Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering US$1,360,000 of senior, unsecured Autocallable Barrier Notes linked to the common stock of Zscaler, Inc. (ZS) due June 2, 2028. The notes have an initial value and call barrier of $130.04, a barrier value at 60.00% ($78.02), and a contingent minimum return of 85.32%. If the notes are automatically called (call observation date June 11, 2027), holders receive principal plus a call premium of 42.66% on the call settlement date. If not called, maturity payoffs depend on Zscaler’s final value: full exposure to declines below the barrier (possible loss up to 100%), limited upside by the greater of the contingent minimum return or equity performance when final value ≥ initial value, and principal-only protection when final value is between the barrier and initial value. Price to public is 100.00% and the estimated value on the trade date was $997.00 per $1,000 principal amount.
Nomura America Finance, LLC is offering $562,000 in callable, contingent-coupon index-linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $10.417 per $1,000 (1.0417% monthly, potential up to approximately 12.50% per annum) when each underlier meets its coupon trigger level. Payment at maturity depends on the least performing underlier (S&P 500, Russell 2000, Nasdaq-100); if the least performing underlier is below its trigger buffer level, principal can be reduced proportionally, potentially to 0%. Notes are unsecured, redeemable at issuer option on coupon dates beginning September 2, 2026, and were priced with an estimated model value of $990.70 per $1,000 on the trade date.
Nomura America Finance, LLC is offering senior notes linked to the S&P 500® Index, Russell 2000® Index and Nasdaq-100 Index with an aggregate face amount of $3,496,000. For each $1,000 face amount, the cash settlement at maturity equals $1,000 if each final underlier level is at or above its 70% trigger buffer level; otherwise the payment equals $1,000 plus $1,000 × the least performing underlier return, which can result in a total loss of principal. The notes pay a contingent monthly coupon of $10.959 per $1,000 (1.0959% monthly, up to ~13.15% per annum) only when each underlier’s closing level on the applicable observation date is at or above its coupon trigger level (70% of the initial level). The issuer may redeem the notes in whole (but not in part) on coupon payment dates commencing September 2, 2026 through May 3, 2028. The estimated value on the trade date was $984.50 per $1,000 face amount, below the original issue price. These notes are unsecured obligations of Nomura America Finance, LLC and are guaranteed by Nomura Holdings, Inc.; investors remain exposed to Nomura’s credit risk.
Nomura America Finance, LLC priced US$1,085,000 of redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50®, Russell 2000® and Nasdaq-100®, with a trade date of May 28, 2026, original issue date June 2, 2026 and stated maturity of June 1, 2029 (final valuation date May 29, 2029, subject to postponement).
The notes pay a contingent quarterly coupon of 2.825% per $1,000 (equivalent to 11.30% per annum) only if each reference asset is at or above its contingent coupon barrier on coupon observation dates. The estimated value on the trade date was $987 per $1,000 principal amount, below the price to public. Investors are exposed to Nomura credit risk and may lose up to 100% of principal if the least performing reference asset closes below its barrier on the final valuation date.
Nomura America Finance, LLC offers US$1,790,000 of issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50, maturing June 1, 2029. The notes pay quarterly contingent coupons of 3.375% (3.375% per quarter; 13.50% per annum equivalent) when each reference asset is at or above its 70.00% barrier on observation dates.
The notes were priced at 100.00% of principal (original issue price) with proceeds to issuer of 99.75% and an estimated model value on the trade date of $986.20 per $1,000.
Nomura America Finance, LLC is offering US$ autocallable barrier notes linked to the common stock of Zscaler, Inc. (ZS) with a $1,000 denomination. The notes (trade date May 29, 2026) have an expected original issue date of June 3, 2026 and stated maturity of June 2, 2028.
Key economics: the initial and call reference level is $130.04, the barrier value is $78.02 (60.00% of initial), the contingent minimum return is 85.32%, and an early automatic call on the call observation date would pay a call premium of 42.66%. Price to public is 100.00%; estimated model value on the trade date is between $926.40 and $956.40 per $1,000 note. The notes are unsecured, unlisted and fully guaranteed by Nomura Holdings, Inc..
Nomura America Finance, LLC priced US$163,000 of autocallable contingent coupon barrier notes linked to the common stock of Tesla, Inc., due June 1, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent coupon of 3.688% quarterly (about 14.75% per annum) when Tesla closes at or above the contingent coupon barrier on quarterly coupon observation dates and are automatically called if Tesla closes at or above the call barrier of $440.36 (100% of initial value) on call observation dates beginning November 27, 2026. The initial value for the reference asset was $440.36, the barrier/contingent coupon barrier is $264.22 (60%), and the original issue price was 100% of principal. The pricing models used by Nomura’s affiliate estimated an initial value of $937.90 per $1,000 principal amount, which is below the price to public.
Nomura America Finance, LLC is offering Digital Buffer Notes linked to the S&P 500® Index with an aggregate principal amount of $775,000. The notes mature on October 6, 2027 and pay a fixed digital return of 11.65% if the final index value is at or above the buffer value (90% of the initial value). If the final value is below the buffer value (6,767.21), investors incur leveraged downside exposure of approximately 1.1111x to losses beyond a -10.00% performance, up to a possible 100% loss of principal. The initial value is 7,519.12, the estimated value on the trade date was $983.80 per $1,000, and the notes will not be listed on an exchange. Payments are unsecured and subject to the credit risk of Nomura and its guarantor.
Nomura America Finance, LLC is offering US dollar-denominated Autocallable Contingent Coupon Barrier Notes due June 14, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon (at least 2.5125% quarterly) if each reference index closes at or above 70% of its initial value on observation dates and are automatically called if each index is at or above 100% of its initial value on a call observation date on or after December 9, 2026. If not called, payment at maturity depends on the least performing reference asset (S&P 500, Russell 2000, Nasdaq-100): if that asset is at or above 70% of its initial value you receive principal plus final contingent coupon; if below 70% you suffer a pro rata principal loss linked 1:1 to that asset’s decline.
Nomura America Finance, LLC priced autocallable contingent coupon barrier notes linked to Tesla, Inc. (TSLA) stock. The notes have an expected trade date of June 12, 2026, an expected original issue date of June 17, 2026, and a stated maturity of June 15, 2029.
Per $1,000 principal, the notes pay a contingent quarterly coupon of at least $34.25 (≥3.425% quarterly; ~13.70% per annum) when the reference asset closes at or above 60.00% of its initial value on coupon observation dates. The notes are automatically called if TSLA closes at or above 100.00% of its initial value on a call observation date starting December 14, 2026. At maturity, if not called, payoff is $1,000 + final contingent coupon if final value ≥ barrier, otherwise $1,000 × (final value / initial value), exposing investors to up to 100% principal loss. The offering price is 100.00% of principal; agent commission up to 4.00%; proceeds to issuer at least 96.00%. The estimated model value on the trade date is between $900.30 and $930.30 per $1,000.