Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings, Inc. (NYSE: NMR) has filed a Form 6-K summarizing the outcomes of its 121st Annual General Meeting of Shareholders held on 24 June 2025.
- Proposal 1 – Election of 12 Directors: All management-nominated directors were elected. Support ranged from 82.5 % for Kentaro Okuda to 99.0 % for Patricia Mosser, well above the simple-majority requirement.
- Proposal 2 – Shareholder amendment to change the trade name: Received only 4.4 % support, far below the two-thirds super-majority threshold, and was rejected.
The company explained that only votes for which explicit opinions could be confirmed were counted; unconfirmed ballots were excluded because the outcomes were already decisive. No financial data, operational updates, or strategic transactions were included in this filing, indicating that the report is limited to routine corporate-governance disclosures.
Nomura Holdings, Inc. (NMR) submitted a routine Form 6-K to notify investors that its Annual Report on Form 20-F for the fiscal year ended March 31 2025 was filed with the U.S. SEC on June 24 2025. The company provided a web link for immediate access to the full report. No financial results, strategic updates, or transaction details are disclosed in this notice; it is strictly an administrative filing confirming regulatory compliance. Contact information for investor relations was included.
Nomura Holdings, Inc. (NMR) filed a Form 6-K on 24 June 2025 announcing the slate of directors confirmed at its Annual General Meeting and the executive officers appointed at the subsequent Board meeting. Koji Nagai continues as Chairman of the Board, while Kentaro Okuda remains Group CEO and Representative Executive Officer. The board retains a strong independent profile, with eight outside directors and specialised committee assignments for audit, risk, nomination and compensation oversight.
Notable governance additions include former U.S. Treasury official Nellie Liang as a new outside director and member of the Board Risk Committee, reinforcing international regulatory expertise. On the management side, Hiroyuki Moriuchi is promoted to Chief Financial Officer, signalling a refresh of the finance function. Key risk and transformation roles remain with Sotaro Kato (CRO, New York-based) and Takumi Kitamura (Chief Transformation Officer). No financial or strategic guidance, earnings data, or transaction details accompanied the filing; the document is limited to personnel changes that take immediate effect.
While the appointments suggest continuity at the top and incremental strengthening of risk governance, the absence of quantitative performance commentary limits direct assessment of financial impact. Investors may view the expanded international regulatory expertise and clarified senior finance leadership as modest positives for governance and operational execution.
Nomura Holdings, Inc. (NMR) filed a Form 6-K providing its consolidated capitalization and indebtedness as of March 31, 2025.
- Short-term borrowings: ¥1,117,292 million
- Long-term borrowings: ¥13,373,678 million
- Total debt: ¥14,490,970 million
- NHI shareholders’ equity: ¥3,470,879 million after treasury stock
- Total equity (incl. non-controlling interests): ¥3,580,999 million
- Total capitalization & indebtedness: ¥18,071,969 million
- Guarantee commitments: ¥4,939,056 million in standby letters of credit and other guarantees
The filing states that no material change has occurred in these figures since March 31, 2025. The data are also incorporated by reference into two outstanding Form F-3 shelf registration statements (Nos. 333-283915 and 333-273353).
Nomura Holdings, Inc. (NMR) has filed a preliminary prospectus supplement (Form 424B5) for an upcoming issuance of U.S. dollar-denominated senior fixed-rate notes. The notes will be issued under the January 16, 2020 senior debt indenture and are intended to qualify as total loss-absorbing capacity (TLAC) debt under Japanese regulations. The filing is preliminary: key economic terms such as aggregate principal amount, coupon rate, offering price and underwriting spread are still blank, signalling that pricing has not yet been finalised.
The securities will be direct, unconditional, unsubordinated and unsecured obligations ranking pari passu with Nomura’s other senior debt. Interest will be paid semi-annually, and the issuer retains a call option only upon adverse changes in Japanese tax law; there is no sinking fund. Settlement will occur solely in book-entry form through DTC, Euroclear and Clearstream, with minimum denominations of US$200,000 plus US$1,000 increments.
Nomura, BofA Securities and Citigroup are acting as joint lead managers and bookrunners, and application has been made to list the notes on the Singapore Exchange (SGX-ST). The offer is accompanied by a concurrent but separate benchmark-sized perpetual subordinated AT1 transaction that will also serve TLAC purposes. The prospectus re-emphasises extensive selling restrictions in Japan and the EEA and details withholding-tax considerations for non-Japanese holders.
Investors are directed to multiple risk-factor sections in the accompanying documents and to Nomura’s latest Form 20-F. Neither the SEC nor other regulators have yet approved the securities.
Offering Overview
Nomura Holdings, Inc. has filed a preliminary Rule 424(b)(5) prospectus supplement to issue one or more series of Fixed-Rate Resetting Perpetual Subordinated Debt Securities. The securities are perpetual, unsecured, deeply subordinated obligations that the issuer intends to treat as Additional Tier 1 (AT1) capital and external TLAC under Japanese regulation. All economic terms—including initial coupon, reset spread and issue size—are still blank and will be finalized at pricing.
Key Structural Features
- Fixed coupon until the first reset; thereafter the coupon resets every five years to the then-current U.S. Treasury rate plus a spread.
- Interest payments are fully discretionary and non-cumulative; cancellation is neither an event of default nor accelerates principal.
- Partial write-down upon a Capital Ratio Event and full write-down upon a Non-Viability or Bankruptcy Event.
- Issuer call option, in whole only, on each reset date and upon certain tax or regulatory events at 100% of principal plus unpaid, non-cancelled interest.
- Ranks junior to senior indebtedness, pari passu with other liquidation-parity liabilities, and is structurally subordinated to subsidiary liabilities.
Distribution & Listing
Nomura and J.P. Morgan are joint bookrunners. An application for listing on the Singapore Exchange has received in-principle approval. Settlement will be through DTC, Euroclear and Clearstream on or about an unspecified 2025 date.
Risk Highlights
- Perpetual maturity and discretionary coupon create cash-flow uncertainty.
- Write-down triggers impose equity-like loss-absorption.
- Extensive selling restrictions and potential Japanese withholding tax apply.
Prospective investors should review the detailed risk factors in Nomura’s Form 20-F, the accompanying prospectus and pages S-13 onward of this supplement.
Nomura Holdings, Inc. has filed a Form 6-K announcing that it will release operating results for the first quarter of the fiscal year ending 31 March 2026 on 29 July 2025 at 15:30 JST.
Management will host a live audio webcast the same day at 18:30 JST (10:30 BST / 05:30 EDT) via the company website, where financial statements and presentation materials will be published shortly after the release. The filing also lists investor-relations contact details and provides a brief corporate profile. No financial data, guidance, or strategic updates are included in this document.