Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering US$8,500,000 of senior unsecured medium-term notes fully and unconditionally guaranteed by Nomura Holdings. The notes are Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, the Russell 2000 Index and the iShares MSCI EAFE ETF, maturing on March 2, 2028.
The notes pay a contingent coupon of 2.645% quarterly (10.58% per annum) only if on each observation date all three reference assets are at or above their respective contingent coupon barriers, set at 70% of initial value. Principal is protected only if, at final valuation, the least performing asset is at or above its barrier value, set at 65% of initial value; otherwise repayment is reduced 1-for-1 with the decline and investors can lose up to 100% of principal.
The issuer can call the notes at its option on specified coupon dates starting December 2, 2026, paying principal plus the applicable contingent coupon. The notes are sold at 100% of principal with no agent commission, and Nomura’s internal models estimate an initial value of $992.20 per $1,000. The notes will not be listed, may have limited liquidity, and embed Nomura’s and Nomura America Finance’s credit risk.
NOMURA HOLDINGS INC (NMR), through its subsidiary Nomura America Finance, LLC, is issuing $3,206,000 of Senior Global Medium-Term Notes, Series A, linked to the least performing of the EURO STOXX 50, Russell 2000 and Technology Select Sector SPDR ETF, fully and unconditionally guaranteed by Nomura.
The notes pay a contingent monthly coupon of 1.2542% (15.05% per annum) only if all three reference assets are at or above their contingent coupon barriers (75% of initial value) on each observation date. Principal is protected only if, at maturity, the worst asset is at or above its 70% barrier value; otherwise repayment is reduced one-for-one with the decline in that asset, down to a potential 100% loss of principal.
The issuer can redeem the notes at its option on specified monthly dates starting December 3, 2026, paying principal plus any due coupon. The estimated economic value is $979.70 per $1,000 note, below the 100% issue price, reflecting selling commissions, hedging and structuring costs borne by investors.
Nomura Holdings, Inc. (NMR), via Nomura America Finance, LLC, is offering $2,500,000 aggregate face amount of senior equity index-linked notes tied to the EURO STOXX 50, Russell 2000 and Nasdaq‑100. The notes pay a contingent monthly coupon of $10.459 per $1,000 (1.0459% monthly, up to about 12.55% per year) only if on each observation date all three indices are at or above 70% of their initial levels.
At maturity on September 3, 2031, if not earlier redeemed, holders receive $1,000 per note only if the worst-performing index is at or above its 60% trigger buffer level; otherwise the payoff is $1,000 plus $1,000 times the worst index return, with up to a 100% loss of principal. The issuer may redeem the notes at par plus any due coupon on any coupon payment date from December 3, 2026 through July 31, 2031. The estimated value is $989 per $1,000 face amount, below the 100% issue price, and the notes carry the unsecured credit risk of Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC as issuer, is offering US$1,000,000 of senior unsecured Autocallable Buffer Notes linked to the Class B common stock of NIKE, Inc., fully and unconditionally guaranteed by Nomura Holdings, Inc., under its Global Medium-Term Note program.
The notes are issued at 100.00% of principal, with proceeds to the issuer of 98.50% after a 1.50% selling concession. They may be automatically called on September 10, 2027 if NKE is at or above the $38.44 call barrier, paying principal plus a 22.00% call premium. If not called, at maturity on August 31, 2028 investors receive a cash settlement based on NIKE share performance, with a 44.00% contingent minimum return if the final value is at or above the $30.75 buffer (80% of initial).
If NIKE’s final value falls below the buffer, repayment is reduced by a 1.25x downside leverage beyond a 20% decline, and up to 100% of principal can be lost. The notes pay no interest, are not FDIC insured, and expose holders to the credit risk of Nomura and its U.S. issuing affiliate. The estimated value at pricing is $985.90 per $1,000, below the issue price.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is issuing US$350,000 of senior unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the Russell 2000, Nasdaq-100 Technology Sector Index and EURO STOXX 50, maturing August 30, 2029.
The notes pay a monthly contingent coupon of about 1.0917% (13.10% per annum) only if on each observation date all three indices are at or above 70% of their initial values100% of principal can be lost. Nomura may redeem the notes at par plus any due coupon on specified dates from December 2, 2026. The notes are guaranteed by Nomura Holdings, not listed, and carry Nomura credit risk. The estimated value is $983.30 per $1,000 at pricing versus a 100% issue price, with a 0.60% selling commission.
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering senior unsecured structured notes fully and unconditionally guaranteed by Nomura under its Global Medium-Term Note program. These are Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, Russell 2000 Index and iShares MSCI EAFE ETF, maturing on March 2, 2028.
