Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC is offering $1,458,000 of redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 1.4917% (approx. 17.90% per annum) if each reference index closes at or above its contingent coupon barrier on coupon observation dates. The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). Trade date is March 10, 2026 and original issue date is March 13, 2026. Contingent coupon barriers equal 80.00% of initial values and barrier values equal 75.00% of initial values. If the least performing reference asset finishes below its barrier value at final valuation, the cash settlement may be reduced 1-for-1 and you may lose up to 100% of principal. The original issue price is 100.00% of principal and the estimated value on the trade date was $979.60 per $1,000 principal.
Nomura Holdings, Inc. reported progress on its share repurchase program for the month from February 1 to February 28, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026, it bought back shares on eight trading days in February.
During this reporting month, Nomura repurchased a total of 7,913,300 common shares for an aggregate cost of 11,298,296,950 JPY. As of the end of February 2026, the progress of the share repurchase was 7.9% based on shares and 18.8% based on the yen amount authorized. The report also notes 2,400 treasury shares disposed in connection with the exercise of stock acquisition rights.
As of February 28, 2026, Nomura had total issued shares of 3,163,562,601 and held 237,217,891 shares in treasury. The treasury share balance reflects equity compensation dispositions recorded based on contribution dates of monetary compensation claims.
Nomura America Finance, LLC is offering US$315,000 of autocallable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of SNAP, AFRM and JBLU, mature on March 14, 2029, and may be called beginning September 9, 2026.
The notes pay a contingent monthly coupon of 3.75% (stated as 45.00% per annum) if each reference asset closes at or above its contingent coupon barrier on observation dates. Initial values (strike date March 6, 2026) are $4.49 for JBLU, $51.70 for AFRM and $5.16 for SNAP; coupon/barrier values equal 50.00% of those amounts. If not called, payment at maturity depends on the least performing reference asset and can result in loss of up to 100% of principal.
The estimated model value on the trade date was $900.00 per $1,000 principal amount, below the price to public. The notes are unsecured, will not be listed, and expose holders to Nomura credit risk, market-disruption postponements, and uncertain U.S. tax treatment.
Nomura America Finance, LLC is offering $2,555,000 of Autocallable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the S&P 500 (SPX), Nasdaq-100 (NDX) and Russell 2000 (RTY).
Trade date was March 6, 2026, original issue date March 11, 2026 and stated maturity March 9, 2028. The notes pay a contingent coupon of 1.033% per quarter (equivalent to 12.40% per annum) if each reference asset is at or above its contingent coupon barrier on observation dates. Initial barriers and call levels equal 100.00% of initial values; contingent coupon barriers are 70.00% of initial values. The original issue price is 100.00% and the estimated value on the trade date was $973.70 per $1,000.
Nomura America Finance, LLC is offering US$1,300,000 of Digital Buffer Notes linked to the S&P 500® Index due March 24, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a fixed digital return of 7.80% at maturity if the final index value is at or above a buffer set at 85.00% of the initial index value. If the final value is below that buffer, holders face downside exposure of 1.176471x to losses beyond a -15.00% reference-asset performance and may lose up to 100% of principal. Trade date was March 6, 2026, original issue date March 11, 2026, and final valuation date March 19, 2027. The estimated value on the trade date was $982.20 per $1,000 principal, below the public price. The notes are unsecured, unlisted, and subject to Nomura and guarantor credit risk.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due April 3, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay quarterly contingent coupons at a rate of at least 2.875% (equivalent to 11.50% per annum) if each reference asset closes at or above 70.00% of its initial value on coupon observation dates. The notes link payoff to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ-100 (NDX).
The issuer may redeem on or after July 6, 2026. If not redeemed, a least performing reference asset finish at or above its 70.00% barrier yields principal plus final contingent coupon; finishes between 50.00% and 70.00% return principal only; finishes below 50.00% expose investors to up to 100% principal loss. Trade date is March 31, 2026 and original issue date expected April 3, 2026.
Nomura America Finance, LLC priced US$1,250,000 of autocallable contingent coupon barrier notes linked to the common stock of Microsoft Corporation. The notes are senior unsecured obligations, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes have a contingent coupon of 4.655% per quarter, an initial value of $405.20, a call barrier equal to 100.00% of the initial value, and a barrier/contingent coupon barrier at $324.16 (80.00% of the initial value). Trade date is March 6, 2026, original issue date March 11, 2026, and stated maturity March 22, 2027. If not called, payoff at maturity is either principal plus final contingent coupon or a loss equal to the reference asset performance below the barrier, potentially up to 100% loss of principal.
Nomura America Finance, LLC offers autocallable contingent coupon barrier notes due March 14, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of at least 3.75% (equivalent to at least 45.00% per annum) if each reference asset is at or above 50% of its initial value on coupon observation dates and are callable quarterly beginning on September 9, 2026 if each reference asset meets its call barrier.
The notes are linked to the least performing common stock of SNAP, AFRM and JBLU; principal is fully exposed to the decline of the least performing reference asset if its final value is below 50% of its initial value, creating up to 100% principal loss at maturity. The pricing supplement shows an estimated model value of $861.90 to $901.90 per $1,000 principal amount on the trade date and an initial issue price of 100.00%.
Nomura America Finance, LLC is offering US$2,575,000 principal amount of redeemable contingent coupon barrier notes due March 9, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 3.025% quarterly contingent coupon (12.10% per annum equivalent) only if each reference asset meets its 70% barrier on coupon observation dates. The notes are linked to the least performing of the NASDAQ-100, Russell 2000 and S&P 500, bear credit risk of Nomura, and have an estimated value of $974.20 per $1,000 on the trade date versus a price to public of 100.00%.
Nomura America Finance, LLC offers US$2,540,000 in autocallable Memory Coupon Barrier Notes fully guaranteed by Nomura Holdings, Inc., linked to the least performing of SPY, IWM and QQQ. The notes mature March 9, 2028, pay a contingent coupon of 2.50% quarterly (10.00% per annum equivalent) if each reference asset meets its contingent coupon barrier on observation dates, and may be automatically called beginning with the September 4, 2026 observation (call settlement September 10, 2026) if all reference assets are at or above their call barrier levels.
The original issue price is 100.00% with proceeds to issuer of 98.62% and an agent commission of 1.38%. If the notes are not called, payment at maturity depends on the final value of the least performing reference asset relative to its 65.00% barrier; investors may lose up to 100% of principal. Trade date is March 4, 2026; original issue date March 9, 2026.