Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC offers an autocallable contingent coupon barrier note linked to Microsoft Corporation common stock. The notes have a $1,000 denomination, an initial value of $405.20 (strike date March 4, 2026), a contingent coupon rate of at least 4.655% quarterly, a contingent coupon/barrier level of $324.16 (80.00% of the initial value), and a stated maturity of March 22, 2027. Coupons are payable only if the closing value of MSFT is at or above the contingent coupon barrier on coupon observation dates; the notes will be automatically called if MSFT closes at or above 100.00% of its initial value on a call observation date. At maturity, if not called, payoff is principal plus final contingent coupon if final value is at or above the barrier value; otherwise payoff equals $1,000 multiplied by the reference asset performance, exposing investors to up to 100% principal loss.
Nomura America Finance, LLC is offering $1,721,000 principal of issuer‑redeemable Contingent Coupon Buffer Notes due March 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a monthly contingent coupon of 0.779% (equivalent to 9.35% per annum) when each reference asset closes at or above a 75.00% barrier on coupon observation dates, and provide a 25.00% principal buffer at maturity against losses in the least performing of the S&P 500, Russell 2000 and EURO STOXX 50 indices. Trade date is March 4, 2026 and original issue date is March 9, 2026.
Nomura America Finance, LLC is offering Digital Buffer Notes linked to the S&P 500 Index due March 24, 2027. For each $1,000 principal, holders receive $1,000 + $1,000 × 7.80% at maturity if the final index value is at or above the buffer (85.00% of the initial value). If the final value is below the buffer, holders bear downside exposure of 1.176471x for each 1% decline beyond -15.00%, with potential loss of up to 100% of principal.
Trade date is set as March 6, 2026 and original issue date is expected March 11, 2026. Price to public is 100.00% with estimated issue value between $959.30 and $989.30 per $1,000; minimum initial investment is $10,000.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due September 15, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of at least 1.4917% (approximately 17.90% per annum) if each reference asset closes at or above 80.00% of its initial value on a coupon observation date. The notes are linked to the least performing of the SPX, RTY and NDX. Barrier protection is set at 75.00%; if the least performing reference asset finishes below that barrier at final valuation you bear 1:1 downside to the final performance and may lose up to 100% of principal. The issuer may redeem in whole on or after June 15, 2026. Trade date (expected) is March 10, 2026 and original issue date (expected) is March 13, 2026. The estimated value at pricing is between $961.00 and $991.00 per $1,000 principal; price to public is 100.00% with agent commission up to 0.25%. The notes are unsecured, will not be listed, and are subject to Nomura’s credit risk and the calculation agent’s determinations.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due March 17, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the S&P 500, Russell 2000 and Nasdaq-100, pay a contingent quarterly coupon of at least $43.33 per $1,000 (at least 4.333% quarterly, ~17.33% per annum), and are callable beginning June 12, 2026 if all three reference assets meet call barriers set at 100% of initial values.
If not called, principal repayment depends on the final value of the least performing reference asset: if at or above the 80% barrier you receive $1,000 plus any final contingent coupon; if below, you receive $1,000 multiplied by that asset’s performance and may lose up to 100% of principal. The notes are unsecured, not FDIC insured, and expose holders to Nomura credit risk, index‑sponsor and market‑disruption mechanics, and uncertain U.S. federal tax treatment.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program. Between February 17 and February 28, 2026, the company repurchased 7,913,300 common shares for a total of 11,298,296,950 yen through stock exchange purchases via a trust bank.
The buyback is being carried out under a Board of Directors resolution from January 30, 2026, which authorized repurchases of up to 100 million common shares, equal to 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026.
Nomura America Finance, LLC priced an offering of Autocallable Memory Contingent Coupon Buffer Notes linked to the S&P 500® Index with a trade date of March 26, 2026 and an expected original issue date of March 31, 2026. The notes mature on April 13, 2027 unless called earlier.
The notes are issued at a 100.00% original issue price per $1,000 principal amount, with an estimated value on the trade date of $954.20 to $984.20 per $1,000. They feature a contingent quarterly coupon of at least $23.525 per $1,000 (at least 2.3525% quarterly) payable only if the S&P 500 closes at or above a contingent coupon buffer equal to 90.00% of the initial value on coupon observation dates. The notes are automatically called if the index closes at or above the call barrier of 100.00% of the initial value on any call observation date beginning July 8, 2026.
At maturity, if not called, investors receive either principal plus the final contingent coupon if the final value is at or above the buffer value (90.00% of initial), or a cash settlement that provides protection for the first 10.00% of losses and then exposes holders to approximately 1.11111x downside beyond that buffer.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes linked to the common stock of Tesla, Inc. The notes have a $1,000 denomination, trade date March 13, 2026, original issue date March 18, 2026, and stated maturity March 16, 2029.
The notes pay a contingent quarterly coupon of at least $35.50 per $1,000 (at least 3.55% quarterly; at least 14.20% per annum) when the reference asset closes at or above the contingent coupon barrier of 60.00% of the initial value on coupon observation dates. The notes will be automatically called on a call observation date if Tesla’s closing value is at or above the call barrier of 100.00% of the initial value; a call triggers payment of principal plus the contingent coupon on the call settlement date.
At maturity, if not called, investors receive $1,000 plus the final contingent coupon if the final value is at or above the barrier (60.00%); if the final value is below the barrier, the cash settlement equals $1,000 plus $1,000×reference asset performance, exposing investors to up to 100.00% principal loss. The estimated value on the trade date is between $900.50 and $930.50 per $1,000, while the price to public is 100.00%.
Nomura America Finance, LLC priced US$17,620,000 of redeemable contingent coupon barrier notes due March 1, 2029, linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500®. The notes pay a contingent quarterly coupon of 3.4375% (equivalent to 13.75% per annum) when each reference asset is at or above its contingent coupon barrier on observation dates.
Trade date was February 24, 2026 and original issue date is February 27, 2026. The initial price to public is 100.00% and the estimated value on the trade date was $984.70 per $1,000 principal amount, which is less than the price to public.
Nomura America Finance, LLC is offering US$4,808,000 of issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes trade date is February 24, 2026, original issue date February 27, 2026, and stated maturity is March 1, 2029.
The notes pay a contingent quarterly coupon of 2.7125% (equivalent to 10.85% per annum) if each reference asset meets its contingent coupon barrier on coupon observation dates, and principal at maturity depends on the performance of the least performing of the NDX, RTY and SPX relative to a 55.00% barrier.