STOCK TITAN

NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura Holdings Inc. executive Tobari Akihito, Head of Wealth Management, reported a grant of 61.4200 shares of common stock on July 24, 2026, acquired indirectly through an officers' stock ownership plan at $9.8300 per share, with the price converted from yen using a JPY164.01 = US$1 exchange rate.

After this award, indirect plan holdings were 167.0640 shares. A separate entry shows 105,866.0000 shares held directly, reflecting a transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$2,000,000 of Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of GE Vernova Inc. (GEV), maturing on August 9, 2027.

The notes pay a 2.00% monthly contingent coupon per $1,000 only if GEV’s closing value on each observation date is at or above the contingent coupon buffer of 70.00% of the initial value ($689.52). Starting September 4, 2026, the notes are automatically called if GEV is at or above 110.00% of its initial value ($1,083.53), returning principal plus the applicable coupon and any unpaid coupons.

If not called and the final value is below the buffer value of 70.00%, principal is reduced with a 1/0.70 (≈1.42857x) downside leverage factor, exposing investors to up to 100% loss of principal. The estimated value is $983.60 per $1,000, below the 100% issue price, and the notes are unsecured, not FDIC insured, unlisted, and subject to Nomura’s credit and complex U.S. tax treatment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes trade at 100% of principal with an agent’s commission of up to 0.40%, in minimum denominations of $1,000, and are scheduled to mature on July 29, 2031.

The notes pay a contingent monthly coupon of about 1.0917% (≈13.10% per year) only if on each observation date all three indices are at least 70% of their initial values55% and 70%, only principal is repaid; if it is below 55%, repayment is reduced 1:1 with the index loss and investors may lose up to 100% of principal.

The issuer may redeem the notes at its option on specified dates starting October 29, 2026, paying principal plus any due coupon. The estimated value on the trade date is expected to be between $955.10 and $985.10 per $1,000, below the public offering price. The notes are not FDIC insured, will not be listed on an exchange, and expose investors to the credit risk of Nomura.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes are issued at 100.00% of principal, with an estimated initial value between $956.90 and $986.90 per $1,000, and an agent’s commission of up to 0.40%. Investors may receive a contingent coupon of at least 1.15% monthly (at least 13.80% per annum) only if, on each observation date, all three indices are at or above 70% of their initial values; otherwise no coupon is paid for that period.

Principal is protected only if the least performing index on the final valuation date is at or above 65% of its initial value. If it falls below this barrier, repayment is reduced 1-for-1 with the index decline, leading to potential 100% loss of principal. The issuer may redeem the notes early on specified dates from November 4, 2026, paying principal plus any due coupon. The notes mature on February 2, 2029, are not FDIC-insured, are subject to Nomura’s credit risk, and will not be listed on any securities exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura Holdings outlines its corporate governance and capital management framework, emphasizing full compliance with Japan’s Corporate Governance Code and operation as a company with three statutory board committees dominated by seven outside directors out of eleven.

The group reports return on equity of 10.0% and pretax profit of ¥472.0 billion for the year ended March 2025, and ROE of 10.1% with pretax profit of ¥539.8 billion for the year ended March 2026. Management has raised 2030 quantitative targets to ROE of 10–12%+ and income before income taxes of over ¥750 billion, compared with an initial goal of over ¥500 billion, aiming to generate returns above an estimated 10% cost of equity; price-to-book was 0.96 times as of March 31, 2026.

The report details diversity and human‑capital initiatives, including women representing 22.2% of managers at Nomura Securities and 24% of managers group‑wide, with a 30% target by 2030, and explains incentive structures linking executive pay to metrics such as earnings per share of ¥118.99 and total shareholder return of 138.2%.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Nomura America Finance, LLC is offering US$12,210,000 of senior unsecured Autocallable Memory Contingent Coupon Buffer Notes linked to Qualcomm Incorporated common stock, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a 5.04% quarterly contingent coupon (US$50.40 per US$1,000) only if QCOM’s closing value is at or above the contingent coupon buffer of $103.07, which is 60% of the $171.78 initial value; missed coupons may be paid later if the barrier is met on subsequent observation dates.

The notes are automatically called if QCOM is at or above the $171.78 call barrier (100% of initial value) on specified observation dates, returning principal plus the then-due and any previously unpaid contingent coupons. If not called and the final value is at or above the buffer value of $103.07, investors receive principal plus the final contingent coupon and any unpaid contingent coupons. If the final value is below the buffer value, principal is reduced using a 1.6667x downside leverage factor beyond a 40% loss, and investors can lose up to 100% of principal.

