Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering Senior Global Medium-Term Notes, Series A, issued as Digital Buffer Notes linked to the Class A common stock of Vertiv Holdings Co. (VRT). Each note has a $1,000 principal amount, no interest, and matures on September 3, 2027.
If Vertiv’s final stock value is at or above the buffer value of $113.75 (50% of the $227.50 initial value), investors receive $1,000 plus a fixed digital return of 16.50%, regardless of how high the stock rises. If the final value is below the buffer, repayment is $1,000 plus the stock performance beyond -50%, multiplied by a 2.00x downside leverage factor, so losses accelerate and principal can be entirely lost. The notes are unsecured obligations subject to Nomura’s credit risk, are not FDIC insured, will not be listed on any exchange, and their estimated initial value is expected to be $956.30–$986.30 per $1,000, less than the price to the public.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500, Russell 2000, and Nasdaq-100. The notes mature on August 7, 2031, unless called earlier, and are unsecured obligations subject to the credit risk of both issuers.
The notes pay a monthly contingent coupon of at least 1.00% (≥12.00% per annum) if on each observation date all three indexes are at or above 70% of their initial value. They are automatically called at par plus the coupon on any monthly call date from February 4, 2027 onward if all indexes are at or above 103% of their initial value. If not called, investors receive full principal at maturity only if the least performing index ends at or above 60% of its initial value, with no final coupon when it is between 60% and 70%. Below 60%, principal loss is 1:1 with the index decline and up to 100% may be lost.
The notes are offered at 100% of principal, with estimated initial value of $944.20–$974.20 per $1,000, reflecting fees and hedging costs, and will not be listed on any exchange, so liquidity may be limited.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500® Index, Nasdaq‑100 Index® and Russell 2000® Index, maturing on August 9, 2028, in $1,000 denominations.
The notes pay a quarterly contingent coupon of at least 3.00% (≥12.00% per annum) only if each index closes at or above 70% of its initial value on the observation date; investors may receive no coupons. Principal repayment is also contingent: if the least performing index is below its 70% barrier value at final valuation, repayment is reduced 1:1 with the decline and can fall to $0.
Nomura may redeem the notes at par plus any due coupon on quarterly dates starting November 9, 2026. The notes are unsecured, will not be listed, and carry Nomura’s credit risk. The estimated initial value is $941.60–$971.60 per $1,000, below the 100% price to public.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured Autocallable Contingent Coupon Barrier Notes due August 16, 2029 linked to the least performing of the common stocks of The Goldman Sachs Group, Inc. (GS), Morgan Stanley (MS) and Wells Fargo & Company (WFC).
The notes pay a quarterly contingent coupon of at least 3.00% (12.00% per annum) only if on each observation date the closing value of every reference asset is at least 60% of its initial value. Beginning February 16, 2027, the notes are automatically called at par plus the applicable coupon if each stock is at or above 100% of its initial value on a call observation date.
If not called, at maturity investors receive par plus the final coupon only if the least performing stock is at or above its 60% barrier value; otherwise repayment is reduced 1-for-1 with the decline in that stock, down to a total loss of principal. The estimated initial economic value is $882.40–$912.40 per $1,000, below the 100% price to public, reflecting fees, hedging costs and issuer funding. All payments are subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc., and the notes will not be listed on any exchange.
Nomura Holdings reported strong consolidated results for the first quarter of the fiscal year ending March 31, 2027, with net revenue of 686.7 billion yen (US$4.2 billion), up 19 percent quarter on quarter and 31 percent year on year. Income before income taxes was 211.5 billion yen, increasing 96 percent sequentially and 32 percent year on year, and net income attributable to shareholders was 145.6 billion yen (US$895 million), up 97 percent and 39 percent, respectively. Return on equity was 15.4 percent, compared with 2030 targets of 10 to 12 percent or more.
Pretax income from the four business divisions totaled 213.0 billion yen. Wealth Management generated net revenue of 145.4 billion yen and pretax income of 71.1 billion yen, supported by record recurring revenue metrics and a recurring revenue cost coverage ratio of 76 percent. Investment Management posted net revenue of 98.3 billion yen and pretax income of 45.0 billion yen, with assets under management at an all-time high of 156 trillion yen. Wholesale delivered record net revenue of 369.1 billion yen and pretax income of 93.3 billion yen, including Investment Banking first-quarter net revenue of 50.4 billion yen. Banking net revenue was 15.2 billion yen and pretax income 3.6 billion yen, aided by loan growth and a new deposit sweep service.
