Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing $2,778,000 of Senior Global Medium-Term Notes, Series A, in the form of autocallable contingent coupon barrier notes linked to the least performing of the Russell 2000 Index and the Nasdaq‑100 Index, maturing on November 26, 2030.
The notes pay a 2.20% quarterly contingent coupon (8.80% per year) of $22 per $1,000, only if on each observation date both indices are at or above their coupon barriers set at 75% of initial values (RTY 1,777.190; NDX 18,179.68). They are automatically called, starting May 2026, if both indices are at or above their initial levels, returning principal plus the applicable coupon.
If not called and the final level of the worst index is at or above its 75% barrier, holders receive $1,000 plus the final coupon per note. If the worst index finishes below its barrier, repayment is reduced 1‑for‑1 with the index loss, up to a total loss of principal. The notes are unsecured, not FDIC‑insured, carry Nomura credit risk, may have limited liquidity, and have an estimated value of $940.30 per $1,000, below the 100% issue price. The agent’s commission is 3.00% with proceeds to issuer of 97.00%.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering US$500,000 of Autocallable Contingent Coupon Barrier Notes linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq-100 indices. The notes are priced at 100% of principal with a 1% selling commission, providing proceeds of 99% to the issuer.
The notes pay a 3.395% quarterly contingent coupon ($33.95 per $1,000) only if on each observation date all three indices are at or above their contingent coupon barriers, set at 75% of their initial values, which are also the barrier levels for principal protection at maturity. The notes are automatically called on or after February 20, 2026 if each index is at or above 100% of its initial value, returning principal plus the coupon.
If the notes are not called and the final value of the worst-performing index is below its barrier, investors receive $1,000 plus $1,000 times that index’s performance, resulting in up to a 100% loss of principal. The notes are unsecured obligations, not FDIC insured, and carry Nomura credit risk. The estimated value is $983.70 per $1,000, less than the price to public.
Nomura America Finance, LLC is offering US$557,000 of senior unsecured autocallable contingent coupon barrier notes linked to Intel Corporation common stock, maturing on November 27, 2028 and fully guaranteed by Nomura Holdings, Inc.
The notes pay a 3.9375% quarterly coupon (15.75% per year) only if Intel’s closing price on each observation date is at least 60% of the initial value of $34.50. Starting May 21, 2026, the notes are automatically called at par plus the coupon if Intel is at or above the $34.50 call barrier on a call observation date.
If the notes are not called and Intel falls more than 40% so that its final value is below the $20.70 barrier, repayment of principal is reduced 1-for-1 with the stock’s decline, up to a 100% loss of principal. The estimated value is $936.20 per $1,000 at pricing versus a 100% issue price, and the issuer receives 96.00% of principal after a 4.00% selling commission. The notes will not be listed on any exchange and involve both market and Nomura credit risk.
Nomura America Finance, guaranteed by Nomura Holdings, is issuing $100,000 of autocallable contingent coupon barrier notes linked to Tesla, Inc. (TSLA), maturing on November 27, 2028. The notes pay a 4.50% quarterly contingent coupon (18.00% per annum) only if TSLA’s closing price on each observation date is at least 60% of the initial value of $391.09.
Starting May 21, 2026, the notes are automatically called at par plus the coupon if TSLA is at or above the call barrier level of $391.09 (100% of initial) on a call observation date. If the notes are not called and TSLA’s final value is below the barrier value of $234.65 (60% of initial), investors are fully exposed to TSLA’s decline on a 1‑for‑1 basis and can lose up to their entire principal at maturity.
The notes are unsecured obligations, not FDIC insured, and will not be listed on any exchange. The price to public is 100.00%, with a 4.00% agent’s commission, resulting in 96.00% proceeds to the issuer. The estimated value is $938.00 per $1,000 principal amount at pricing, reflecting structuring and distribution costs.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering unsecured Autocallable Contingent Coupon Barrier Notes linked to Target Corporation common stock, maturing on December 20, 2028. The notes pay a contingent quarterly coupon of at least 2.5875% (10.35% per year) per $1,000 only if Target’s share price is at or above a barrier set at 60% of its initial value on each observation date. The notes may be automatically called starting June 15, 2026 if Target’s stock is at or above 100% of its initial value, in which case investors receive principal plus the applicable coupon.
