Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering US$7,789,000 of Senior Global Medium-Term Notes, Series A, in the form of Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index (SPX) and the SPDR S&P Regional Banking ETF (KRE), fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 2.3375% quarterly contingent coupon (9.35% per annum) of $23.375 per $1,000 only if on each observation date the closing value of both reference assets is at or above their contingent coupon barriers, set at 70% of initial values (SPX 5,372.99; KRE $52.21). The notes are automatically called if, on specified dates starting August 26, 2027, both assets are at or above their call barrier levels (100% of initial values), in which case investors receive principal plus the applicable coupon.
At maturity, if not called, investors receive principal plus the final coupon only if the least performing asset finishes at or above its barrier value (also 70% of initial). If it finishes below, repayment is reduced 1-for-1 with the decline, down to a total loss of principal. The estimated value is $940.80 per $1,000, below the 100% public issue price, reflecting agent commissions of 3.00% and structuring and hedging costs. The notes are unsecured, not FDIC insured, not listed on any exchange, and expose holders to Nomura’s credit risk and concentrated regional banking sector risk through KRE.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, is offering US$3,245,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura, linked to the least performing of the Russell 2000 Index and the iShares MSCI Emerging Markets ETF, maturing on August 28, 2031.
The notes pay a 1.00% monthly contingent coupon (12% per annum) of $10 per $1,000 when both reference assets close at or above their contingent coupon barriers on observation dates, and may be redeemed early at the issuer’s option. Principal protection is not guaranteed; if the least performing asset ends below its barrier value, repayment is reduced 1:1 with its loss, up to a complete loss of principal.
The original issue price is 100% of principal, while the estimated value is $986.70 per $1,000, reflecting fees, hedging costs and Nomura’s funding levels. The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura, not bank deposits and not insured by the FDIC, and will not be listed on any securities exchange.
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering unsecured Senior Global Medium-Term Notes, Series A, that are autocallable contingent coupon barrier notes linked to the least performing of the Russell 2000, Nasdaq‑100 and EURO STOXX 50 indices, maturing on August 30, 2029. The notes pay a contingent quarterly coupon of at least 2.75% of principal (about 11.00% per year) only if on each observation date all three indices are at or above 70% of their initial values; otherwise no coupon is paid for that quarter.
The notes are automatically called if, on any call observation date from November 27, 2026 onward, all indices are at or above 100% of their initial values, in which case investors receive principal plus the applicable coupon. If not called, at maturity investors receive: principal plus final coupon if the least performing index is at or above 70% of its initial value; principal only if it is between 65% and 70%; or a 1‑for‑1 loss of principal in line with the decline of the least performing index if it finishes below 65%, up to a total loss of principal. The estimated value is expected to be $947.60–$977.60 per $1,000, below the 100% issue price, reflecting fees and hedging costs. The notes are fully and unconditionally guaranteed by Nomura Holdings, will not be listed on any exchange, and expose investors to Nomura’s credit risk and complex U.S. tax treatment.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is issuing US$250,000 of Senior Global Medium-Term Notes, Series A, Digital Buffered Notes linked to the least performing of the S&P 500 Index and Russell 2000 Index, maturing August 31, 2027 and fully guaranteed by Nomura.
For each $1,000 note, if the least-performing index finishes at or above its 80% buffer, investors receive $1,000 plus a fixed 8.55% digital return. If it finishes below the buffer, principal is reduced by 1.25× each percentage point decline beyond -20%, potentially to zero.
The notes pay no interest, are unsecured obligations subject to Nomura’s credit risk, and will not be listed on an exchange, so secondary market liquidity may be limited. The estimated value is $992 per $1,000 at pricing, below the 100% issue price; the distribution agent’s commission is 0.45%.
NOMURA HOLDINGS INC (NMR) reported that director Masahiro Ishizuka received a grant/award of 196.312 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan. The award is valued at an FX-converted price of $9.87 per share, bringing this indirect plan holding to 678.847 shares. Separately, Ishizuka is reported to hold 10,600 shares directly, with a footnote stating that prior transfers of 700 shares from the plan to a brokerage account did not change his total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported that executive Tobari Akihito, Head of Wealth Management, received a grant of 65.443 shares of common stock on August 25, 2026. The grant is held indirectly through an officers' stock ownership plan at a price of $9.87 per share, converted from Japanese yen using an exchange rate of JPY159.23 = US$1 on the transaction date.
After this award, Tobari is reported as beneficially owning 232.507 shares indirectly via the plan and 105,866 shares directly. A June 25, 2026 transfer of 900 shares from the plan to a brokerage account is noted, with no change in the total amount of securities beneficially owned as a result of that transfer.
NOMURA HOLDINGS INC (NMR) reported that officer Yukiko Ozaki received a grant of 6.545 shares of common stock on August 25, 2026 as a grant, award, or other acquisition. The shares are held indirectly in an officers' stock ownership plan, bringing that indirect plan holding to 74.613 shares.
A separate holding entry shows 21,019 direct shares of common stock in Ozaki's name after transfers. A footnote states that transfers of 100 shares from the officers' stock ownership plan to a brokerage account on June 25, 2026 did not change the total securities beneficially owned.
NOMURA HOLDINGS INC (NMR) reported that director Ogawa Shoji acquired 196.31 shares of common stock on August 25, 2026 as a grant/award held indirectly through an officers' stock ownership plan. The award price was $9.87 per share, converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate. Following this award, indirect plan holdings were 619.06 shares. A separate line reports 58,840 shares held directly, with a footnote stating that prior changes in these amounts reflected internal transfers of 700 shares between the plan and a brokerage account with no change in total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported an insider equity award for Head of Investment Management Hiroyasu Koike. On August 25, 2026, the reporting person received a grant of 261.751 shares of common stock, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share based on a foreign-exchange conversion.
Following this grant, the plan account held 314.079 shares, and a separate holding entry shows 114,585 shares held directly in a brokerage account. A footnote explains that 200 shares were transferred from the officers' stock ownership plan to the brokerage account on August 25, 2026, with no change in the total amount of securities beneficially owned as a result of the transfer.