The notes pay a contingent quarterly coupon of at least 2.645% (equivalent to at least 10.58% per annum) per $1,000 only if on each observation date all three reference assets are at or above their 70% contingent coupon barriers65% barrier value; below that, repayment is reduced 1-to-1 with the loss in that asset, down to a complete loss of principal. Nomura may redeem the notes early on specified dates starting December 2, 2026, paying principal plus any due coupon. The estimated initial fair value is $962.30–$992.30 per $1,000, below the 100% issue price, and the notes will not be listed on any exchange.
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering senior unsecured Autocallable Buffer Notes linked to the Class B common stock of NIKE, Inc. (NKE), due August 31, 2028, under its Senior Global Medium-Term Notes, Series A program and fully guaranteed by Nomura.
Each $1,000 note has an initial NKE value of $38.44, a call barrier equal to 100% of that level and a single call observation date on September 10, 2027. If NKE is at or above the call barrier then, the notes are automatically called and pay $1,220 per $1,000 (22.00% call premium) on the call settlement date.
If not called, at maturity investors receive, per $1,000, the greater of a 44.00% contingent minimum return or the NKE price performance, provided the final value is at or above the buffer value of $30.75 (80% of initial). If the final value is below the buffer, losses start beyond a 20% decline with a 1.25x downside leverage, up to a total loss of principal.
The estimated economic value is expected between $944.30 and $974.30 per $1,000 at pricing, below the 100% issue price, reflecting fees, hedging and structuring costs. Notes are issued in $1,000 denominations with a $10,000 minimum, carry no interest, will not be listed, and entail Nomura and issuer credit risk; agent commissions are up to 1.50% (up to $15 per $1,000).
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering US$100,000 of autocallable contingent coupon barrier notes linked to the least performing of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC), maturing August 30, 2029. The notes are senior unsecured obligations of Nomura America Finance and are fully and unconditionally guaranteed by Nomura Holdings.
The notes pay a contingent coupon of 2.8125% quarterly (11.25% per annum) per $1,000 only if on each observation date all three stocks close at or above their contingent coupon barriers set at 60% of their initial values. The same 60% levels also act as principal protection barriers at maturity; if the least performing stock finishes below its barrier and the notes have not been called, repayment of principal is reduced 1:1 with the decline and can fall to zero.
The notes are automatically called at par plus the applicable coupon if, on any observation date from March 1, 2027 onward, all three stocks are at or above their initial values. The initial estimated value is $929.50 per $1,000, below the 100% issue price, reflecting dealer compensation, hedging and structuring costs. The notes are not listed, are subject to Nomura’s credit risk, and may have limited or illiquid secondary trading.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering US$2,200,000 of Senior Global Medium-Term Notes, Series A, in the form of autocallable contingent coupon barrier notes linked to the least performing of the Russell 2000, Nasdaq-100 and EURO STOXX 50 indexes, maturing August 30, 2029, and fully guaranteed by Nomura.
The notes pay a 2.75% quarterly contingent coupon (about 11.00% per annum) only if on each observation date all three indexes are at or above 70% of their initial values; otherwise no coupon is paid and investors may receive no income. The notes are automatically called at par plus the applicable coupon if, on any quarterly call observation date from November 27, 2026 onward, all three indexes are at or above 100% of initial value.
If not called, principal repayment depends on the least performing index: if its final level is at or above the 70% barrier, investors receive par plus the final coupon; if between 65% and 70%, only par; if below 65%, repayment is reduced one-for-one with the index decline, up to a 100% loss of principal. The estimated value is $977.80 per $1,000, below the 100% issue price, reflecting fees, hedging and funding costs. The notes are unsecured obligations, subject to Nomura’s credit risk, will not be listed on any exchange, and may have limited or illiquid secondary trading.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is issuing US$50,000 of Senior Global Medium-Term Notes, Series A, in the form of autocallable contingent coupon barrier notes linked to Advanced Micro Devices, Inc. (AMD) common stock, maturing August 30, 2029.
The notes pay a 5.00% quarterly contingent coupon (20.00% per annum) of $50 per $1,000 only if AMD’s closing price on each observation date is at least the contingent coupon barrier of $286.00, which is 60% of the initial value of $476.67call barrier level of $476.67 on a call observation date.
If not called, and on the final valuation date AMD is at or above the barrier value of $286.00, investors receive $1,000 plus the final coupon per $1,000. If AMD is below the barrier, repayment is $1,000 plus $1,000 times AMD’s total price return, creating 1‑for‑1 downside exposure and potential loss of up to 100% of principal. The estimated value is $944.20 per $1,000 at pricing versus a $1,000 issue price; Nomura Securities International, Inc. acts as distribution agent with a 4.00% commission, leaving 96.00% of proceeds to the issuer.