Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings disclosed its share buyback activity for August 1–31, 2025. The company had an authorized repurchase of 100,000,000 shares with a total authorization amount of ¥60,000,000,000. During the month it repurchased 66,790,900 shares for ¥59,999,913,930, representing 66.8% of the authorized share count and 100.0% of the authorized monetary amount. Separately, the report lists 2,000 shares disposed for ¥1,142,000 and an additional disposition of 128,500 shares for ¥67,673,500. The filing also reports total shares of 3,163,562,601 and 229,710,843 shares tied to a contribution-in-kind of monetary compensation claims as of August 31, 2025.
Nomura Holdings, Inc. filed a Form 6-K to furnish exhibits related to a planned debt security offering. The filing includes a subordinated indenture between Nomura Holdings and Citibank, N.A. as trustee, and the form of $750,000,000 5.043% Fixed Rate Resetting Subordinated Debt Securities due 2036. It also provides legal opinions from Sullivan & Cromwell LLP and Anderson Mori & Tomotsune covering these subordinated notes. These exhibits are incorporated by reference into Nomura’s existing shelf Registration Statement on Form F-3.
Nomura Holdings disclosed a short Form 6-K reporting a purchase of voting rights in a Japanese retailer. The report, signed by Senior Managing Director Yoshifumi Kishida, shows Nomura acquired 4,634 voting rights in SAIKAYA DEPARTMENT STORE CO., LTD. The filing includes a contact name, Kenji Yamashita, and a telephone number. No financial amounts, percentages of ownership, consideration paid, or changes to control are provided in the text.
Nomura Holdings, Inc. filed an amendment to its Form 6-K to correct Exhibit 1 disclosure under the caption describing business segment results for Investment Management. The amendment presents corrected numeric comparisons for both annual and quarterly periods. For the year ended March 31 the table shows 39.1 and 40.7 (columns labeled 2024 and 2025) and additional figures including 8.6, 9.9, 15.1, 47.7, and 50.6. For the three months ended June 30 the table repeats the same line items with the same numeric values. The filing is executed by Yoshifumi Kishida, Senior Managing Director, and states that except for the corrections shown, no other amendments to the original 6-K or its exhibits are being made.
Nomura Holdings, Inc. (NMR) is offering fixed-rate resetting subordinated debt securities governed by New York law and cleared through DTC. The securities will be issued in minimum denominations of $200,000 and bear a fixed rate until a reset date, after which the rate will equal a U.S. Treasury rate plus a specified spread. Approval in-principle has been received for listing on the SGX-ST. The prospectus discloses contractual loss-absorption features: upon a regulatory "Non-Viability Event" or a Bankruptcy Event the principal and unpaid interest of dated and perpetual subordinated securities may be written down to zero and cancelled, and holders waive rights to pursue claims except for amounts already due and unpaid. The issuer completed a share buyback (66,790,900 shares for ¥59,999,913,930). Financial amounts are presented in yen; Form 20-F and Forms 6-K are incorporated by reference.
Nomura Holdings, Inc. prospectus language details how Japanese TLAC and Deposit Insurance Act resolution powers affect holders of senior, dated subordinated and perpetual subordinated debt issued by Nomura. The prospectus explains that dated and perpetual subordinated securities include contractual loss-absorption provisions that permit full write-down or conversion to equity upon a Non-Viability Event or Bankruptcy Event, meaning holders could lose the entire value of their investment. Senior debt may be protected differently but could be subject to transfers to a bridge institution, attachment prohibitions and loss in court-administered insolvency proceedings. The filing also lists cash and balance figures (millions of yen) as of June 30, 2025 and discloses completion of a share buyback of 66,790,900 shares for yen59,999,913,930 on July 28, 2025. The prospectus incorporates Form 20-F and Form 6-K references for further detail.
Nomura Holdings, Inc. filed an amended Form 13F reporting holdings for the quarter ended 06-30-2025. The amendment is marked as a restatement and adds or corrects previously reported information.
The submission lists 1,702 information table entries with a combined market value of $47,987,050,483. The report includes holdings managed by three other Nomura-related filing managers: Nomura Securities International Inc., Nomura International PLC, and Nomura Global Financial Products Inc.
Nomura Holdings Inc filed a Form 13F reporting U.S. equity holdings for the quarter ended 06-30-2025. The filing lists 2,284 information-table entries with a combined market value of $60,459,541,058, indicating the scale of the firm's exposure to U.S. securities.
The report names Nomura Holdings Inc as the reporting manager and identifies Fernando Del Puerto, Managing Director, as the authorized signer. The filing also lists three other included managers: Nomura Securities International Inc., Nomura International PLC, and Nomura Global Financial Products Inc..
Nomura Holdings reported monthly share buyback activity for July 2025. The Board authorized repurchases of 100,000,000 shares up to ¥60,000,000,000 (repurchase period May 15–Dec 30, 2025, with limited blackout days). During July the company repurchased 19,200,700 shares at a total cost of ¥18,067,409,440. Aggregate repurchases as of July 31 totaled 66,790,900 shares for ¥59,999,913,930, shown in the report alongside a progress metric of 66.8% (shares) and 100.0% (amount). The filing also discloses dispositions in July totaling 43,528 shares for ¥24,864,355 and that Nomura had 229,837,706 treasury shares out of 3,163,562,601 issued shares.