The price to the public is 100% of principal, with a 1.00% selling concession and 99.00% proceeds to the issuer. The estimated value is $985.10 per $1,000 at pricing. The notes are not bank deposits, are unsecured obligations of Nomura America Finance, LLC guaranteed by Nomura Holdings, Inc., are subject to Nomura’s credit risk, will not be listed on any securities exchange, and have uncertain U.S. tax treatment, which the issuer intends to treat as contingent income-bearing pre-paid derivative contracts.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$775,000 of unsecured Autocallable Memory Coupon Barrier Notes linked to the S&P 500 Index, maturing August 19, 2027. The notes are part of the Senior Global Medium-Term Notes, Series A program and will not be listed on any exchange.

Investors pay 100% of principal, while the issuer receives 98.958% after a 1.042% selling concession; the notes’ estimated value on the trade date is $983.40 per $1,000, below the issue price. The notes pay a contingent coupon of $20.70 per $1,000 (2.07% quarterly) only if the S&P 500 closes at or above the 75% barrier (5,679.30) on observation dates; missed coupons may be paid later if conditions are met ("memory" feature).

The notes are autocallable from November 16, 2026 if the index is at or above 100% of the initial level (7,572.40), returning principal plus due and unpaid coupons. If not called and the final S&P 500 level is below the 75% barrier, repayment is reduced one-for-one with the index decline, and investors can lose up to 100% of principal. Returns are capped at principal plus coupons; there is no participation in index upside. The notes carry Nomura credit risk, feature limited liquidity, and have uncertain and complex U.S. tax treatment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing US$2,071,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are issuer redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Index, maturing on July 19, 2029.

The notes pay a 2.875% quarterly contingent coupon (11.50% per annum), or $28.75 per $1,000, only if on each observation date all three indexes are at or above their respective contingent coupon barriers, set at 70% of initial values (SPX 5,273.64; RTY 2,082.197; NDX 20,318.04). Principal protection is conditional: if the least performing index on the final valuation date is at or above its barrier value (65% of initial), investors receive at least $1,000 per note; if it is below, repayment is reduced 1-for-1 with the index loss, up to a total loss of principal.

The issuer may redeem the notes at its option on specified quarterly dates starting July 21, 2027, paying principal plus any due coupon. The original issue price is 100% of principal; agent’s commission is 0.55%, for net proceeds of $2,059,609.50. The estimated value at pricing is $974.50 per $1,000, reflecting structuring and distribution costs, and the notes will not be listed on any exchange. Investors are exposed to Nomura’s credit risk, equity market downside in all three indexes, and the possibility of receiving no coupons and losing up to 100% of principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

Nomura America Finance, LLC is issuing Senior Global Medium-Term Notes, Series A, issuer-redeemable contingent coupon barrier notes linked to the Nasdaq-100, Russell 2000 and S&P 500, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes offer a monthly contingent coupon of at least 1.15% (at least 13.80% per annum) per $1,000, payable only if on each observation date all three indices close at or above 75.00% of their initial values.

Nomura may redeem the notes at par plus any due coupon on monthly optional redemption dates starting January 28, 2027. If not redeemed and the least performing index ends below its 75.00% barrier on the final valuation date, repayment of principal is reduced 1-for-1 with the index loss, down to a potential 100% loss of principal. The notes are unsecured, not FDIC-insured, will not be listed on any exchange, and are subject to Nomura’s credit risk. Price to public is 100% of principal, with an estimated initial value between $950.20 and $980.20 per $1,000 and an agent’s commission of up to 0.75%.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

Nomura America Finance, LLC is offering $4,427,000 of Senior Global Medium-Term Notes, Series A, issuer-redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, guaranteed by Nomura Holdings, Inc.

The notes pay a 0.8125% monthly contingent coupon (9.75% per annum) only if on each observation date both indices are at or above their respective contingent coupon barriers, set at 65% of initial values (SPX 7,572.40; RTY 2,976.259). At maturity on January 21, 2028, if the notes are not called and the least-performing index is below its barrier, repayment of principal is reduced 1-for-1 with the index loss, and investors can lose up to 100% of principal.

The issuer may redeem the notes at its option on monthly coupon dates starting August 20, 2026, paying principal plus any due coupon. The notes are unsecured obligations, not FDIC insured, with an estimated value of $987.20 per $1,000 at pricing, below the 100% price to public.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on July 27, 2026.