Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC priced an offering of US$ Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of NVIDIA Corporation (NVDA). The notes have an expected original issue date of March 18, 2026, a stated maturity of March 31, 2027, $1,000 denominations and a minimum initial investment of $10,000.
The notes pay contingent quarterly coupons (at least 3.905% quarterly to be set on the trade date) if NVDA closes at or above a buffer of $128.20 (70.00% of the initial value). They are automatically called if NVDA closes at or above 100% of the initial value on call observation dates. At maturity, investors receive principal plus coupons if NVDA is at or above the buffer; otherwise downside protection covers the first 30.00% of losses with ~1.4286x leveraged exposure beyond that, up to a possible 100% loss of principal.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due March 21, 2031, fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500®, Russell 2000® and NASDAQ‑100® and pay a monthly contingent coupon of at least 1.0208% (approximately 12.25% per annum) if each reference asset closes at or above 75.00% of its initial value on observation dates.
The notes pay principal at maturity unless the least performing reference asset falls below its 70.00% barrier, in which case holders suffer a pro rata loss of principal equal to the percentage decline; a decline greater than 30% therefore exposes holders to full downside. The issuer may redeem the notes in whole on or after September 23, 2026. Trade date and original issue date are shown as March 18, 2026 and March 23, 2026. The price to public is 100.00% and the front‑cover estimated model value is between $932.40 and $962.40 per $1,000 principal amount.
Nomura America Finance, LLC prices an offering of senior global medium-term notes — Autocallable Contingent Coupon Barrier Notes — fully and unconditionally guaranteed by Nomura Holdings, Inc. The terms set the trade date as March 26, 2026, the original issue date as March 31, 2026 and the stated maturity as April 1, 2032, each subject to postponement as described in the product prospectus supplement.
The notes pay a contingent quarterly coupon of at least $33.00 per $1,000 principal amount (to be determined on the trade date), reflecting a contingent coupon rate of at least 3.30% quarterly (equivalent to 13.20% per annum). The notes are auto-callable if each reference asset is at or above its call barrier (100.00% of initial value) on any call observation date beginning September 28, 2026. If not called, maturity payoff depends on the least performing of the S&P 500® (SPX) and the SPDR® S&P® Regional Banking ETF (KRE) relative to a 75.00% barrier, exposing investors to up to 100% principal loss.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 Index and the Nikkei 225 Index, with a stated maturity of April 1, 2032. The notes pay a quarterly contingent coupon of at least 2.75% (equivalent to 11.00% per annum), are callable quarterly on or after September 28, 2026 at par plus the applicable coupon, and pay at maturity either par plus the final contingent coupon if the least performing reference asset is at or above 75.00% of its initial value or a cash settlement that can result in up to 100% loss of principal if the least performing reference asset falls below that barrier.
The pricing range estimated by the issuer for the notes on the trade date is between $910.00 and $940.00 per $1,000 principal amount, the original issue price is 100.00% of principal, and the distribution agent’s commission will be up to 3.00% with proceeds to issuer at least 97.00%.
Nomura America Finance, LLC is offering structured, unsecured notes (guaranteed by Nomura Holdings, Inc.) with an aggregate face amount of $1,182,000. The notes pay a contingent quarterly coupon of $23.75 per $1,000 (up to 9.50% per annum) when each underlier meets its coupon trigger on observation dates.
Payments and principal at maturity depend on the least performing underlier among the S&P 500 (SPX), Dow Jones Industrial Average (INDU) and Nasdaq-100 (NDX). Coupon trigger levels are set at 65% of initial levels and trigger buffer levels at 60%. If the least performing underlier is below its trigger buffer at maturity, the cash settlement can be less than face amount, potentially resulting in substantial loss. The issuer may redeem the notes on coupon payment dates from September 15, 2026 through December 13, 2030. Trade date is March 10, 2026 and stated maturity is March 13, 2031. The estimated value on the trade date was $968.50 per $1,000, below the original issue price.
Nomura America Finance, LLC is offering US$ senior global medium-term Autocallable Contingent Coupon Barrier Notes due April 2, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC) and include quarterly contingent coupons (at least 3.525% quarterly, equivalent to 14.10% per annum, subject to final determination) payable only if each reference asset is at or above a 60.00% contingent coupon barrier on coupon observation dates. The notes feature an automatic call if each reference asset is at or above 100.00% of its initial value on a call observation date beginning September 28, 2026. If not called, payment at maturity depends on the least performing reference asset: if its final value is ≥60.00% of initial, maturity pays principal plus final contingent coupon; if below 60.00%, maturity pays principal multiplied by the reference asset performance (risking up to 100% principal loss). Trade date shown is March 27, 2026 with original issue date expected March 31, 2026. The distribution agent may receive up to 4.50% commission and proceeds to issuer are at least 95.50% of principal.
Nomura America Finance, LLC offers autocallable contingent coupon barrier notes due April 2, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay quarterly contingent coupons of at least 2.725% per quarter (equivalent to 10.90% per annum, to be set on the trade date) if both reference assets are at or above 60% of their initial values on observation dates and are callable quarterly beginning September 28, 2026 at par plus the coupon. If not called, repayment at maturity depends on the final performance of the least performing reference asset (Amazon AMZN or Alphabet GOOGL): if that asset is below 60% of its initial value, investors are exposed to a pro rata loss of principal, potentially up to 100%. Payments are unsecured and subject to Nomura’s credit risk.
Nomura America Finance, LLC is offering $1,458,000 of redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 1.4917% (approx. 17.90% per annum) if each reference index closes at or above its contingent coupon barrier on coupon observation dates. The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). Trade date is March 10, 2026 and original issue date is March 13, 2026. Contingent coupon barriers equal 80.00% of initial values and barrier values equal 75.00% of initial values. If the least performing reference asset finishes below its barrier value at final valuation, the cash settlement may be reduced 1-for-1 and you may lose up to 100% of principal. The original issue price is 100.00% of principal and the estimated value on the trade date was $979.60 per $1,000 principal.
Nomura Holdings, Inc. reported progress on its share repurchase program for the month from February 1 to February 28, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026, it bought back shares on eight trading days in February.
During this reporting month, Nomura repurchased a total of 7,913,300 common shares for an aggregate cost of 11,298,296,950 JPY. As of the end of February 2026, the progress of the share repurchase was 7.9% based on shares and 18.8% based on the yen amount authorized. The report also notes 2,400 treasury shares disposed in connection with the exercise of stock acquisition rights.
As of February 28, 2026, Nomura had total issued shares of 3,163,562,601 and held 237,217,891 shares in treasury. The treasury share balance reflects equity compensation dispositions recorded based on contribution dates of monetary compensation claims.
Nomura America Finance, LLC is offering US$315,000 of autocallable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of SNAP, AFRM and JBLU, mature on March 14, 2029, and may be called beginning September 9, 2026.
The notes pay a contingent monthly coupon of 3.75% (stated as 45.00% per annum) if each reference asset closes at or above its contingent coupon barrier on observation dates. Initial values (strike date March 6, 2026) are $4.49 for JBLU, $51.70 for AFRM and $5.16 for SNAP; coupon/barrier values equal 50.00% of those amounts. If not called, payment at maturity depends on the least performing reference asset and can result in loss of up to 100% of principal.
The estimated model value on the trade date was $900.00 per $1,000 principal amount, below the price to public. The notes are unsecured, will not be listed, and expose holders to Nomura credit risk, market-disruption postponements, and uncertain U.S. tax treatment.