Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. presents five-year financial data showing its scale and profitability. For the year ended March 31 2026, total revenue was 4,758,486 (millions of yen), net revenue 2,167,713 (millions of yen), income before income taxes 539,821 (millions of yen), and net income attributable to shareholders 362,129 (millions of yen). Total assets were 62,645,925 (millions of yen) and return on shareholders’ equity was 10.09%.
The group operates globally with 1,554 consolidated subsidiaries and variable interest entities and 15 equity‑method affiliates, centered on wealth management, investment management, wholesale, and a newly established Banking Division. Management’s 2030 vision, Reaching for Sustainable Growth, targets 10–12%+ ROE and income before income taxes of over ¥750 billion, emphasizing private markets, stable fee revenues, and disciplined cost and risk control.
Nomura highlights extensive sustainability and human capital initiatives. It aims for net zero GHG emissions in its own operations by FY2030/31 and for lending and investment portfolios by FY2050/51, and pursued sustainable financing of US$21.5 billion in FY2024/25 toward a five‑year US$125 billion goal. The group reports labor productivity of ¥75.6 million revenue per employee, a disability employment rate of 2.71%, female managers at 23.8%, and broad training and inclusion programs, while outlining detailed risk factors spanning market volatility, competition, credit and liquidity, model, climate and event risks.
Nomura America Finance, LLC is offering senior unsecured Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc.. Individual note terms — including maturity, interest structure, currency, and redemption features — will be set for each issuance and detailed in a separate pricing supplement.
Notes may be fixed rate, step-up, floating rate, inverse floating, zero-coupon or original-issue-discount, typically denominated in U.S. dollars and issued in minimum $1,000 denominations. Many structures reference interest-rate benchmarks such as SOFR, EURIBOR, the USD SOFR ICE Swap Rate, Commercial Paper Rate, Prime Rate, Treasury Rate, CMT Rate or the Federal Funds Rate, with optional spreads, spread multipliers, caps and floors.
The disclosure highlights extensive benchmark reform and fallback mechanics, including Index Cessation and Administrator/Benchmark Events, use of alternative replacement indices, and discretionary Adjustment Spreads set by the calculation agent. Key risks include Nomura credit risk, optional issuer redemption (potentially when rates fall), complex SOFR compounding conventions, possible benchmark discontinuation, limited secondary market liquidity, and investor costs and commissions that can materially reduce returns.
Nomura America Finance, LLC may issue Senior Global Medium-Term Notes, Series A whose returns are linked to equity-related reference assets, including single equity indices, exchange-traded funds, other equity measures, or baskets of these. The notes are fully and unconditionally guaranteed by Nomura Holdings, Inc.
This supplement focuses on notes linked to major equity indices such as the S&P 500 Index, S&P 500 Futures Excess Return Index, EURO STOXX 50 Index, EURO STOXX Banks Index, Russell 2000 Index, Nasdaq-100 Index, Nasdaq-100 Technology Sector Index, TOPIX Index, and Nikkei 225 Index, and explains their construction and maintenance.
The notes are described as not ordinary debt securities; investors can lose some or all of their investment and are exposed to Nomura’s credit risk. The products are not bank deposits and are not insured by the FDIC or any other U.S. governmental agency. Index sponsors license their indices to Nomura but do not sponsor, endorse, or promote the notes and disclaim liability for their performance.
Nomura America Finance, LLC outlines the general terms of its Senior Global Medium‑Term Notes, Series A, which are unsecured senior notes fully and unconditionally guaranteed by Nomura Holdings, Inc.. Each note is linked to a specified equity-related reference asset (single stock or ADS, equity index, ETF share, other equity measure, or a weighted basket) and is issued in $1,000 denominations, payable in U.S. dollars.
Returns and principal depend on the reference asset performance and any features set in a future pricing supplement, such as buffers, barriers, caps, digital returns, participation triggers, automatic call, and issuer early redemption. Unless a floor or full principal protection is specified, investors can lose some or all of their investment. The notes generally pay no interest; any contingent or fixed coupons are not treated as interest and may be conditionally paid. The notes are not FDIC‑insured, are subject to Nomura’s credit risk, and are typically not listed on an exchange, with secondary market value potentially well below issue price.
Nomura America Finance, LLC, a 100% indirectly owned finance subsidiary of Nomura Holdings, Inc., has established a Form F-3 shelf registration allowing it to issue senior debt securities from time to time. All such securities will be fully and unconditionally guaranteed by Nomura Holdings, Inc.
The specific terms of each series, including maturity, interest structure, currency, redemption features and any index linkage, will be set in a prospectus supplement. Net proceeds from each offering will be lent or otherwise advanced to Nomura or its subsidiaries for general corporate purposes. The securities are senior unsecured obligations of the issuer and the guarantee ranks equally with Nomura’s other senior unsecured debt, leaving holders exposed to Nomura’s credit risk, structural subordination to liabilities of Nomura’s subsidiaries, potential limits on market liquidity, foreign-currency and interest-rate volatility, and conflicts of interest where Nomura affiliates act as underwriters, dealers or market-makers.
