Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc. officer Masahiro Goto reported his equity holdings in the company. He directly owns 204,268 shares of Common Stock, reflecting his current share position. He also holds three tranches of Restricted Stock Units, each representing one share of Common Stock.
The RSU tranches cover 69,800 underlying shares scheduled for April 1, 2026, 57,100 underlying shares scheduled for April 1, 2027, and 37,700 underlying shares scheduled for April 1, 2028. These RSUs have no separate expiration date, providing additional future equity exposure.
Nomura Holdings Inc. officer Kato Sotaro filed an initial Form 3 reporting his existing equity-based holdings in the company. He directly holds 42,957 shares of Common Stock. He also holds Restricted Stock Units tied to 42,300, 24,300 and 17,100 underlying shares of Common Stock, scheduled to exercise on April 1, 2026, April 1, 2027 and April 1, 2028, respectively. In addition, he holds Notional Stock Units linked to 35,736, 24,279 and 17,156 underlying shares of Common Stock with the same respective exercise dates, where each unit pays cash equal to the value of one share.
Nomura Holdings executive Moriuchi Hiroyuki has filed an initial ownership report showing equity-based compensation and share holdings in the company. The filing lists Restricted Stock Units tied to 9,200, 6,500 and 5,100 shares of Common Stock, scheduled to convert starting on April 1, 2026, April 1, 2027 and April 1, 2028. It also reports direct ownership of 25,852 shares of Common Stock. There are no recorded buy or sell transactions; this is a baseline disclosure of the officer’s existing position.
Nomura Holdings officer Kishida Yoshifumi filed an initial ownership report listing his existing equity-linked interests in the company. The filing shows direct ownership of 20,464 shares of Common Stock.
He also holds Restricted Stock Units that each represent one share of Common Stock, tied to 5,500, 2,600, and 800 underlying shares scheduled to convert on April 1, 2026, April 1, 2027, and April 1, 2028. In addition, he holds Notional Stock Units linked to 860, 859, and 859 underlying shares of Common Stock on the same schedule, which will be settled in cash equal to the share value.
Nomura Holdings Inc. officer Patrick James Eltridge filed an initial Form 3 reporting his holdings of cash-settled Notional Stock Units linked to Nomura common stock. Each unit represents the right to receive cash equal in value to one share of common stock and has no separate expiration date.
The filing lists several blocks of Notional Stock Units with different future exercise dates, including units tied to 252,444 underlying shares exercisable on April 1, 2026 and units tied to 30,922 underlying shares exercisable on June 30, 2026. Additional tranches extend through 2030, showing a staggered schedule of long-term incentive awards rather than any current share purchases or sales.
Nomura Holdings Inc. officer Mizuno Shinichi has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). He directly holds 35,921 shares of Common Stock.
He also holds RSUs tied to 5,600, 3,600, and 2,500 underlying shares of Common Stock, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively. Each RSU represents the right to receive one share of Common Stock, with no separate expiration date and a stated exercise price of $0.0000 per share.
Nomura Holdings Inc director Liang Jean Nelly has reported holding no company securities. This initial beneficial ownership statement lists “No Securities Beneficially Owned,” with total shares following the report shown as 0. The filing does not reflect any recent purchases or sales, just that the director currently has no reportable holdings.
Nomura Holdings Inc. officer Toshiyasu Iiyama filed an initial ownership report listing existing equity interests in the company. He directly holds 243,806 shares of Common Stock, along with several awards linked to the stock.
The filing shows Restricted Stock Units covering 107,300, 60,700, and 44,900 underlying Common shares with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028. Each Restricted Stock Unit represents the right to receive one Common share. It also lists Notional Stock Units tied to 60,745, 60,744, and 44,885 underlying shares, each representing the right to receive cash equal to the value of one Common share on similar future dates. These entries describe current holdings rather than new market transactions.
Nomura Holdings Inc officer Horiuchi Yuko filed an initial Form 3 disclosing existing equity holdings in the company. The filing shows direct ownership of 15,678 shares of Common Stock, plus three grants of Restricted Stock Units tied to 5,400, 3,100, and 1,600 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with no separate expiration date. The filing reports holdings only and does not show any buy or sell transactions.
NOMURA HOLDINGS INC director Patricia Campbell Mosser filed an initial ownership report showing beneficial ownership of 100 American Depository Shares. Each American Depository Share represents one share of Common Stock, so this reflects an initial position of 100 underlying common shares held directly.