STOCK TITAN

NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is issuing $400,000 of Callable Contingent Coupon Index-Linked Notes due 2029 linked to the S&P 500, Russell 2000 and Nasdaq-100 indices. For each $1,000 face amount, investors may receive a $10.00 monthly contingent coupon (1.00% per month, up to 12.00% per year) when on a coupon observation date each index closes at or above its coupon trigger level, set at 70% of its initial level.

Principal repayment depends on the least performing index. If at maturity each index is at or above its trigger buffer level (60% of initial), the holder receives $1,000 plus any final coupon; otherwise, repayment is reduced one-for-one with the decline in the worst index and can fall to zero, resulting in a total loss of principal. The issuer can redeem the notes at par on any coupon payment date from October 13, 2026 to June 12, 2029, plus any due coupon. The notes are unsecured, subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc., and the estimated value at pricing was $980.80 per $1,000, below the original issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering U.S. dollar-denominated Senior Global Medium-Term Notes, Series A, structured as Digital Barrier Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, and Dow Jones Industrial Average, maturing on August 19, 2027.

Each $1,000 note pays no interest. At maturity, if the final value of the worst-performing index is at or above its barrier value (70.00% of its initial value), investors receive $1,000 plus a digital return of at least 12.25% per note. If the final value of the least performing index is below its barrier, repayment is $1,000 plus $1,000 times that index’s percentage performance; investors then lose 1% of principal for each 1% decline from its initial value and can lose their entire investment.

The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura, and are not FDIC insured. The estimated value on the trade date is expected to be between $956.70 and $986.70 per $1,000, below the 100.00% price to public, reflecting dealer compensation, hedging costs, and structuring expenses. The notes will not be listed on any exchange and may have limited or no secondary market liquidity.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering senior unsecured Autocallable Memory Contingent Coupon Buffer Notes linked to Amazon.com, Inc. common stock, under its Senior Global Medium-Term Notes, Series A program. The notes are issued in $1,000 denominations, priced at 100.00% of principal, with placement agent fees up to $10 per $1,000. The estimated value at pricing is expected between $955.20 and $985.20 per $1,000, below the price to public.

The notes have a strike date of July 9, 2026, original issue date of July 15, 2026, and mature on July 27, 2027, unless called earlier. A quarterly contingent coupon of at least 2.945% is paid only if AMZN’s closing value is at or above the contingent coupon barrier of $185.28 (75.00% of the initial value of $247.04). The same level acts as a 25.00% buffer on principal at maturity; below this, losses accelerate with a downside leverage factor of 1/0.75, leading to up to 100% loss of principal. The notes are automatically callable if AMZN is at or above $247.04 (100.00% of initial value) on specified observation dates.

