Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. (NMR), through its finance subsidiary Nomura America Finance, LLC, is offering $1,590,000 of issuer redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50 indexes, maturing on September 19, 2029 and fully guaranteed by Nomura Holdings, Inc.
The notes pay a 2.5625% quarterly contingent coupon (10.25% p.a.) only if on each observation date all three indexes are at or above 55% of their initial values; otherwise no coupon is paid. Principal repayment is also conditional: if the notes are not redeemed and the least performing index is below its 55% barrier at final valuation, investors are fully exposed to that decline and can lose up to 100% of principal, with payoff reduced dollar-for-dollar with the index loss. The notes are callable at the issuer’s option quarterly starting December 17, 2026 at par plus any due coupon, are unsecured obligations subject to Nomura’s credit risk, are not listed, and had an estimated fair value of $987.50 per $1,000 at pricing, below the issue price.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering unsecured Senior Global Medium-Term Notes, Series A, in the form of issuer-redeemable Contingent Coupon Barrier Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 Index and the Technology Select Sector SPDR ETF, maturing on September 21, 2029.
The notes pay a contingent monthly coupon of at least 1.00% (≥12.00% per annum) only if on each observation date all three reference assets are at or above 70% of their initial value; otherwise no coupon is paid and investors may receive no income. Principal is protected only if, at final valuation, the least performing reference asset is at or above 60% of its initial value; below this 60% barrier, repayment is reduced 1-for-1 with the decline, up to a total loss of principal.
Nomura may redeem the notes early on specified dates on or after March 23, 2027 at par plus any due coupon, and the notes are not listed on any exchange. The estimated initial economic value is $950.20–$980.20 per $1,000, below the 100% price to public, reflecting dealer commissions of up to 0.25% and referral fees of up to 0.35% per $1,000, with a combined cap of 0.60%.
Nomura Holdings, Inc. (NMR), via issuer Nomura America Finance, LLC, is offering unsecured Senior Global Medium‑Term Notes, Series A, linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on September 23, 2031 and fully guaranteed by Nomura.
The notes pay a contingent monthly coupon of at least 0.8083% (≥9.70% per annum) only if all three indices close at or above 70% of their initial values on each observation date; otherwise no coupon is paid and investors may receive no income over the life of the notes. Principal is protected only if the least performing index finishes at or above 60% of its initial value; below that level, repayment is reduced 1‑for‑1 with the index loss, up to a total loss of principal.
Nomura may redeem the notes early on specified monthly dates starting March 23, 2027, paying principal plus any due coupon. The notes will be sold at 100% of principal, with agent commissions up to 0.25% and total selling‑related fees capped at 0.60%, and an estimated initial value between $951.80 and $981.80 per $1,000, reflecting structuring costs and margins. The notes will not be listed and are subject to Nomura’s credit risk and limited, potentially illiquid, secondary trading.
NOMURA HOLDINGS INC (through subsidiary Nomura America Finance, LLC) is offering callable contingent coupon index-linked notes due 2031, linked to the EURO STOXX 50, Russell 2000, and Nasdaq‑100 indexes and guaranteed by Nomura Holdings, Inc. Investors receive a $10.167 monthly coupon per $1,000 only when all three indexes close at or above 70% of their initial levels on each observation date; otherwise the coupon for that month is zero. Unless previously redeemed, at maturity investors receive $1,000 per note only if each index is at or above 60% of its initial level; if any index finishes below 60%, principal is reduced one‑for‑one with the worst index’s loss, down to a complete loss of principal.
Nomura may redeem the notes at par (plus any due coupon) on any monthly coupon payment date from December 22, 2026 through August 21, 2031, which can shorten the investment term. The notes are unsecured obligations of Nomura America Finance, LLC, guaranteed by Nomura Holdings, and are not bank deposits or FDIC‑insured. The estimated initial value is $950.50–$980.50 per $1,000, below the issue price, reflecting dealer compensation and hedging costs. The notes will not be listed, and secondary market liquidity may be limited.
