Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings, Inc. has authorized a share buyback of up to 100,000,000 common shares for a total of JPY 60,000,000,000 under a board resolution dated January 30, 2026. The repurchase period runs from February 17, 2026 to September 30, 2026, excluding the ten business days following the announcement of each quarterly financial results.
During the reporting month from January 1 to January 31, 2026, no shares were repurchased and buyback progress remained at 0%. Treasury shares totaling 24,600 were disposed through the exercise of stock acquisition rights on January 30. As of January 31, 2026, total issued shares were 3,163,562,601 and shares held in treasury were 229,306,283.
Nomura America Finance, guaranteed by Nomura Holdings, is offering unsecured autocallable contingent coupon barrier notes linked to Tesla, Inc. stock, maturing March 1, 2029. The notes pay a quarterly contingent coupon of at least 3.55% (14.20% per year) only when Tesla’s share price is at or above 60% of its initial level on an observation date.
The notes may be automatically called starting August 25, 2026 if Tesla’s price is at or above 100% of its initial level on a call observation date, in which case investors receive principal plus the applicable coupon. If the notes are not called and Tesla’s final value is below 60% of its initial level, repayment of principal is reduced one-for-one with Tesla’s decline, leading to up to 100% loss of principal. The estimated initial value is $898.60–$928.60 per $1,000, below the 100% issue price, and the notes will not be listed on an exchange.
Nomura America Finance is offering autocallable contingent coupon barrier notes linked to the common stock of Goldman Sachs, Morgan Stanley and Wells Fargo, fully and unconditionally guaranteed by Nomura Holdings, and scheduled to mature on March 1, 2029.
The notes pay a quarterly contingent coupon of at least 2.713% (about 10.85% per year), or at least $27.13 per $1,000, only if each stock closes at or above a barrier set at 60% of its initial value on the observation date. The notes are automatically called, returning principal plus the coupon, if all three stocks are at or above 100% of their initial value on designated call dates starting August 25, 2026.
If the notes are not called and, at final valuation, the worst-performing stock is below its 60% barrier, repayment is reduced in line with that stock’s loss, up to a 100% loss of principal. The estimated value at pricing is expected between $888.80 and $918.80 per $1,000, below the 100% issue price, reflecting fees, hedging and structuring costs. The notes are senior unsecured obligations of Nomura America Finance, guaranteed by Nomura, are subject to Nomura’s credit risk, and will not be listed on any exchange.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing $2,809,000 of unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing on February 14, 2029.
The notes pay a 0.950% monthly contingent coupon (11.40% per annum) of $9.50 per $1,000, only if on each observation date all three indices stay at or above 70% of their initial levels. Principal is protected only if the worst index finishes at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the index loss, up to a total loss of principal.
Nomura may redeem the notes at its option on specified dates starting August 13, 2026, paying $1,000 plus any due coupon per note. The initial public price is 100% of principal, with a 0.25% selling commission and proceeds to the issuer of 99.75%, and an estimated fair value of $980.50 per $1,000, reflecting embedded fees and hedging costs. Investors bear Nomura’s credit risk and there is no exchange listing or deposit insurance.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering unsecured senior medium-term notes linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50, maturing in February 2029.
The notes pay a contingent quarterly coupon of at least 3.088% (about 12.35% per year) only if each index stays at or above 70% of its initial level on the observation date. Nomura may redeem the notes early on quarterly dates starting May 2026 by paying principal plus any due coupon.
At maturity, if the notes are not redeemed and the worst-performing index is at or above its 70% barrier, investors receive principal plus the final contingent coupon. If it is below the barrier, repayment is reduced one-for-one with the index loss, up to a total loss of principal.
The notes involve significant downside market risk, Nomura credit risk, potential non-payment of any coupons, limited liquidity, and an estimated initial value between $955.90 and $985.90 per $1,000, which is less than the price to the public and reflects fees and hedging costs.
Nomura America Finance, fully guaranteed by Nomura Holdings, is offering US$10,000,000 of step-down autocallable barrier notes linked to the least performing of the S&P 500 and Russell 2000, maturing in February 2028.
The notes can be automatically called in February 2027 if both indexes are at or above 100% of their initial values, paying a 10.15% premium, or at maturity if both are at or above 70% of initial, paying a 20.30% premium. If the least performing index finishes below its initial level and below the 70% barrier, investors lose 1% of principal for each 1% decline, up to a full loss. The notes pay no interest, are unsecured obligations, and the estimated value at pricing was $986.60 per $1,000, below the 100% issue price.
Nomura Holdings reported stronger results for the nine months ended December 31, 2025, with net revenue of 1,590.5 billion yen, up 10.5%, and net income attributable to shareholders of 288.2 billion yen, up 7.2%. Annualized return on equity improved to 10.8%.
Wealth Management and Wholesale delivered solid profit growth, while Investment Management and Banking saw higher revenue but weaker margins. Assets under management reached 134.7 trillion yen, helped by Nomura’s approximately 1.8 billion U.S. dollar acquisition of three Macquarie asset management companies, which are now consolidated subsidiaries.
The interim review of these U.S. GAAP financial statements by Ernst & Young ShinNihon found no material issues. Nomura’s board also approved a share buyback of up to 100 million shares (up to 60 billion yen) between February 17 and September 30, 2026, and the cancellation of 75 million shares on March 2, 2026, signalling active capital management.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering autocallable contingent coupon index-linked notes due 2027 tied to the S&P 500, Russell 2000 and Nasdaq‑100 indices. These unsecured notes pay a monthly coupon of $8.542 per $1,000 face amount (0.8542% monthly, up to about 10.25% per year) only if each index stays at or above 70% of its initial level on the observation date.
The notes can be automatically called starting May 2026 if all three indices are at or above their initial levels, returning $1,000 per note plus the applicable coupon. If held to maturity and not called, investors receive $1,000 per note only if every index is at or above 70% of its initial level; otherwise repayment is reduced in line with the worst-performing index, and the entire principal can be lost. The estimated initial value is between $948.40 and $978.40 per $1,000 face amount, below the original issue price.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering senior unsecured digital buffer notes linked to the weaker performer of Advanced Micro Devices (AMD) and Microsoft (MSFT), maturing March 15, 2027.
For each $1,000 note, if the final value of the worst stock is at or above 65% of its initial level, holders receive $1,000 plus a fixed 15.50% digital return. If the worst stock finishes below 65% of its initial level, repayment is reduced with a downside leverage factor of about 1.538x, so losses accelerate beyond a 35% decline and can reach 100% of principal.
The notes pay no interest, will not be listed on any exchange, and carry Nomura credit risk. The estimated initial value is expected between $941.20 and $971.20 per $1,000, less than the 100% issue price due to commissions, hedging and structuring costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering unsecured Step-Down Autocallable Barrier Notes linked to the S&P 500 and Russell 2000, maturing February 10, 2028. The notes are issued at 100% of principal, with agent’s commissions up to 0.45%.
The notes may be automatically called if both indices are at or above specified barriers on observation dates in 2027 and at maturity, paying principal plus call premiums of 10.15% or 20.30%. If not called and the worst-performing index finishes below its barrier, repayment is reduced one-for-one with the loss and can fall to zero.
The notes pay no interest, do not participate in index upside beyond the fixed premiums, and are subject to Nomura’s credit risk. The issuer estimates the initial value at $956.10–$986.10 per $1,000, below the price to the public, reflecting fees, hedging costs and structuring.