Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC is offering US$500,000 of Autocallable Memory Coupon Barrier Notes linked to the S&P 500® Index. The notes mature on March 10, 2027 with an original issue date of February 26, 2026 and a principal amount of US$500,000.
The notes pay a contingent quarterly coupon of at least 2.250% (equivalent to 9.00% per annum) if the S&P 500® Index closes at or above the contingent coupon barrier of 5,596.70 (81.00% of the initial value) on coupon observation dates. The notes are automatically called if the index closes at or above the call barrier of 6,909.51 (100.00% of the initial value) on a call observation date. If not called, maturity payment is $1,000 plus final contingent coupon if final value ≥ barrier, or $1,000 × reference asset performance if final value < barrier, exposing investors to up to 100% principal loss.
The estimated value on the trade date was $982.60 per $1,000, below the original issue price.
Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes linked to the least performing of the NDX, RTY and SPX. The notes have a price to public of 100.00%, an estimated model value of $956.60–$986.60 per $1,000 principal, a contingent coupon of at least $27.125 per $1,000 (at least 2.7125% quarterly; 10.85% per annum), a barrier at 55.00% of initial values, trade date February 24, 2026, original issue date expected February 27, 2026, final valuation date February 26, 2029 and stated maturity March 1, 2029.
Coupon payments are contingent on each reference asset closing at or above its contingent coupon barrier on scheduled coupon observation dates; principal at maturity depends on the least performing reference asset and can result in a loss of up to 100% of principal if the least performing asset is below its barrier.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due February 23, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes are linked to the least performing of QQQ, IWM and SPY and carry a contingent coupon of at least 2.25% quarterly (at least 9.00% per annum).
Key economics disclosed include an original issue price of 100.00%, an estimated model value of $934.40–$964.40 per $1,000 principal amount on the trade date, and an agent’s commission up to 2.50% (proceeds at least 97.50%). Contingent coupon and barrier mechanics: coupon barrier 70.00% of initial value, barrier value 60.00%, and automatic call observation dates beginning May 20, 2026.
Nomura America Finance, LLC offers $7,500,000 of contingent monthly coupon, autocallable notes linked to the EURO STOXX 50, Russell 2000 and Nasdaq-100, subject to the automatic call feature. Coupons are contingent monthly payments of $11.875 per $1,000 (1.1875% monthly; potential up to 14.25% per annum). The notes use a 70% trigger barrier level (30% barrier amount) and pay a maturity cash settlement tied to the least performing underlier; a trigger event can cause loss of principal, including loss of up to 100%. The estimated value at term-setting was $988.30 per $1,000 face amount. Key dates include strike date February 12, 2026, trade date February 17, 2026, original issue date February 20, 2026, and stated maturity date August 20, 2027.
Nomura America Finance, LLC offers Autocallable Contingent Coupon Index-Linked Notes due August 20, 2027, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $11.875 per $1,000 face amount if each underlier meets its coupon trigger and are automatically called if all underliers close at or above their initial levels on a call observation date.
Payments at maturity depend on the least performing underlier (EURO STOXX 50, Russell 2000, Nasdaq-100). A trigger event (any underlier down > 30% from its initial level during the measurement period) removes downside protection so that the cash settlement may be less than the face amount, potentially resulting in total loss of principal.
Nomura Holdings Inc. filed a quarterly Form 13F-HR combination report detailing equity holdings over which it and certain subsidiaries have investment discretion. The filing covers 2,405 reportable positions with a total reported market value of $75,144,025,197.
The report states that Nomura ultimately owns several subsidiaries, including Nomura Asset Management International Inc. (NAMI), and that information barriers are in place so NAMI entities exercise investment discretion independently. As a result, some positions are reported separately by NAMI, and this filing is marked as a 13F combination report with three other included managers.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering issuer redeemable contingent coupon barrier notes linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector Index, maturing on February 23, 2029.
The notes pay a contingent monthly coupon of at least 0.9542% (about 11.45% per year) only if all three indices close at or above 70% of their initial values on each observation date; otherwise no coupon is paid. Principal is protected at maturity only if the worst-performing index finishes at or above 60% of its initial value. Below that barrier, losses match the index decline and investors can lose up to all of their principal.
Nomura may redeem the notes early on specified dates starting in August 2026, paying principal plus any due coupon. The estimated initial value is $949–$979 per $1,000, lower than the 100% price to the public, reflecting fees, hedging costs and issuer economics.
Nomura Holdings, Inc. has authorized a share buyback of up to 100,000,000 common shares for a total of JPY 60,000,000,000 under a board resolution dated January 30, 2026. The repurchase period runs from February 17, 2026 to September 30, 2026, excluding the ten business days following the announcement of each quarterly financial results.
During the reporting month from January 1 to January 31, 2026, no shares were repurchased and buyback progress remained at 0%. Treasury shares totaling 24,600 were disposed through the exercise of stock acquisition rights on January 30. As of January 31, 2026, total issued shares were 3,163,562,601 and shares held in treasury were 229,306,283.
Nomura America Finance, guaranteed by Nomura Holdings, is offering unsecured autocallable contingent coupon barrier notes linked to Tesla, Inc. stock, maturing March 1, 2029. The notes pay a quarterly contingent coupon of at least 3.55% (14.20% per year) only when Tesla’s share price is at or above 60% of its initial level on an observation date.
The notes may be automatically called starting August 25, 2026 if Tesla’s price is at or above 100% of its initial level on a call observation date, in which case investors receive principal plus the applicable coupon. If the notes are not called and Tesla’s final value is below 60% of its initial level, repayment of principal is reduced one-for-one with Tesla’s decline, leading to up to 100% loss of principal. The estimated initial value is $898.60–$928.60 per $1,000, below the 100% issue price, and the notes will not be listed on an exchange.
Nomura America Finance is offering autocallable contingent coupon barrier notes linked to the common stock of Goldman Sachs, Morgan Stanley and Wells Fargo, fully and unconditionally guaranteed by Nomura Holdings, and scheduled to mature on March 1, 2029.
The notes pay a quarterly contingent coupon of at least 2.713% (about 10.85% per year), or at least $27.13 per $1,000, only if each stock closes at or above a barrier set at 60% of its initial value on the observation date. The notes are automatically called, returning principal plus the coupon, if all three stocks are at or above 100% of their initial value on designated call dates starting August 25, 2026.
If the notes are not called and, at final valuation, the worst-performing stock is below its 60% barrier, repayment is reduced in line with that stock’s loss, up to a 100% loss of principal. The estimated value at pricing is expected between $888.80 and $918.80 per $1,000, below the 100% issue price, reflecting fees, hedging and structuring costs. The notes are senior unsecured obligations of Nomura America Finance, guaranteed by Nomura, are subject to Nomura’s credit risk, and will not be listed on any exchange.