimated value on the trade date is between $875.70 and $905.70 per $1,000 principal; original issue price is 100.00%. Trade date is set for July 15, 2026 with original issue date expected July 17, 2026.

Nomura America Finance, LLC is offering $2,016,000 of callable contingent coupon index-linked notes due December 29, 2027, guaranteed by Nomura Holdings, Inc. Each $1,000 face amount may pay a contingent monthly coupon of $12.292 if all three underliers meet coupon triggers on observation dates. At maturity (if not earlier redeemed), cash settlement per $1,000 depends on the least performing underlier return versus its 70% trigger buffer level and can be as low as $0, meaning investors could lose their entire principal. The issue price is 100% of face, underwriting discount 0.75% and net proceeds to the issuer $2,000,880. The estimated model value on the trade date was $991.20 per $1,000 face amount. The notes are unsecured obligations, callable by the issuer on coupon payment dates beginning September 28, 2026.

Nomura America Finance, LLC offers Autocallable Contingent Coupon Barrier Notes linked to the Class C common stock of Dell Technologies Inc. The notes have a trade date of July 15, 2026, an expected original issue date of July 17, 2026, and a stated maturity of July 19, 2029. Each $1,000 principal amount pays a contingent coupon of at least $63.875 per quarter (contingent coupon rate at least 6.3875% quarterly / 25.55% per annum) if the reference asset closes at or above the contingent coupon barrier (50.00% of the initial value) on coupon observation dates.

If the notes are automatically called when the reference asset equals or exceeds the call barrier (100.00% of initial value) on a call observation date, holders receive principal plus accrued contingent coupon. If not called, maturity pay‑out depends on final value relative to the barrier (50.00%); a final value below that barrier can result in up to 100% principal loss. The price to public is 100.00% with agent commission up to 4.00% and proceeds to issuer at least 96.00%.

Nomura America Finance, LLC is offering digital barrier notes due August 20, 2027, fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). The notes have an expected digital return of at least 11.00% (to be set on the trade date).

The structure: if the least performing reference asset finishes at or above 70.00% of its initial value you receive the digital return; if it finishes between 50.00% and 70.00% you still receive the digital return but suffer 1% principal loss for each 1% decline below initial value; if it finishes below 50.00% you do not receive the digital return and face 1-to-1 downside (possible loss up to 100%). Trade date is July 14, 2026, original issue date expected July 17, 2026, and stated maturity August 20, 2027. The estimated model value at term-setting is between $954.70 and $984.70 per $1,000 principal.

Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.