Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings outlines its corporate governance and capital management framework, emphasizing full compliance with Japan’s Corporate Governance Code and operation as a company with three statutory board committees dominated by seven outside directors out of eleven.
The group reports return on equity of 10.0% and pretax profit of ¥472.0 billion for the year ended March 2025, and ROE of 10.1% with pretax profit of ¥539.8 billion for the year ended March 2026. Management has raised 2030 quantitative targets to ROE of 10–12%+ and income before income taxes of over ¥750 billion, compared with an initial goal of over ¥500 billion, aiming to generate returns above an estimated 10% cost of equity; price-to-book was 0.96 times as of March 31, 2026.
The report details diversity and human‑capital initiatives, including women representing 22.2% of managers at Nomura Securities and 24% of managers group‑wide, with a 30% target by 2030, and explains incentive structures linking executive pay to metrics such as earnings per share of ¥118.99 and total shareholder return of 138.2%.
Nomura America Finance, LLC is offering US$12,210,000 of senior unsecured Autocallable Memory Contingent Coupon Buffer Notes linked to Qualcomm Incorporated common stock, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a 5.04% quarterly contingent coupon (US$50.40 per US$1,000) only if QCOM’s closing value is at or above the contingent coupon buffer of $103.07, which is 60% of the $171.78 initial value; missed coupons may be paid later if the barrier is met on subsequent observation dates.
The notes are automatically called if QCOM is at or above the $171.78 call barrier (100% of initial value) on specified observation dates, returning principal plus the then-due and any previously unpaid contingent coupons. If not called and the final value is at or above the buffer value of $103.07, investors receive principal plus the final contingent coupon and any unpaid contingent coupons. If the final value is below the buffer value, principal is reduced using a 1.6667x downside leverage factor beyond a 40% loss, and investors can lose up to 100% of principal.
The price to the public is 100% of principal, with a 1.00% selling concession and 99.00% proceeds to the issuer. The estimated value is $985.10 per $1,000 at pricing. The notes are not bank deposits, are unsecured obligations of Nomura America Finance, LLC guaranteed by Nomura Holdings, Inc., are subject to Nomura’s credit risk, will not be listed on any securities exchange, and have uncertain U.S. tax treatment, which the issuer intends to treat as contingent income-bearing pre-paid derivative contracts.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$775,000 of unsecured Autocallable Memory Coupon Barrier Notes linked to the S&P 500 Index, maturing August 19, 2027. The notes are part of the Senior Global Medium-Term Notes, Series A program and will not be listed on any exchange.
Investors pay 100% of principal, while the issuer receives 98.958% after a 1.042% selling concession; the notes’ estimated value on the trade date is $983.40 per $1,000, below the issue price. The notes pay a contingent coupon of $20.70 per $1,000 (2.07% quarterly) only if the S&P 500 closes at or above the 75% barrier (5,679.30) on observation dates; missed coupons may be paid later if conditions are met ("memory" feature).
The notes are autocallable from November 16, 2026 if the index is at or above 100% of the initial level (7,572.40), returning principal plus due and unpaid coupons. If not called and the final S&P 500 level is below the 75% barrier, repayment is reduced one-for-one with the index decline, and investors can lose up to 100% of principal. Returns are capped at principal plus coupons; there is no participation in index upside. The notes carry Nomura credit risk, feature limited liquidity, and have uncertain and complex U.S. tax treatment.
Nomura America Finance, LLC is issuing US$2,071,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are issuer redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Index, maturing on July 19, 2029.
The notes pay a 2.875% quarterly contingent coupon (11.50% per annum), or $28.75 per $1,000, only if on each observation date all three indexes are at or above their respective contingent coupon barriers, set at 70% of initial values (SPX 5,273.64; RTY 2,082.197; NDX 20,318.04). Principal protection is conditional: if the least performing index on the final valuation date is at or above its barrier value (65% of initial), investors receive at least $1,000 per note; if it is below, repayment is reduced 1-for-1 with the index loss, up to a total loss of principal.
The issuer may redeem the notes at its option on specified quarterly dates starting July 21, 2027, paying principal plus any due coupon. The original issue price is 100% of principal; agent’s commission is 0.55%, for net proceeds of $2,059,609.50. The estimated value at pricing is $974.50 per $1,000, reflecting structuring and distribution costs, and the notes will not be listed on any exchange. Investors are exposed to Nomura’s credit risk, equity market downside in all three indexes, and the possibility of receiving no coupons and losing up to 100% of principal.
Nomura America Finance, LLC is issuing Senior Global Medium-Term Notes, Series A, issuer-redeemable contingent coupon barrier notes linked to the Nasdaq-100, Russell 2000 and S&P 500, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes offer a monthly contingent coupon of at least 1.15% (at least 13.80% per annum) per $1,000, payable only if on each observation date all three indices close at or above 75.00% of their initial values.