Nomura Holdings Inc. (NMR), through its subsidiary Nomura America Finance, LLC, is offering senior unsecured Autocallable Memory Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings and linked to the common stock of Microsoft Corporation as the reference asset. The notes are part of Nomura’s Senior Global Medium-Term Notes, Series A program and are scheduled to trade on a trade date of September 22, 2026, with an expected original issue date of September 25, 2026 and maturity on September 27, 2029, unless called earlier.
The notes pay a contingent quarterly coupon of at least 2.35% (at least 9.40% per annum) only if Microsoft’s closing value on each observation date is at or above a barrier set at 70% of the initial value; missed coupons can be paid later if the barrier is subsequently met, but investors may receive no coupons at all. The notes are automatically called if, on specified call observation dates starting March 22, 2027, the reference asset closes at or above 100% of its initial value, in which case investors receive principal plus the applicable coupon and any previously unpaid coupons.
At maturity, if the notes are not called and Microsoft’s final value is at or above the 70% barrier, investors receive principal plus the final contingent coupon and any unpaid coupons; if below the barrier, repayment is reduced one-for-one with the decline in the reference asset, with up to 100% loss of principal. The estimated value on the trade date is expected between $932.70 and $962.70 per $1,000, less than the 100% price to public, reflecting structuring costs and hedging. The notes will not be listed, Nomura Securities International, Inc. acts as distribution agent and calculation agent, and combined selling compensation and referral fees can reach 2.55% of principal.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is issuing senior unsecured structured notes under its shelf program with an aggregate face amount of $3,275,000, linked to the S&P 500, Russell 2000 and Nasdaq‑100 indices. Investors receive a contingent monthly coupon of $10 per $1,000 (1.00% monthly, potential 12.00% per annum) only when each index is at or above its coupon trigger level, set at 70% of its initial level.
At maturity on September 14, 2028, if not previously redeemed and if each index is at or above its 70% trigger buffer level, investors receive $1,000 per $1,000 face amount plus any final coupon. If the least performing index is below its trigger buffer level, principal is reduced dollar‑for‑dollar with the index decline, up to a total loss of principal.
Nomura may redeem the notes at par plus any coupon on any coupon payment date from December 14, 2026 through August 14, 2028. The estimated value is $984.80 per $1,000, below the issue price, reflecting dealer compensation, hedging and structuring costs. The notes are guaranteed by Nomura Holdings Inc., are subject to its credit risk, will not be listed, and may have limited secondary liquidity and complex tax treatment.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes under its Global Medium-Term Notes, Series A program, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 indices and mature on September 19, 2029, with potential issuer call dates starting December 17, 2026.
The notes pay a contingent coupon of at least 2.50% quarterly (10.00% per annum) only if on each observation date all three indices are at or above 55.00% of their initial values. Principal repayment is also contingent: if at maturity the least performing index is below its 55.00% barrier, repayment is reduced 1-for-1 with the index loss, down to a total loss of principal.
The price to the public is 100% of principal, with agent’s commission up to 0.20% and proceeds to the issuer of at least 99.80%. The estimated value at pricing is expected to be between $959.30 and $989.30 per $1,000, reflecting structuring and distribution costs and model-based valuation. The notes will not be listed on any exchange and involve Nomura’s credit risk.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, Series A, linked to the least performing of the Nasdaq‑100, Russell 2000, and EURO STOXX 50 indexes, maturing on September 19, 2029 and fully guaranteed by Nomura Holdings.
The notes pay a contingent quarterly coupon of at least 2.5625%55% of their initial values100% loss
Nomura may redeem the notes at its option on specified quarterly dates starting December 17, 2026, paying principal plus any due coupon. The notes are not listed, may have limited liquidity, and are subject to Nomura’s credit risk. Estimated initial economic value is $958.70–$988.70 per $1,000
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B3 filing submitted to the SEC.