Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings Inc. director Ishizuka Masahiro reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan at $9.83 per share, with the price converted from Japanese yen at JPY164.01 = US$1. Following this award, he beneficially owns 482.535 shares indirectly via the plan and 10,600 shares directly, with a June 25, 2026 transfer of 700 shares between his plan and brokerage accounts resulting in no change in his total beneficial ownership.
Ozaki Yukiko, an officer of Nomura Holdings Inc, received a grant of 6.1690 shares of common stock on July 24, 2026 at $9.8300 per share, held indirectly through an officers' stock ownership plan. The dollar price is converted from yen at JPY164.01 = US$1. Indirect plan holdings total 68.0680 shares, and direct holdings total 21019.0000 shares, reflecting a transfer of 100 shares from the plan to a brokerage account with no change in total securities beneficially owned. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
Nomura Holdings director Shoji Ogawa received a grant of 183.927 shares of common stock on July 24, 2026 at a price of $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. These shares are held indirectly through an officers' stock ownership plan, bringing that plan holding to 422.750 shares. A separate entry reports 58,840 shares held directly, with a footnote explaining that a prior transfer of 700 shares from the plan to a brokerage account on June 25, 2026 did not change Ogawa's total beneficial ownership.
Nomura Holdings CIO Akio Hori reported receiving a grant of 61.412 shares of common stock on July 24, 2026 through an officers' stock ownership plan, valued at $9.83 per share after conversion from Japanese yen at JPY164.01 = US$1. Following this award, indirect holdings in the plan total 151.964 shares. The filing also reports 60,082 directly held shares, reflecting a June 25, 2026 transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.
Nomura Holdings Inc. executive Tobari Akihito, Head of Wealth Management, reported a grant of 61.4200 shares of common stock on July 24, 2026, acquired indirectly through an officers' stock ownership plan at $9.8300 per share, with the price converted from yen using a JPY164.01 = US$1 exchange rate.
After this award, indirect plan holdings were 167.0640 shares. A separate entry shows 105,866.0000 shares held directly, reflecting a transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$2,000,000 of Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of GE Vernova Inc. (GEV), maturing on August 9, 2027.
The notes pay a 2.00% monthly contingent coupon per $1,000 only if GEV’s closing value on each observation date is at or above the contingent coupon buffer of 70.00% of the initial value ($689.52). Starting September 4, 2026, the notes are automatically called if GEV is at or above 110.00% of its initial value ($1,083.53), returning principal plus the applicable coupon and any unpaid coupons.
If not called and the final value is below the buffer value of 70.00%, principal is reduced with a 1/0.70 (≈1.42857x) downside leverage factor, exposing investors to up to 100% loss of principal. The estimated value is $983.60 per $1,000, below the 100% issue price, and the notes are unsecured, not FDIC insured, unlisted, and subject to Nomura’s credit and complex U.S. tax treatment.
Nomura America Finance, LLC is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes trade at 100% of principal with an agent’s commission of up to 0.40%, in minimum denominations of $1,000, and are scheduled to mature on July 29, 2031.
The notes pay a contingent monthly coupon of about 1.0917% (≈13.10% per year) only if on each observation date all three indices are at least 70% of their initial values55% and 70%, only principal is repaid; if it is below 55%, repayment is reduced 1:1 with the index loss and investors may lose up to 100% of principal.
The issuer may redeem the notes at its option on specified dates starting October 29, 2026, paying principal plus any due coupon. The estimated value on the trade date is expected to be between $955.10 and $985.10 per $1,000, below the public offering price. The notes are not FDIC insured, will not be listed on an exchange, and expose investors to the credit risk of Nomura.
Nomura America Finance, LLC is offering senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes are issued at 100.00% of principal, with an estimated initial value between $956.90 and $986.90 per $1,000, and an agent’s commission of up to 0.40%. Investors may receive a contingent coupon of at least 1.15% monthly (at least 13.80% per annum) only if, on each observation date, all three indices are at or above 70% of their initial values; otherwise no coupon is paid for that period.
Principal is protected only if the least performing index on the final valuation date is at or above 65% of its initial value. If it falls below this barrier, repayment is reduced 1-for-1 with the index decline, leading to potential 100% loss of principal. The issuer may redeem the notes early on specified dates from November 4, 2026, paying principal plus any due coupon. The notes mature on February 2, 2029, are not FDIC-insured, are subject to Nomura’s credit risk, and will not be listed on any securities exchange.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS, INC. (NMR), via its finance subsidiary Nomura America Finance, LLC, is issuing US$3,100,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. These are issuer-redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, maturing January 25, 2028.
The notes pay a contingent monthly coupon of $8.667 per $1,000 principal (about 0.8667% per month, 10.40% per year) only if, on each observation date, both indices are at or above their contingent coupon barriers, set at 65% of initial levels. Principal repayment at maturity is also contingent: if the least performing index is at or above its 65% barrier, investors receive $1,000 plus the final coupon; if it is below, repayment is reduced 1-for-1 with the index loss and investors can lose up to 100% of principal.
The issuer may redeem the notes at its option on monthly dates starting August 25, 2026, paying principal plus any due coupon. The estimated value is $990.70 per $1,000 at pricing, below the 100% issue price, reflecting dealer compensation and structuring/hedging costs. The notes are unsecured, subject to Nomura’s credit risk, will not be listed on an exchange, and may have limited or illiquid secondary trading.