Nomura may redeem the notes at par plus any due coupon on monthly optional redemption dates starting January 28, 2027. If not redeemed and the least performing index ends below its 75.00% barrier on the final valuation date, repayment of principal is reduced 1-for-1 with the index loss, down to a potential 100% loss of principal. The notes are unsecured, not FDIC-insured, will not be listed on any exchange, and are subject to Nomura’s credit risk. Price to public is 100% of principal, with an estimated initial value between $950.20 and $980.20 per $1,000 and an agent’s commission of up to 0.75%.
Nomura America Finance, LLC is offering $4,427,000 of Senior Global Medium-Term Notes, Series A, issuer-redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, guaranteed by Nomura Holdings, Inc.
The notes pay a 0.8125% monthly contingent coupon (9.75% per annum) only if on each observation date both indices are at or above their respective contingent coupon barriers, set at 65% of initial values (SPX 7,572.40; RTY 2,976.259). At maturity on January 21, 2028, if the notes are not called and the least-performing index is below its barrier, repayment of principal is reduced 1-for-1 with the index loss, and investors can lose up to 100% of principal.
The issuer may redeem the notes at its option on monthly coupon dates starting August 20, 2026, paying principal plus any due coupon. The notes are unsecured obligations, not FDIC insured, with an estimated value of $987.20 per $1,000 at pricing, below the 100% price to public.
Nomura America Finance, LLC is issuing senior unsecured structured notes due July 27, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the Russell 2000, S&P 500 and Nasdaq‑100 indices.
Investors may receive a contingent quarterly coupon of at least 3.50% (14.00% per annum) per $1,000 only if, on every trading day in the quarter, each index stays at or above 75.00% of its initial value. If this condition fails in a period, no coupon is paid for that quarter, and investors could receive no coupons over the life of the notes.
Unless earlier redeemed at Nomura’s option on specified dates from October 28, 2026, maturity payment depends on the worst index. If its final level is at or above 75.00% of its initial value, holders receive $1,000 plus the final contingent coupon. If it is below 75.00%, repayment is $1,000 plus the index return, exposing investors to 1‑for‑1 downside and up to 100% loss of principal. The estimated value at pricing is expected between $941.30 and $971.30 per $1,000, the notes will not be listed, and returns are subject to Nomura’s credit risk and uncertain tax treatment.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering US$1,780,000 of senior unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, maturing July 19, 2029.
The notes pay a 1.0333% monthly contingent coupon (about 12.40% per year, or $10.333 per $1,000) only if on each observation date all three indices are at or above their respective contingent coupon barriers set at 70% of initial value.
Principal is not protected: if at maturity the least performing index closes below its barrier value set at 55% of initial value, repayment is reduced 1-for-1 with the index loss, down to a total loss of principal. The issuer may redeem the notes early on designated dates from October 20, 2026, paying principal plus any due coupon. The estimated initial value is $985.80 per $1,000, below the 100% issue price, reflecting fees, hedging and structuring costs. Investors are exposed to Nomura’s credit risk, potential illiquidity, complex payoff terms, and various structural and tax risks highlighted in the risk factor sections.
Nomura America Finance, LLC is issuing $360,000 of Senior Global Medium‑Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are Autocallable Contingent Coupon Barrier Notes linked to the Class C common stock of Dell Technologies Inc. (DELL), maturing on July 19, 2029.
The notes pay a contingent coupon of $63.875 per $1,000 (6.3875% quarterly, 25.55% per annum) only if DELL’s closing value is at or above the contingent coupon barrier of $206.34, which is 50% of the initial value of $412.68, on each observation date. The notes are subject to automatic call on quarterly dates starting January 15, 2027 if DELL is at or above the call barrier level of $412.68, in which case investors receive principal plus the relevant coupon.
If not called, at maturity investors receive either $1,000 plus the final coupon if DELL’s final value is at or above the barrier value of $206.34, or $1,000 plus $1,000 × reference asset performance if below the barrier, exposing them to up to 100% loss of principal. The estimated value is $892.70 per $1,000, below the 100% issue price, reflecting commissions and structuring and hedging costs. The notes are unsecured, not FDIC‑insured, will not be listed on any exchange, and are subject to Nomura’s credit risk and uncertain tax treatment.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering $10,000,000 of Step-Down Autocallable Barrier Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, due July 19, 2028. The notes are issued at 100.00% of principal with an agent’s commission of 0.45%, providing issuer proceeds of $9,955,000. They are unsecured obligations, pay no interest, and may be automatically called if each index is at or above its call barrier, with call premiums of 10.55% in 2027 or 21.10% at maturity. If not called and the least performing index finishes below its 70% barrier value, repayment is reduced 1% for every 1% decline and investors can lose up to 100% of principal. The initial values are 7,543.59 for SPX and 2,964.764 for RTY, with barrier values set at 70% of these levels, and the estimated value is $983.80 per $1,000, below the issue price.