Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings reported strong regulatory capital and loss‑absorbing buffers as of December 31, 2025. Common equity Tier 1 capital was 3,132.7 billion yen, supporting a Common equity Tier 1 capital ratio of 13.07% and a Tier 1 capital ratio of 15.31% on total risk‑weighted assets of 23,959.0 billion yen.
The consolidated capital adequacy ratio stood at 16.10%, while the consolidated leverage ratio was 5.03%. External TLAC ratios were 27.23% on a risk‑weighted assets basis and 10.01% on a leverage exposure basis, indicating substantial capacity to absorb losses under regulatory standards.
Nomura America Finance, LLC is offering US$1,000,000 of autocallable, memory contingent coupon barrier notes linked to JetBlue Airways Corporation common stock due April 20, 2027. The notes pay a 9.39% quarterly contingent coupon if the reference stock meets the contingent coupon barrier on observation dates, are callable if the stock is at or above the call barrier, and repay principal at maturity only if the final stock value is at or above the 65.00% barrier; otherwise repayment is reduced pro rata by reference asset performance. The original issue price is 100.00% and the estimated value at pricing was $961.80 per $1,000.
Nomura America Finance, LLC offers US$ Senior Global Medium-Term Notes—autocallable, memory contingent coupon barrier notes linked to JetBlue Airways Corporation common stock due April 20, 2027. The notes pay a contingent quarterly coupon of at least $93.90 per $1,000 (at least 9.39% quarterly, to be set on the trade date), are callable if JetBlue closes at or above the call barrier (100% of initial value) on any call observation date, and return either principal plus contingent coupons or, if the final value is below the 65.00% barrier ($2.938, based on an initial value of $4.52), a proportionate cash settlement that can result in up to 100% principal loss.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program authorized by its Board on January 30, 2026. During the period from March 1 to March 31, 2026, the company repurchased 24,638,300 common shares for an aggregate 30,180,151,350 yen via stock exchange purchases through a trust bank.
The Board authorization permits repurchases of up to 100 million common shares, described as 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026, excluding the ten business days following quarterly results announcements. As of March 31, 2026, Nomura had cumulatively repurchased 32,551,600 shares for 41,478,448,300 yen under this program.
Nomura America Finance, LLC is offering $1,500,000 principal of Digital Buffer Notes linked to the least performing common stock of Apple Inc. and NVIDIA Corporation, due May 5, 2027. The notes pay a fixed digital return of 17.25% if the least performing reference asset is at or above its digital barrier.
The notes provide approximately 1.428571x downside exposure for each 1.00% decline beyond a -30.00% threshold and may result in loss of up to 100% of principal. Payments are unsecured and subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due April 5, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 3.00% (at least 12.00% per annum) if each reference asset closes on an observation date at or above 55.00% of its initial value. The trade date is March 31, 2026 (original issue date expected April 3, 2026); estimated value on the trade date is $951.60–$981.60 per $1,000 principal. If not redeemed early, principal is exposed 1:1 to declines in the least performing reference asset below its 55.00% barrier 45.00% decline can eliminate principal). Price to public is 100.00% with agent commission up to 0.25%.
Nomura America Finance, LLC priced US$1,100,000 of issuer‑redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent coupon of 2.25% quarterly (9.00% per annum) when each reference index closes at or above a 50% barrier, mature March 29, 2029, and are linked to the least performing of the S&P 500, Nasdaq‑100 and Russell 2000. The notes have an original issue price of 100.00% (proceeds to issuer $1,089,000) and an estimated model value on the trade date of $968.80 per $1,000, below the issue price. Payments at maturity depend on the final performance of the least performing reference asset; if that asset finishes below its 50% barrier, investors can lose up to 100% of principal.
Nomura America Finance, LLC priced and is offering $2,708,000 principal amount of Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the S&P 500® Index due April 13, 2027. The notes pay a contingent quarterly coupon of 2.3525% when the index closes at or above the contingent coupon buffer (90.00% of the initial index value) on coupon observation dates, are callable if the index closes at or above the call barrier (100.00% of initial value) on call observation dates, and provide a 10.00% buffer at maturity with ~1.11111x downside exposure beyond that buffer. The offering priced at 100.00% of principal ($1,000 denominations) with proceeds to the issuer of 99.00% per note; the estimated model value on the trade date was $976.30 per $1,000 principal. The notes are unsecured obligations of the issuer, fully guaranteed by Nomura Holdings, Inc., and involve significant credit, market, tax and liquidity risks described in the supplement.
Nomura America Finance, LLC is offering US$125,000 in Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). The trade date is March 27, 2026 with original issue date March 31, 2026 and stated maturity April 2, 2029. The notes pay a contingent quarterly coupon of 3.525% (3.525% per quarter, equivalent to 14.10% per annum) when each reference asset is at or above its contingent coupon barrier on coupon observation dates, and are automatically called if all reference assets are at or above their call barriers on a call observation date. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering Redeemable Contingent Coupon Barrier Notes due March 29, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.25% per $1,000 (equivalent to 9.00% per annum) if each reference index closes at or above 50% of its strike value on coupon observation dates. The notes are linked to the least performing of the S&P 500, Nasdaq-100 and Russell 2000; if the least performing index finishes below its 50% barrier at maturity, principal is reduced 1-for-1 with that index's percentage decline. Original issue price is 100.00%; estimated model value on trade date is between $944.50 and $974.50 per $1,000 principal.