Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC offers callable fixed-coupon index-linked notes due 2027 guaranteed by Nomura Holdings, Inc. The notes pay a monthly fixed coupon of $11.042 per $1,000 (1.1042% monthly, up to ~13.25% annually), may be redeemed at issuer option from November 3, 2026, and return at maturity depends on the least performing underlier (SX5E, RTY, NDX) and a 30% trigger buffer. Trade date is expected May 29, 2026; original issue date expected June 2, 2026; stated maturity expected December 2, 2027.
Nomura America Finance, LLC is offering US$5,495,000 of Senior Global Medium-Term Notes, Series A: autocallable, memory contingent coupon buffer notes linked to the S&P 500® Index, with a trade date of May 26, 2026 and an original issue date of May 29, 2026.
The notes pay a contingent quarterly coupon of 2.4125% when the S&P 500 closing value is at or above the contingent coupon buffer on observation dates, are callable if the index is at or above the call barrier on observation dates, provide a 10.00% buffer at maturity with ~1.11111x downside exposure beyond that buffer, and are unsecured obligations guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering U.S. dollar-denominated Digital Buffer Notes linked to the S&P 500® Index with expected original issue date June 1, 2026 and stated maturity October 6, 2027. The notes pay a digital return of 11.65% if the final index value is at or above a buffer set at 90.00% of the initial value; if the final value is below that buffer, the investor is exposed to downside via a 1.1111x leverage to losses beyond a -10.00% performance and may lose up to 100% of principal.
The notes are unsecured obligations of the issuer, fully and unconditionally guaranteed by Nomura Holdings, Inc., bear no interest, are not FDIC insured, and will not be listed on an exchange. The pricing supplement discloses an estimated model value per $1,000 principal between $953.50 and $983.50 (below the public price), an original issue price of 100.00%, and distribution fees up to 1.167%.
Nomura America Finance, LLC priced callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $10.959 per $1,000 if each underlier closes at or above a coupon trigger level (70% of initial), and repay an amount tied to the least performing underlier at maturity.
The underliers are the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). The issuer may redeem the notes on coupon payment dates beginning September 2, 2026. The estimated model value on the trade date is between $953.30 and $983.30 per $1,000 face amount; original issue price is 100.00%.
Nomura America Finance, LLC offers callable contingent coupon index‑linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $10.417 per $1,000 (1.0417% monthly, ~12.50% annual potential) when each underlier meets its coupon trigger levels. The underliers are the SPX, RTY and NDX; coupon trigger levels are 70% of each initial underlier level and trigger buffer levels are 60% of each initial underlier level. The issuer may redeem the notes on coupon payment dates commencing September 2, 2026. At maturity the cash payment depends on the least performing underlier; if that underlier is below its trigger buffer level the payment may be less than face amount and investors could lose up to 100% of principal. The estimated value on the trade date is between $956.40 and $986.40 per $1,000; original issue price is 100% of face amount with underwriting discount up to 0.65%. Credit risk of Nomura and features such as limited participation in upside, observation‑date linkage, early‑callability and limited secondary liquidity are highlighted as principal risks.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due June 15, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 3.00% (equivalent to at least 12.00% per annum) if each reference asset closes at or above 60.00% of its initial value on coupon observation dates. The notes are linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). They are callable on or after December 14, 2026 if each reference asset is at or above its call barrier (100.00% of initial value). If not called and the least performing reference asset is below its barrier at maturity, principal is reduced one-for-one with that reference asset’s decline, risking up to 100% loss. The pricing models estimate an initial estimated value between $895.80 and $925.80 per $1,000 principal amount; public offering price is 100.00% of principal with agent commission up to 4.00%.
Kitamura Takumi reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. officer Kitamura Takumi reported new equity-based compensation and updated holdings. On May 25, 2026, he received three grants of Notional Stock Units covering 28,029, 28,030 and 28,030 units, each linked to one share of common stock and payable in cash. These units are scheduled to deliver value on April 1, 2027, April 1, 2028, and April 1, 2029. Following these awards, he holds 144,534 common shares directly and 1,000 shares indirectly through his spouse, along with the reported notional units.
Kato Sotaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Kato Sotaro reported equity-related compensation in the form of cash-settled notional stock units and updated share holdings. He directly holds 62,774 shares of Common Stock. He also received three grants of Notional Stock Units of 27,655, 27,655 and 27,656 units, each representing the right to receive cash equal to one share of Common Stock and linked to future dates in 2027, 2028 and 2029.
NOMURA HOLDINGS INC officer Christopher Paul Willcox reported compensation-related equity activity. He received three grants of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, with exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029. These awards were recorded with transaction code A for grant or award acquisitions and carry a conversion price of $0.00 per unit. Willcox also reported direct ownership of 14,586 shares of Common Stock following the reported transactions.
Nomura Holdings executive Toshiyasu Iiyama reported new compensation awards linked to the company’s stock. He received three grants of Notional Stock Units on May 25, 2026, covering 66,543 units, 66,544 units, and 66,544 units, each tied to an equal number of underlying shares of common stock.
Each Notional Stock Unit represents the right to receive cash equal in value to one share of common stock, with scheduled exercise dates on April 1, 2029, April 1, 2028, and April 1, 2027. Following these equity-linked awards, Iiyama directly holds 301,656 shares of Nomura Holdings common stock, and no open-market purchases or sales were reported in this filing.