Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC priced US$200,000 of Senior Global Medium-Term Notes, Series A — Autocallable Contingent Coupon Barrier Notes linked to the common stock of Tesla, Inc., fully and unconditionally guaranteed by Nomura Holdings, Inc. (trade date April 14, 2026, original issue date April 16, 2026, stated maturity April 19, 2029).
The notes pay a contingent quarterly coupon of $35.00 per $1,000 (3.50% quarterly; 14.00% per annum) only if Tesla’s closing value on coupon observation dates is at or above the contingent coupon barrier ($218.52, 60.00% of the initial value $364.20). The notes are autocallable beginning on October 14, 2026 if Tesla closes at or above the call barrier ($364.20). If not called, maturity pay depends on Tesla’s final value: you receive $1,000 plus the final contingent coupon if final value is at or above the barrier value ($218.52); otherwise you receive $1,000 times the reference asset performance and may lose up to 100% of principal.
Price to public was 100.00% with agent commission 4.00% (proceeds to issuer 96.00%); the issuer’s affiliates estimated the notes’ value at $939.20 per $1,000 on the trade date, which is less than the public price.
Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50, Russell 2000 and NASDAQ-100, with a stated maturity of April 19, 2029. The notes pay quarterly contingent coupons of at least 2.60% (equivalent to 10.40% per annum) if each reference asset's closing value on a coupon observation date is at least 55.00% of its initial value. The issuer may redeem the notes in whole on or after July 20, 2026. If the least performing reference asset falls below its barrier at final valuation, investors are exposed to a loss of principal on a 1:1 basis, up to 100%.
Nomura America Finance, LLC priced issuer‑redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50®, the Russell 2000® and the S&P 500®, with expected original issue date April 20, 2026 and stated maturity April 19, 2029. Coupons are quarterly and contingent on each reference asset closing at or above a 70.00% barrier; contingent coupon rate is at least 3.325% per quarter (equivalent to 13.30% per year). Payments at maturity depend on the least performing reference asset and can result in loss of up to 100% of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura Holdings, Inc. has completed a share buyback program approved by its Board of Directors on January 30, 2026. The company repurchased 14,309,600 common shares from April 1 to April 15, 2026, for an aggregate 18,521,431,000 yen, via stock exchange purchases through a trust bank.
Under the overall program, the Board had authorized repurchases of up to 100 million shares, or 3.2% of issued shares, with a total value of up to 60 billion yen for the period from February 17 to September 30, 2026. As of April 15, 2026, Nomura had cumulatively repurchased 46,861,200 shares for 59,999,879,300 yen, effectively using the full monetary authorization and bringing this buyback program to a close.
Nomura America Finance, LLC priced an offering of Autocallable Contingent Coupon Barrier Notes linked to the Class A common stock of Palantir Technologies Inc. (PLTR) with a stated maturity of May 3, 2029.
The notes pay a contingent quarterly coupon of $47.625 per $1,000 principal (contingent coupon rate 4.7625% quarterly; 19.05% per annum), have a call barrier at 100.00% of the initial value and a coupon/barrier level at 60.00% of the initial value. Estimated value on the trade date is between $901.90 and $931.90 per $1,000 principal; original issue price is 100.00% and agent commission is up to 4.00%. The notes are unsecured and fully guaranteed by Nomura Holdings, Inc.; purchasers bear issuer and guarantor credit risk.
Nomura Holdings, Inc. has withdrawn its shelf registration statement dated May 17, 2024 covering the disposal of treasury shares for stock-based compensation. The shelf had allowed issuance of common stock for Restricted Stock Units (RSUs) and Performance Share Units (PSUs) up to a maximum of 50,000,000,000 yen.
The company has filed an extraordinary report with the Kanto Local Finance Bureau covering previously granted RSUs and PSUs, with a total issuance price of 1,470,158,179 yen. The withdrawal does not affect those granted RSUs and PSUs, meaning existing awards remain in place despite the shelf being cancelled.
Nomura Holdings, Inc. reports progress on its share repurchase program and related treasury share actions for the month from March 1 to March 31, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to ¥60,000,000,000, the company bought back 24,638,300 shares in March for a total of ¥30,180,151,350. Cumulatively, 32,551,600 shares have been repurchased for ¥41,478,448,300, representing progress of 32.6 by share count and 69.1 by amount. During the same period, Nomura canceled 75,000,000 treasury shares, totaling ¥57,665,917,500, and recorded total issued shares of 3,088,562,601 and treasury holdings of 186,846,208 shares as of March 31, 2026.
Nomura Holdings Inc. officer Akio Hori filed an initial ownership report showing his equity stake in the company. He directly holds 56,034 shares of Common Stock and indirectly holds 81.471 shares through an officers' stock ownership plan. He also holds Restricted Stock Units representing rights to receive 6,100, 3,600, and 1,900 shares of Common Stock, with exercise dates in 2026, 2027, and 2028. Each Restricted Stock Unit corresponds to one share of Common Stock and carries no separate expiration date.
Nomura Holdings officer Koike Hiroyasu filed an initial ownership report showing existing equity interests in the company. He holds Restricted Stock Units representing 10,000, 7,700 and 6,200 underlying shares of Common Stock, plus 107,729 Common shares directly and 365.643 shares indirectly through an officers' stock ownership plan. These entries reflect reported holdings rather than new market purchases or sales.
Nomura Holdings Inc. officer Tobari Akihito has reported his initial ownership position in a Form 3 filing. He holds 94,468 shares of Common Stock directly and 96.374 shares indirectly through an officers' stock ownership plan.
He also holds Restricted Stock Units that each represent the right to receive one share of Common Stock. These RSUs cover 17,100 underlying shares with an exercise date of April 1, 2026, 13,200 underlying shares with an exercise date of April 1, 2027, and 8,500 underlying shares with an exercise date of April 1, 2028. The RSUs have an exercise price of 0.0000 and no separate expiration date.