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NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

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Nomura America Finance, LLC is offering US$ denominated Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of Microsoft Corporation (MSFT), with a $1,000 denomination and an expected original issue date of June 3, 2026. The notes pay contingent quarterly coupons of at least $35.00 per $1,000 (contingent coupon rate at least 3.50% quarterly) if MSFT's closing value on coupon observation dates is at or above the contingent coupon buffer (85.00% of the initial value). The notes are automatically callable if MSFT closes at or above the call barrier (100.00% of initial value) on any call observation date beginning September 11, 2026. If not called, maturity payment on June 16, 2027 provides protection for the first 15.00% of losses and then ~1.1765x downside exposure beyond that, potentially resulting in loss of up to 100% of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.

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Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and the XLP ETF with a principal amount of $4,300,000. The notes have a contingent monthly coupon of 1.008% (approximately 12.10% per annum) payable when each reference asset is at or above 70.00% of its initial value on coupon observation dates.

If not redeemed by the issuer (issuer may call on or after August 26, 2026), the notes mature on or about August 26, 2027. At maturity holders receive principal plus a final contingent coupon if the least performing reference asset is at or above its 70.00% barrier; otherwise the cash settlement equals $1,000 × the least performing reference asset performance, exposing investors to up to 100% principal loss.

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Nomura America Finance, LLC is offering callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $11.375 per $1,000 (1.1375% monthly, potential up to 13.65% per annum) when each underlier meets its coupon trigger level. Payments at maturity depend on the least performing underlier; if that underlier is below its trigger buffer level, principal is reduced pro rata and investors could lose up to 100% of their investment. The notes reference the Dow Jones Industrial Average, Russell 2000 and Nasdaq-100, have an early redemption window from August 26, 2026 through April 26, 2028, and carry estimated model values of $956.30–$986.30 per $1,000 on the trade date.

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Nomura America Finance, LLC is offering US$1,000,000 of Step-Down Autocallable Buffered Notes due May 25, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes are linked to the least performing of the SPX, NDX, RTY and INDU and are unsecured.

The notes are callable annually beginning June 4, 2027 (call premium 15.00%), with a final call premium of 30.00% at maturity. The notes provide a buffer of 11.50% against declines in the least performing reference asset and apply a downside leverage factor of approximately 1.1299x to declines beyond the buffer. Estimated value at pricing was $975.10 per $1,000, with price to public at 100.00% (proceeds to issuer $985,000.00).

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Nomura America Finance, LLC is offering US$600,000 of Senior Global Medium-Term Notes, Series A — leveraged barrier notes linked to the Class A common stock of Meta Platforms, Inc. The notes mature on May 24, 2029 (final valuation date May 21, 2029), carry an original issue price of 100.00% and an estimated value on the trade date of $980.80 per $1,000 principal amount.

The notes pay no interest, have a call observation date of May 26, 2027 with a call payment date of June 1, 2027, and a 16.00% call premium if automatically called. The upside participation rate is 150.00%. The initial value of the reference asset was $605.06 and the barrier value is $302.53 (50.00% of the initial value). At maturity the cash settlement amount depends on final value versus these thresholds and can result in full loss if the final value is below the barrier.

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Nomura America Finance, LLC is offering U.S. dollar-denominated Digital Buffer Notes linked to the S&P 500® Index with a stated maturity of July 1, 2027. The notes pay a digital return of 7.18% per $1,000 principal if the final index value is at or above an 80.00% buffer of the initial value.

If the final index value is below the 80.00% buffer, the cash settlement amount will be calculated using a downside leverage factor of 1.25x, exposing holders to amplified losses up to a full loss of principal. Trade date is May 22, 2026; original issue date expected May 28, 2026; price to public is 100.00% with agent commissions up to 1.042%.

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Nomura America Finance, LLC is offering step-down autocallable buffered notes due May 25, 2028, fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the SPX, NDX, RTY and INDU, callable annually beginning June 4, 2027, with call premiums of 15.00% (first call) and 30.00% (final date). The notes provide an 11.50% downside buffer and a downside leverage factor of ~1.1299x; holders may lose up to 100% of principal if the least performing reference asset declines beyond the buffer. Price to public is 100.00% per note; estimated model value at pricing is between $950.30 and $980.30 per $1,000 principal amount.

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Nomura America Finance, LLC is offering US$30,000,000 principal of Senior Global Medium-Term Notes, Series A — Step-Down Autocallable Barrier Notes linked to the least performing of the S&P 500® and the Russell 2000®. The notes pay no interest and may be automatically called if both reference assets are at or above call barrier levels on observation dates; applicable call premiums are 10.91% (June 4, 2027) and 21.82% (May 18, 2028). At maturity, if not called, payment per $1,000 equals $1,000 plus the performance of the least performing reference asset, exposing holders to up to 100% principal loss. Original issue price was 100.00%, estimated model value on trade date was $992.00 per $1,000, and proceeds to issuer totalled $29,865,000. The notes are unsecured obligations fully and unconditionally guaranteed by Nomura Holdings, Inc.; payment depends on both market performance and Nomura creditworthiness.

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Nomura America Finance, LLC priced redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and the Dow Jones Industrial Average. The notes have a trade date of May 26, 2026, an expected original issue date of May 29, 2026, a final valuation date of May 27, 2031 and a stated maturity of May 30, 2031. The price to public is 100.00% per $1,000 denomination. The notes pay a contingent monthly coupon of at least $9.00 per $1,000 (at least 0.90% monthly, equivalent to 10.80% per annum) when each reference asset is at or above its 70.00% contingent coupon barrier on observation dates; barrier is 60.00% at maturity. Principal repayment at maturity depends on the final performance of the least performing reference asset and may result in loss of up to 100% of principal.

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Nomura America Finance, LLC offers US$ senior medium-term Autocallable Contingent Coupon Barrier Notes due May 25, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of at least 0.75% (equivalent to 9.00% per annum) if, on each coupon observation date, each reference asset closes at or above 50.00% of its initial value. The notes are linked to the least performing of the S&P 500, Russell 2000 and the Nasdaq-100 Technology Sector. If called after November 23, 2026, holders receive principal plus accrued contingent coupon; if not called, maturity pay depends on the least performing reference asset and can result in a loss of up to 100% of principal. The estimated initial valuation is between $950.40 and $980.40 per $1,000 principal amount; price to public is 100.00%.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on May 27, 2026.