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Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Hiroyuki Moriuchi received new equity-based awards as compensation. On May 25, 2026, he was granted multiple blocks of 16,200 Restricted Stock Units, each representing one share of common stock, and 16,168 Notional Stock Units, each payable in cash equal to one common share’s value, vesting between April 1, 2027 and April 1, 2029. His direct holdings of common stock are reported at 30,676 shares after these awards.
Nomura Holdings executive Masahiro Goto reported new equity awards and updated holdings. On 2026-05-25, he received three grants of 12,100 Restricted Stock Units each, all at a price of $0.0000 per unit, with scheduled exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01.
Each Restricted Stock Unit represents the right to receive one share of common stock. The filing also shows he directly holds 243,374 shares of Nomura Holdings common stock following the reported transactions.
Okuda Kentaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director and officer Kentaro Okuda reported new equity-based awards and updated holdings. He received grants of 349,000 Performance Share Units and multiple grants of 158,429 Notional Stock Units, each tied to one share of common stock in value. The Performance Share Units can pay between 0% and 150% of one share depending on performance over a three-year period. Following these awards, he directly holds 529,192 shares of common stock and significant derivative interests scheduled to settle beginning on April 1, 2027.
Nomura Holdings Inc officer Minami Naotaka reported new equity awards. On May 25, 2026, he received three grants of Restricted Stock Units (RSUs) covering 600, 600 and 700 units. Each RSU represents the right to receive one share of common stock.
The RSUs have scheduled exercise dates on April 1, 2029, April 1, 2028 and April 1, 2027, respectively, with no separate expiration date noted. After these awards, the filing shows 29,078 shares of common stock held directly, along with the updated RSU balances for each grant.
Nomura Holdings Inc. officer Go Sugiyama reported new equity-based compensation awards. On 2026-05-25, he received three grants of 6,600 Restricted Stock Units each, with scheduled conversion into one share of common stock per unit on 2027-04-01, 2028-04-01, and 2029-04-01. The grant price is shown as $0.0000 per unit, reflecting compensation rather than a market purchase.
He also received three grants of Notional Stock Units of 6,583, 6,584, and 6,584 units, each representing the right to receive cash equal in value to one share of common stock at future dates matching the same 2027-04-01, 2028-04-01, and 2029-04-01 schedule. These are derivative awards, not open-market transactions. Following the reported transactions, his direct holdings of common stock are shown as 53,814 shares.
Ozaki Yukiko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Yukiko Ozaki reported new equity-based compensation grants. On May 25, 2026, she received 84.183 shares of Common Stock at $8.21 per share, held in an officers' stock ownership plan.
She was also granted 1,343, 1,344 and 1,344 Notional Stock Units, each representing the right to receive cash equal to one share of Common Stock. These units are scheduled to be settled in cash based on Common Stock value around April 1, 2027, April 1, 2028, and April 1, 2029, respectively.
Following these awards, Ozaki directly holds 20,919 shares of Common Stock and 154.116 shares in the officers' stock ownership plan, along with multiple series of Notional Stock Units.
Nakajima Yutaka reported acquisition or exercise transactions in this Form 4 filing.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported equity-based compensation awards rather than open-market trading. On May 25, 2026, he received 192,000 Performance Share Units, each tied to between 0% and 150% of one share of common stock based on three-year performance.
He was also granted three tranches of 87,138 Notional Stock Units each, all linked to the value of common stock and settled in cash. Following these awards, his reported holdings include 682,743 shares of common stock directly owned. The filing shows no reported stock purchases or sales; the transactions are compensation grants.
Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Nomura Holdings Inc. director Koji Nagai reported new equity-linked compensation and updated share holdings. On May 25, 2026, he received three grants of Notional Stock Units, each covering 95,055 units tied to Nomura common stock, with future exercise dates in 2027, 2028, and 2029.
Each Notional Stock Unit entitles him to cash equal to the value of one share of common stock, rather than actual shares. Following these awards, he reports direct ownership of 512,942 shares of common stock and a small additional indirect interest through an officers' stock ownership plan.