If the notes are not called and Target’s final share value is below the 60% barrier, repayment of principal is reduced 1-for-1 with the stock’s decline, and investors can lose up to their entire investment. The estimated value at pricing is expected to be between $890.80 and $920.80 per $1,000, below the 100% issue price. An affiliate, Nomura Securities International, Inc., acts as distribution agent, with commissions up to 4.50% and proceeds to the issuer of at least 95.50% of principal. The notes are not FDIC insured and will not be listed on any securities exchange.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering autocallable contingent coupon barrier notes linked to Intel Corporation common stock, maturing on December 20, 2028. Each $1,000 note pays a quarterly contingent coupon of at least 3.50% (at least 14.00% per annum) only if Intel’s share price is at or above 60.00% of its initial value on each observation date.
The notes can be automatically called starting June 15, 2026 if Intel is at or above 100.00% of its initial value, in which case investors receive principal plus the applicable coupon. If the notes are not called and Intel ends below the 60.00% barrier on the final valuation date, repayment of principal is reduced 1-for-1 with the share decline, up to a total loss of the $1,000 principal. The notes are unsecured obligations, priced at 100.00% of principal with up to 4.50% in selling commissions, and have an estimated initial value between $890.40 and $920.40 per $1,000.
Nomura Holdings filed a Form 6-K presenting semi-annual results for the six months ended September 30, 2025. Net revenue rose to ¥1,038.8 billion from ¥937.8 billion a year earlier, and income before income taxes increased to ¥296.9 billion. Net income attributable to shareholders was ¥196.6 billion, lifting basic earnings per share to ¥66.54.
Wholesale led growth with net revenue of ¥540.3 billion, supported by stronger equities in Global Markets, while Wealth Management held steady at ¥222.3 billion and Investment Management reached ¥111.4 billion. A newly reported Banking segment delivered ¥25.7 billion of net revenue. Client assets in Wealth Management were ¥162.3 trillion and assets under management were ¥101.2 trillion.
Nomura agreed to acquire Macquarie asset management entities for about $1.8 billion (approximately ¥278.9 billion) in cash, expected to close by the end of December 2025 subject to regulatory approvals. The liquidity portfolio stood at ¥10,877.6 billion and cash from operating activities was an inflow of ¥942.8 billion. Total assets were ¥60,367.7 billion and NHI shareholders’ equity ¥3,485.3 billion, with a common equity Tier 1 ratio of 13.00% and an external TLAC ratio of 26.62% of risk-weighted assets.
Nomura Holdings Inc. (NMR) filed a Form 13F-HR disclosing its institutional equity holdings. The report lists 2,495 information table entries with an aggregate reported value of $64,565,684,446.
The filing is a 13F Holdings Report, indicating all reportable positions are included. It also identifies 3 other included managers associated with the report. This is a routine quarterly disclosure of U.S. equity positions by a large institutional manager.
Nomura Holdings (NMR) filed a monthly share buyback update. The report covers October 2025 and shows no repurchases during the month under the board authorization dated April 25, 2025 (repurchase period from May 15, 2025 to December 30, 2025).
As of October 31, 2025, Nomura had repurchased 66,790,900 common shares for an aggregate 59,999,913,930 JPY. The filing lists progress of share repurchase at 66.8% (shares) and 100.0% (amount). During the month, the company disposed of 111,064 treasury shares in total, mainly from exercise of stock acquisition rights (111,000 shares; 62,811,000 JPY).
As additional context, total issued shares were 3,163,562,601 and treasury shares were 229,465,317 as of October 31, 2025.
Nomura America Finance priced US$20,000,000 Step-Down Autocallable Barrier Notes linked to the least performing of the S&P 500 (SPX) and Russell 2000 (RTY), due November 9, 2027, and fully and unconditionally guaranteed by Nomura Holdings. The notes are unsecured, bear no interest, and will not be listed.
The price to public is 100% of principal; agent’s commission is 0.45%, for issuer proceeds of 99.55% (US$19,910,000). The estimated value at pricing is $986.40 per $1,000. Automatic call occurs if the closing value of each index meets its call barrier on any observation date: on November 18, 2026 the barrier is 100% with a 10.10% call premium; on the final valuation date (November 4, 2027) the barrier is 70% with a 20.20% premium. Initial values: SPX 6,771.55; RTY 2,427.337; barrier values: SPX 4,740.09; RTY 1,699.136. If not called, maturity payment equals $1,000 plus $1,000 times the performance of the least performing index, which can result in up to a 100% loss of principal.