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Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering US$2,888,000 of autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index and the Nikkei 225 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a quarterly contingent coupon of 2.75% (11.00% per annum) if each reference asset closes on a coupon observation date at or above 75% of its initial value, are callable quarterly on or after September 28, 2026, and mature on or about April 1, 2032. If not called and the least performing reference asset finishes below its 75% barrier, principal at maturity is reduced 1% for each 1% decline in that asset, up to a 100% loss.
Nomura America Finance, LLC is offering US$1,458,000 issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc., due September 15, 2027. The notes pay a monthly contingent coupon of 1.4917% (≈17.90% annually) if each reference asset closes at or above 80.00% of its initial value on observation dates.
The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ‑100 (NDX). The issuer may redeem on or after June 15, 2026. If the least performing reference asset falls below its 75.00% barrier at the final valuation, principal is reduced one‑for‑one (loss up to 100%). The pricing models estimated value was $979.60 per $1,000 principal (less than the public price).
Nomura America Finance, LLC is offering $3,514,000 of Senior Global Medium‑Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index (SPX) and the SPDR® S&P® Regional Banking ETF (KRE). The trade date is March 26, 2026, original issue date March 31, 2026 and stated maturity April 1, 2032.
The notes pay a contingent quarterly coupon of 3.30% (13.20% per annum) if each reference asset’s closing value is at or above its contingent coupon barrier on coupon observation dates. The notes are automatically called if both references are at or above their call barriers on a call observation date, and principal repayment at maturity depends on the final value of the least performing reference asset. Initial values: SPX 6,477.16 and KRE $64.47; contingent coupon barriers (75%): SPX 4,857.87 and KRE $48.35. The estimated value at trade date was $938.60 per $1,000 principal; price to public is 100.00% with agent commission 3.00% and proceeds to issuer 97.00%.
Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.
He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.
NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes linked to the common stock of Tesla, Inc., due April 19, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay contingent quarterly coupons (at least 3.50% per quarter, equivalent to at least 14.00% per year) if Tesla's closing value is at or above a contingent coupon barrier of 60.00% of the initial value on each coupon observation date, and are automatically callable if Tesla closes at or above 100.00% of its initial value on a call observation date.
The original issue price is 100.00%, the distribution agent’s commission is up to 4.50%, and proceeds to issuer are at least 95.50%. The pricing models estimate the notes' value on the trade date between $899.50 and $929.50 per $1,000 principal amount. The notes are unsecured, will not be FDIC insured, and involve significant risks including potential loss of up to 100% of principal if the final value is below the barrier.
Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.
After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.
Nomura America Finance, LLC priced US$939,000 of issuer‑redeemable, contingent‑coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ‑100 (NDX).
Trade date is March 20, 2026, original issue date March 25, 2026 and stated maturity (final valuation) is tied to March 20, 2031 with maturity payment on March 25, 2031. Contingent coupon is 0.9458% monthly (equivalent to 11.35% per annum). Contingent coupon barriers equal 70% of initial values and barrier values equal 60% of initial values (SPX: initial 6,506.48, contingent coupon barrier 4,554.54, barrier 3,903.89; RTY and NDX initial and barrier values are listed).
Per $1,000 principal amount: price to public is 100.00%, agent’s commission 0.25%, proceeds to issuer 99.75%. The pricing models estimated value was $962.10 per $1,000 at terms set on the trade date. If the final value of the least performing reference asset is below its barrier, investors bear 1:1 downside to principal and may lose up to 100% of principal.
Nomura America Finance, LLC priced a US$548,000 issue of issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100. Trade date is March 18, 2026 and original issue date is March 23, 2026.
The notes pay a monthly contingent coupon of 1.0208% (equivalent to approximately 12.25% per annum) when each reference asset is at or above its contingent coupon barrier. At maturity on March 21, 2031, holders receive principal plus the final contingent coupon if the least performing reference asset is at or above its contingent coupon barrier; otherwise the cash settlement is linked 1:1 to the performance of the least performing reference asset and could result in a complete loss of principal.
Nomura Holdings, Inc. has scheduled the release of its operating results for the fourth quarter and full fiscal year ending March 31, 2026. The announcement will take place in Tokyo at 15:30 on April 24, 2026.
Financial statements and presentation materials will be posted on Nomura’s website shortly after the announcement. The company will also host a conference call with a live audio webcast via nomura.com at 18:30 (JST), which corresponds to 10:30 (BST) and 05:30 (EDT).