Nomura Holdings reported higher earnings for the three months ended June 30, 2026 under U.S. GAAP. Net revenue rose to ¥686.7 billion from ¥523.3 billion, while income before income taxes increased to ¥211.5 billion. Net income attributable to shareholders grew to ¥145.6 billion, with basic EPS of ¥49.90 and annualized ROE of 15.4%.
Increases were broad-based across business segments. Wealth Management, Investment Management and Wholesale all reported higher net revenue and sharply higher income before income taxes, while assets under management reached ¥156.4 trillion. Non-interest expenses increased to ¥475.2 billion, and the Other segment recorded a ¥7.0 billion pre-tax loss. The balance sheet expanded, with total assets at ¥68,224.0 billion and total equity at ¥3,993.7 billion as of June 30, 2026.
Nomura America Finance, LLC is issuing $500,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are issuer-redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, and S&P 500 Index, maturing on July 27, 2029.
The notes are offered at 100.00% of principal with a 0.75% agent’s commission, providing proceeds to the issuer of 99.25% (total $496,250). They pay a 1.15% monthly contingent coupon (13.80% per annum) only if, on each observation date, every index is at or above its contingent coupon barrier set at 75.00% of its initial level (for example NDX barrier 21,096.26 vs initial 28,128.34).
At maturity, if not redeemed early, investors receive principal plus the final coupon if the least performing index is at or above its barrier value; otherwise, repayment is reduced 1-for-1 with the index loss, down to 0% principal. The issuer may redeem the notes on specified dates from January 28, 2027. The estimated value is $979.30 per $1,000 at pricing, below the issue price, and the notes are unsecured, unlisted, and subject to Nomura’s credit risk.
Nomura America Finance, LLC is issuing $1,355,000 of unsecured senior medium-term notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices and maturing on July 29, 2031. The notes pay a contingent monthly coupon of approximately 1.0917% (13.10% per annum) only if, on each observation date, every index is at or above its specified contingent coupon barrier (70% of its initial level). The issuer may redeem the notes at its option on specified dates starting October 29, 2026 at par plus any applicable coupon. At maturity, if not redeemed, investors receive par plus the final coupon if the least performing index is at or above its contingent coupon barrier; par if it is between the barrier value (55% of initial) and the contingent coupon barrier; or a 1-to-1 loss of principal if the least performing index finishes below its barrier value, up to a 100% loss. The notes are sold at 100% of principal with a 0.40% selling commission and an estimated initial value of $985.20 per $1,000.
Nomura America Finance, LLC is issuing $8,000,000 of senior unsecured index-linked notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., under its Senior Global Medium-Term Notes, Series A program. These issuer redeemable contingent coupon barrier notes are linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Nasdaq-100 Index and are scheduled to mature on July 27, 2028, unless redeemed earlier at Nomura’s option on quarterly dates starting October 28, 2026 at par plus any applicable contingent coupon.
The notes offer a 3.75% quarterly contingent coupon (15.00% per annum) per $1,000 principal, payable only if on every scheduled trading day in the relevant observation period each index stays at or above 75.00% of its initial value. Both the contingent coupon barrier and the principal barrier are set at 75.00% of initial levels: RTY 2,205.122; SPX 5,556.23; NDX 21,341.11. If the notes are not redeemed and the least performing index finishes below its barrier, repayment is reduced 1-for-1 with the index decline, exposing holders to a loss of up to 100% of principal, even after any coupons.
The notes price at 100.00% of principal; the agent’s commission is 1.50%, yielding 98.50% in proceeds to the issuer, or $7,880,000 in aggregate. The issuer-calculated estimated value at pricing is $973.70 per $1,000, below the issue price, reflecting costs, hedging and structuring margins. The notes will not be listed, may have limited secondary liquidity, and all payments are subject to the credit risk of Nomura America Finance and Nomura Holdings.
Koike Hiroyasu, Head of Investment Management at Nomura Holdings, reported a grant/award acquisition of 245.3080 shares of common stock on July 24, 2026 at $9.8300 per share, a price converted from yen at JPY164.01 = US$1. After this award, 252.3280 shares are held indirectly in an officers' stock ownership plan, and a separate holding entry shows 114,385.0000 shares held directly, reflecting prior transfers from the plan to a brokerage account with no change in total beneficial ownership.