Nomura America Finance, LLC is issuing US$2,007,000 of senior unsecured, index-linked notes, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100, maturing on July 19, 2029.
Investors may receive a 2.90% quarterly contingent coupon (11.60% per annum), or $29 per $1,000, only if on each observation date all three indices are at or above their contingent coupon barriers, set at 55.00% of initial index levels. The issuer can redeem the notes early on specified dates starting October 19, 2026, paying principal plus any due coupon.
If the notes are not redeemed and the final level of the worst-performing index is at or above its barrier, investors receive $1,000 plus the final coupon per $1,000. If it is below the barrier, repayment is reduced 1‑for‑1 with the index loss, leading to a loss of up to 100% of principal. The estimated value is $990.40 per $1,000, below the 100% issue price, reflecting structuring and hedging costs. The notes are unsecured obligations, subject to Nomura’s credit risk, are not bank deposits, are not FDIC‑insured, and will not be listed on any exchange, so secondary market liquidity may be limited.
Nomura America Finance, LLC is offering senior unsecured Autocallable Memory Coupon Barrier Notes linked to the S&P 500 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc., with expected issuance on July 21, 2026 and maturity on August 19, 2027.
Investors may receive a contingent coupon of at least 2.07% per quarter per $1,000 note when the S&P 500 closes at or above the contingent coupon barrier of 5,679.30, equal to 75.00% of the initial index value of 7,572.40, on scheduled observation dates. The notes are automatically called, returning principal plus due and unpaid coupons, if the index is at or above the call barrier of 7,572.40 (100.00% of initial) on specified dates from November 16, 2026.
If the notes are not called and the final index value is at or above the 5,679.30 barrier, holders receive $1,000 plus the final contingent coupon and any previously unpaid coupons; if it is below the barrier, repayment is reduced one-for-one with the index decline, up to a 100% loss of principal, and coupons may never be paid. The estimated initial value is $955.50–$985.50 per $1,000, below the 100% price to public, reflecting offering costs and dealer compensation. The notes are unsecured obligations subject to Nomura’s credit risk, will not be listed, may have limited liquidity, and involve complex tax and structural risks.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 Index and Russell 2000 Index, maturing on January 21, 2028. Notes are issued in $1,000 denominations at 100% of principal, with estimated value between $958.70 and $988.70 per $1,000.
The notes pay a contingent monthly coupon of at least 0.8125% (9.75% per annum) only if on each observation date both indices close at or above their contingent coupon barriers, set at 65% of their initial values (SPX 7,572.40; RTY 2,976.259). If any index is below its barrier on an observation date, no coupon is paid for that month, and investors may receive no coupons over the life of the notes.
Unless earlier redeemed at the issuer’s option on specified dates starting August 20, 2026, maturity payment depends on the least performing index. If its final level is at or above the barrier value (also 65% of initial), investors receive principal plus the final coupon. If it is below the barrier, repayment is $1,000 plus $1,000 times that index’s percentage return, exposing investors to up to 100% loss of principal. The notes are unsecured, not FDIC insured, will not be listed on an exchange, involve Nomura credit risk, and have uncertain U.S. tax treatment.
Nomura America Finance, LLC is issuing US$639,000 of senior unsecured Digital Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 indices and maturing on August 20, 2027.
For each $1,000 note, investors receive no interest but at maturity can get principal plus an 11.00% digital return if the least performing index is at or above its 70% barrier. If that index finishes between 70% and 50% of its initial level, investors still receive the 11% digital return but lose 1% of principal for each percentage point of decline from the initial level. Below 50%, the digital return is forfeited and losses match the index’s decline on a 1-to-1 basis, up to a total loss of principal.
The notes are subject to the credit risk of Nomura, are not FDIC-insured, will not be listed, and may have limited liquidity. The estimated value is $990.40 per $1,000, below the 100% issue price, reflecting fees, hedging costs and dealer compensation, including a 0.25% selling commission and distribution costs capped at 0.65%.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering U.S. dollar senior unsecured Step-Down Autocallable Barrier Notes linked to the least-performing of the S&P 500 Index and Russell 2000 Index, under its Senior Global Medium-Term Notes, Series A program, maturing July 19, 2028.
The notes are issued at 100% of principal (minimum investment $10,000), with placement fees up to 0.45% (≤$4.50 per $1,000) and an estimated initial value between $953.70 and $983.70 per $1,000. They pay no interest. Automatic call can occur on July 29, 2027 if each index is at or above 100% of its initial level, returning principal plus a 10.55% premium; on the final valuation date, a call is triggered if both indices are at or above 70% of initial, paying principal plus a 21.10% premium.
If the notes are not called and the worst-performing index finishes below its 70% barrier, repayment is $1,000 + $1,000 × that index’s performance, exposing investors to up to a 100% loss of principal. The notes are unsecured obligations of the issuer, guaranteed by Nomura, are not FDIC insured, will not be listed on an exchange, and involve complex market, credit, liquidity and tax risks highlighted in the risk discussions.