The notes will not be listed, may have limited liquidity, and carry Nomura’s credit risk. The tax treatment is uncertain; the issuer intends to treat the notes as contingent income-bearing prepaid derivative contracts.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes due July 12, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc., with a total principal amount of US$2,525,000. The notes pay a contingent quarterly coupon of 2.775% (equivalent to 11.10% per annum) only if, on each coupon observation date, the closing value of each of the Nasdaq-100, Russell 2000 and S&P 500 is >= 55.00% of its initial value. The issuer may redeem the notes in whole on or after October 13, 2026 at principal plus any applicable contingent coupon. If not redeemed and the least performing reference asset falls below its barrier value (55.00% of initial) on the final valuation date, investors are exposed 1:1 to declines and may lose up to 100% of principal. The trade date is July 7, 2026; original issue date July 10, 2026. Payments are unsecured and subject to Nomura credit risk. The estimated model value at pricing was $987.90 per $1,000, below the issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering $5,184,000 of senior, unsecured, issuer‑redeemable contingent coupon barrier notes due July 12, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a quarterly contingent coupon of 3.0875% per $1,000 (equivalent to 12.35% per annum) only if each reference asset closes at or above its contingent coupon barrier on scheduled coupon observation dates. The notes are linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices; if the least performing reference asset is below its barrier on the final valuation date, principal at maturity is reduced pro rata by the reference asset performance. The original issue price is 100.00% and the estimated model value on the trade date was $984.60 per $1,000.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering Digital Barrier Notes linked to the least performing of the S&P 500® and the Russell 2000®. The notes have a trade date of July 6, 2026, an expected original issue date of July 9, 2026, and a stated maturity of April 9, 2027. For each $1,000 principal amount at maturity you will receive either $1,000 + ($1,000 × digital return) if the least performing reference asset is at or above a barrier value equal to 70.00% of its initial value, or $1,000 + ($1,000 × reference asset performance) if below the barrier, in which case you absorb losses on a one‑for‑one basis. The digital return is fixed at at least 5.65% (to be set on the trade date). These notes are unsecured obligations of the issuer, fully and unconditionally guaranteed by Nomura Holdings, Inc., and are not FDIC insured. The pricing supplement discloses an estimated value range of $956.20 to $986.20 per $1,000 principal amount as of the trade date and an original issue price of 100.00% per note; underwriting commission is up to 0.75%. Key qualifiers include market‑disruption postponement mechanics and tax treatment uncertainty described in the supplement.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC priced an offering of US$274,000 in senior global medium-term notes that are autocallable memory contingent coupon barrier notes linked to the Class A common stock of AppLovin Corporation (APP). Trade date is June 30, 2026 and original issue date is July 6, 2026. The notes pay a contingent coupon of 2.0333% monthly (approximately 24.40% per annum) when the reference asset meets the contingent coupon barrier, have an initial value and call barrier of $515.23, and a barrier/contingent coupon barrier of $257.62 (50.00% of initial value). If not called, maturity is tied to the final valuation date June 30, 2028, with principal repaid only if the final value is at or above the barrier; otherwise the cash settlement is reduced pro rata by the reference asset performance. The estimated value on the trade date was $962.40 per $1,000, below the public price. Price to public is 100.00% with an agent commission of 0.25% and proceeds to issuer of 99.75%.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC priced US$2,640,000 of Issuer Redeemable Contingent Coupon Barrier Notes due July 6, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of 3.225% (3.225% per quarter, equivalent to 12.90% per annum) when each reference asset closes at or above its contingent coupon barrier on a coupon observation date. The notes are linked to the least performing of the EURO STOXX 50® (SX5E), Russell 2000® (RTY) and S&P 500® (SPX). Initial reference levels, contingent coupon barriers and barrier values are specified for each index (each equal to 70.00% of its initial value). The original issue price was 100.00% and estimated model value on trade date was $989.80 per $1,000 principal. Payment at maturity depends on the final value of the least performing reference asset and may result in loss of principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes linked to the S&P 500® Index with an aggregate principal amount of $500,000, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 0.8333% (10.00% per annum) when the S&P 500 closing value on each coupon observation date is ≥75% of its initial value. The notes have an initial value set on the strike date of June 9, 2026, an original issue date of June 17, 2026, and a stated maturity date of June 14, 2029. The issuer may redeem the notes in whole on or after December 14, 2026. If not redeemed, principal repayment at maturity depends on final index performance relative to a contingent coupon barrier (75%) and a barrier value (70%), exposing holders to partial or total principal loss if the index declines sufficiently.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering US$810,000 of Senior Global Medium-Term Leveraged Barrier Notes with an autocall feature linked to the S&P 500® Futures Excess Return Index. Trade date is June 26, 2026 and original issue date is July 1, 2026. The notes pay 1.5x of positive reference-asset performance up to the call observation on July 2, 2027 (call premium 22.30%) and mature on July 1, 2031. The notes have a barrier at 70.00% (–30.00%) of the initial value (initial value 589.07); if the final value is below the barrier, losses accrue 1:1. The price to public is 100.00% and proceeds to issuer are 99.85% per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on July 10, 2026.