Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering issuer-redeemable contingent coupon barrier notes linked to the worst-performing of the S&P 500 Index and the Russell 2000 Index, maturing on December 24, 2030. The notes pay a monthly contingent coupon of at least 0.833% (about 10.00% per year) only if, on each observation date, both indices close at or above 70% of their initial values.
Nomura may redeem the notes early, in whole, on any monthly optional redemption date starting March 24, 2026, paying principal plus any due coupon. If the notes are not redeemed, principal repayment at maturity depends on the least performing index: if it is at or above 70% of its initial level, holders receive principal plus the final coupon; if it is between 60% and 70%, holders receive only principal; if it is below 60%, repayment is reduced 1-to-1 with the index loss, up to a total loss of principal.
The notes are unsecured obligations of the issuer, subject to Nomura’s credit risk, will not be listed on any exchange, and are not FDIC insured. The estimated value at pricing is expected to be between $955.40 and $985.40 per $1,000 principal amount, less than the price to public, and the supplement highlights extensive structural, market, credit and tax risks.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, plans to issue autocallable memory coupon barrier notes linked to the least performing of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index, maturing on December 22, 2028. The notes pay a monthly contingent coupon of at least 0.821% (about 9.85% per year) when each index closes at or above 70% of its initial value, with missed coupons potentially paid later if conditions are met.
The notes can be called monthly starting June 22, 2026 at par plus the applicable coupon and any previously unpaid coupons if each index is at or above its initial level. If not called and the least performing index ends below 70% of its initial value at maturity, principal is reduced 1-for-1 with the index loss, up to a total loss of principal. The estimated initial value is expected between $944.60 and $974.60 per $1,000, they are unsecured, not FDIC insured, and will not be listed on an exchange.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering step-down autocallable barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100, maturing in December 2028. The price to the public is 100% of principal, while the estimated value is expected to range from $947.40 to $977.40 per $1,000, reflecting embedded fees and hedging costs.
The notes may be automatically called if on specified observation dates each index is at or above 80% of its initial level, paying principal plus call premiums of 10.25%, 20.50% or 30.75%. If not called and the worst index finishes below a 70% barrier, repayment is reduced one‑for‑one with the decline, down to a total loss of principal. The notes pay no interest, are unsecured obligations and are not FDIC insured, so returns depend both on index performance and Nomura’s creditworthiness.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering autocallable contingent coupon barrier notes linked to the least performing shares of Goldman Sachs, Morgan Stanley and Wells Fargo, maturing in January 2029. The notes are unsecured obligations and will not be listed on any exchange, so secondary market liquidity may be limited.
Holders can receive quarterly contingent coupons of at least 3.125% (12.50% per year) per $1,000 if each stock is at or above 70% of its initial level on the relevant observation date. The notes are automatically called, returning principal plus the coupon, if all three stocks are at or above 100% of their initial levels on specified dates starting in June 2026. If the notes are not called and the weakest stock finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the decline, up to a total loss. The preliminary estimated value is $889.30–$919.30 per $1,000, below the issue price, and buyers also take on Nomura credit risk and uncertain tax treatment.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., plans to issue unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in December 2027. The notes pay a monthly contingent coupon of at least 1.142% (about 13.70% per year) only if each index closes at or above 80% of its initial value on the relevant observation date, and investors may receive no coupons.
Nomura may redeem the notes at par plus any due coupon on monthly dates starting in June 2026. At maturity, if not redeemed, investors receive full principal plus the final coupon if the worst index ends at or above its 80% barrier, full principal if the worst index is between 75% and 80% of its initial level, and a loss matching the full decline of the worst index if it finishes below 75%, up to a total loss of principal. The estimated initial value is between $948.60 and $978.60 per $1,000, reflecting fees and hedging costs, and the notes will not be listed on any exchange.
Nomura America Finance, LLC is offering step-down autocallable barrier notes linked to the S&P 500® Index and the Russell 2000® Index, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are unsecured Senior Global Medium-Term Notes, Series A, expected to be issued on December 18, 2025 and maturing on December 16, 2027, with a minimum denomination of $1,000 and a price to the public of 100%.
The notes may be automatically called if on a call observation date the closing value of each index is at or above its call barrier. If called on December 28, 2026, investors receive principal plus a 9.80% call premium; if called on the final valuation date in 2027, they receive principal plus a 19.60% call premium. If the notes are not called and the least performing index finishes below its barrier value of 70% of its initial level, the payoff at maturity is $1,000 plus $1,000 times the index performance, so investors can lose up to 100% of principal.
The notes pay no periodic interest, will not be listed on any securities exchange and are subject to the credit risk of Nomura. The estimated value at pricing is expected to be between $949.00 and $979.00 per $1,000 principal amount, less than the issue price, reflecting structuring costs and dealer compensation of up to $4.50 per $1,000.
Nomura Holdings reports detailed fair value and derivatives disclosures for the six months ended September 30, 2025, highlighting how it values complex securities, collateralized agreements, and derivative positions under U.S. GAAP. The notes explain how master netting agreements, collateral offsets, and Level 3 valuation inputs such as credit spreads, prepayment rates, and loss severity affect reported trading and investment balances.
A key event in the period was the sale of certain land and buildings in Takanawa, Tokyo to Nomura Real Estate Development and a third-party financing company, which Nomura treats as a related-party transaction. This sale generated a gain of ¥56,144 million, recorded in Revenue—Other. The company also discloses dividends per share of ¥23.00 for the six months ended September 30, 2024 and ¥27.00 for the six months ended September 30, 2025, indicating higher cash returns to shareholders.
Nomura Holdings, Inc. reports on its ongoing share buyback program and treasury share activity for the period from November 1 to November 30, 2025. Under a board authorization dated April 25, 2025 for repurchases of up to 100,000,000 common shares or JPY 60,000,000,000, the company had cumulatively repurchased 66,790,900 shares for JPY 59,999,913,930 as of November 30, 2025, representing 66.8% of the share limit and 100.0% of the monetary limit. No share repurchases occurred during the November reporting month. During the month, 131,500 shares were issued through exercises of stock acquisition rights for an aggregate amount of JPY 75,086,500. As of November 30, 2025, total issued shares were 3,163,562,601, with 229,335,006 shares held in treasury.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured Autocallable Contingent Coupon Barrier Notes linked to the least performing of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and S&P 500 Index, maturing in December 2028.
The notes pay a contingent monthly coupon of at least 1.021% (equivalent to at least 12.25% per year) only if on each observation date all three indexes are at or above 75% of their initial levels. Starting in September 2026, the notes are automatically called at par plus the applicable coupon if on a call observation date all three indexes are at or above 100% of their initial levels.
If the notes are not called, principal is protected at maturity only if the least performing index is at or above 70% of its initial level; otherwise repayment is reduced 1-for-1 with the index loss and investors can lose their entire investment. The estimated value at trade date is expected to be between $946.10 and $976.10 per $1,000, below the 100% price to public, and the notes are not bank deposits or FDIC insured.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering issuer redeemable contingent coupon barrier notes linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq-100 indices, maturing December 19, 2030. The notes pay a contingent monthly coupon of at least 0.8917% (at least 10.70% per year) only when all three indices are at or above 70% of their initial levels on each observation date. If the issuer calls the notes on any optional redemption date starting December 21, 2026, investors receive principal plus any due coupon. If the notes are not redeemed and the worst-performing index finishes below 70% of its initial level at maturity, investors lose principal in line with that decline, up to a total loss. The estimated value at pricing is expected between $940.60 and $970.60 per $1,000, below the 100% issue price, reflecting fees, hedging costs and structuring margins.