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NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

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Nomura America Finance, LLC priced US$1,060,000 in Autocallable Memory Contingent Coupon Barrier Notes linked to the common stock of Intel Corporation, due June 29, 2029. The notes pay a 5.25% quarterly contingent coupon and will be automatically called if Intel closes at or above $128.32 on a call observation date on or after December 28, 2026. If not called, maturity payment depends on the final closing value: investors receive principal plus the final contingent coupon if the final value is at or above the barrier value of $64.16 (50% of the initial value); if below, repayment equals $1,000 multiplied by the reference asset performance, exposing holders to up to 100% principal loss. The original issue price was 100.00% with a dealer commission of 4.00% (proceeds to issuer 96.00%).

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The Issuer Nomura America Finance, LLC is offering US$380,000 of Autocallable Contingent Coupon Barrier Notes linked to the common stock of Oracle Corporation (ORCL), with a trade date of June 26, 2026 and stated maturity of June 29, 2029. The notes pay a contingent coupon of 5.0625% quarterly (equivalent to 20.25% per annum) when the reference asset closes at or above the contingent coupon barrier on observation dates, are automatically callable if the reference asset closes at or above the call barrier on call observation dates, and return at maturity either principal plus final contingent coupon if the final value is at or above the barrier value or a cash settlement that declines 1% per 1% drop in the reference asset if below the barrier value.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50®, the Russell 2000® and the S&P 500®, with an expected original issue date of July 6, 2026 and a stated maturity of July 6, 2029.

The notes pay a contingent coupon of at least $32.25 per $1,000 (at least 3.225% quarterly, equivalent to 12.90% per annum) when each reference asset is at or above its contingent coupon barrier on a coupon observation date. If the least performing reference asset is below its 70.00% barrier on the final valuation date, principal at maturity is reduced 1‑for‑1 by the reference asset performance, potentially resulting in a total loss of principal.

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Nomura Holdings, Inc. furnished a Form 6-K identifying new exhibit forms for multiple U.S. dollar senior notes and related legal opinions, which are incorporated by reference into its existing shelf Registration Statement on Form F-3 (No. 333-283915).

The exhibits include forms of $500,000,000 Senior Floating Rate Notes due 2029 and $300,000,000 Senior Floating Rate Notes due 2031, as well as $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036. The filing also lists opinions of Sullivan & Cromwell LLP and Anderson Mori & Tomotsune relating to these note forms.

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Nomura America Finance, LLC is offering US$1,106,000 of Senior Global Medium‑Term Notes, Series A — Leveraged Buffered Notes with an Autocall feature linked to the Nasdaq‑100 Index® (NDX). The notes price at 100.00% of principal ($1,000 per note) with an agent commission of 1.75% and proceeds to issuer of 98.25%. The notes pay no interest, include a 13.25% call premium if automatically called on the call observation date, and an 125.00% upside participation rate. At maturity the payoff depends on the NDX final value versus the initial value of 29,440.32, with a buffer protecting the first 15.00% of losses and up to 85.00% principal loss if the final value is below the buffer value (25,024.27).

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Nomura America Finance, LLC is offering structured senior notes (guaranteed by Nomura Holdings, Inc.) linked to the S&P 500®, Russell 2000® and Nasdaq-100® indices. For each $1,000 face amount, contingent quarterly coupons of $37.50 may be paid if each underlier meets a 70% coupon trigger on observation dates. The cash settlement at maturity depends on the least performing underlier: if all final underlier levels are at or above 70% of their initial levels, you receive $1,000; if any final underlier level is below 70%, the payment equals $1,000 plus $1,000 times the least performing underlier return. The notes may be redeemed at Nomura’s option on coupon payment dates beginning September 28, 2026. The pricing supplement states the estimated value on the trade date was $990.80 per $1,000 face amount and the original issue price is 100.00% of face amount.

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Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.

Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.

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Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.

Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.

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Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.

After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.

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Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on June 30, 2026.