Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company. The filing lists direct holdings of 139,763 shares of Common Stock and an additional 1,000 shares of Common Stock held indirectly by a spouse.
Kitamura also holds Restricted Stock Units covering 9,100 underlying shares of Common Stock, each representing the right to receive one share. In addition, he holds several blocks of Notional Stock Units tied to Common Stock values: 85,906 underlying shares with an exercise date of April 1, 2026, 58,444 underlying shares with an exercise date of April 1, 2027, and 41,325 underlying shares with an exercise date of April 1, 2028. These notional units provide cash equal to the value of one share of Common Stock rather than actual shares. The report reflects holdings only and does not show any new purchases or sales.
Nomura Holdings Inc. officer Minami Naotaka filed an initial ownership report showing existing equity-based holdings. The filing lists 27,065 shares of Common Stock held directly. It also shows Restricted Stock Units tied to 4,000, 1,600 and 500 underlying Common shares, plus Notional Stock Units tied to 503, 503 and 502 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date. The filing lists zero shares held directly and shows no purchase, sale, or derivative transactions.
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.
Nomura Holdings Inc. director Chu Lap Lik Victor reported initial beneficial ownership of 20,000 shares of Common Stock. These shares are held indirectly through First Eastern Capital Services Limited, a private asset management company.
NOMURA HOLDINGS INC director reports no share ownership. In a new Form 3, director Giancarlo James Christopher reports that he beneficially owns no securities of Nomura Holdings Inc, with total shares following this initial statement shown as 0. This filing simply establishes his baseline ownership position as a company insider.
Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.
Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 9,300 shares held directly and an additional 697.666 shares held indirectly through an officers' stock ownership plan.
Nomura Holdings Inc. director Takahisa Takahara filed an initial Form 3 reporting his ownership position in the company. The filing shows he is a director of Nomura Holdings but currently has no securities beneficially owned, with total direct holdings reported as 0 shares.
Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.