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NOMURA HOLDINGS INC SEC Filings

NMR NYSE

Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura America Finance, LLC is offering redeemable contingent-coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the S&P 500® (SPX), Russell 2000® (RTY) and the XLU ETF, have a trade date of June 11, 2026, an expected original issue date of June 16, 2026, a final valuation date of December 13, 2027, and a stated maturity of December 16, 2027.

The notes pay a contingent quarterly coupon of at least $23.13 per $1,000 when each reference asset is at or above a contingent coupon barrier equal to 60.00% of its initial value on coupon observation dates; the contingent coupon rate is 2.313% quarterly (approximately 9.25% per annum). At maturity, if the least performing reference asset is below its 60.00% barrier, principal is reduced 1:1 to that asset’s decline; investors can lose up to 100% of principal. The price to public is 100.00% with agent commission up to 0.20%.

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Rhea-AI Summary

Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the Nasdaq‑100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX), with a trade date of June 16, 2026 and an expected original issue date of June 22, 2026. Coupons are contingent quarterly payments of at least $30.00 per $1,000 (at least a 3.00% quarterly rate, equivalent to at least 12.00% per annum) payable only if each reference asset closes at or above a contingent coupon barrier equal to 70.00% of its initial value on coupon observation dates. At maturity (stated June 22, 2028) the cash settlement either returns principal plus a final contingent coupon if the least performing reference asset is at or above a 70.00% barrier, or pays $1,000 times the reference asset performance of the least performing reference asset, exposing holders to up to 100.00% principal loss. The estimated value on the trade date is between $939.30 and $969.30 per $1,000. The notes will not be listed and are unsecured obligations guaranteed by Nomura; Nomura Securities International, Inc. is distribution and calculation agent.

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Rhea-AI Summary

Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due June 14, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a quarterly contingent coupon (at least 2.9375% per quarter) only if each reference asset closes at or above a contingent coupon barrier of 55.00% of its initial value on scheduled observation dates.

Each note has a $1,000 denomination. At maturity, if the least performing reference asset is below its barrier, the cash settlement equals $1,000 plus the percentage performance of that least performing asset, exposing holders to up to 100% principal loss. The trade date is June 10, 2026 and the original issue date is expected to be June 15, 2026. The estimated model value on the trade date is stated between $955.10 and $985.10 per $1,000 principal amount; the original issue price is 100.00%.

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Rhea-AI Summary

Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings. The filing lists indirect holdings of 98,000 shares of Common Stock held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K., both described as private asset management companies, plus 881 shares held directly. A footnote explains these shares were previously omitted due to miscommunication and insufficient understanding of a new reporting requirement.

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Nomura America Finance, LLC offers callable contingent coupon index-linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $10.334 per $1,000 (1.0334% monthly; potential up to approximately 12.40% per annum) when each underlier is at or above its coupon trigger level. Payments at maturity depend on the least performing underlier (S&P 500, Russell 2000, Nasdaq-100); if that underlier is below its trigger buffer level your principal can be reduced pro rata, potentially to 0%. The issuer may redeem the notes at its option on coupon payment dates beginning September 11, 2026. The estimated value on the trade date is between $954.00 and $984.00 per $1,000 face amount.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes link to the least performing of the S&P 500®, Russell 2000® and NASDAQ‑100® and mature on September 14, 2028 (final valuation September 11, 2028).

The pricing supplement states a contingent coupon of at least 0.9083% monthly (equivalent to 10.90% per annum), contingent coupon barriers at 70.00% of initial values and barrier values at 60.00% of initial values. The estimated value range on the trade date is $948.70 to $978.70 per $1,000 principal amount; price to public is 100.00% with agent’s commission up to 0.25% and referral fees up to 0.60%. The notes do not guarantee principal and may lose up to 100% of principal if the least performing reference asset falls below its barrier.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500®, Russell 2000® and NASDAQ‑100® due December 21, 2027. The notes pay a contingent monthly coupon of at least 1.4458% (equivalent to 17.35% per annum) if each reference asset on a coupon observation date is ≥ 80.00% of its initial value. The issuer may redeem the notes in whole on or after September 21, 2026. At maturity, repayment depends on the least performing reference asset: full principal plus final coupon if ≥ 80.00%; principal only if ≥ 75.00% and < 80.00%; and pro rata loss (down to 0) if < 75.00%. The estimated value at pricing is between $955.70 and $985.70 per $1,000, which is expected to be less than the price to public.

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Rhea-AI Summary

Nomura America Finance, LLC priced US$485,000 of redeemable contingent coupon barrier notes due June 7, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of 3.20% (3.20% quarterly) when each reference asset closes at or above its contingent coupon barrier on observation dates; otherwise no coupon is payable. The notes are linked to the least performing of the EURO STOXX 50®, the Russell 2000® and the S&P 500®; principal is at risk if the least performing reference asset closes below its barrier (70% of initial value) on the final valuation date. Original issue price was 100.00% and the estimated model value on the trade date was $984.90 per $1,000.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due June 13, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon (at least 0.9167% monthly, equivalent to 11.00% per annum) only if each reference index closes at or above its 70.00% contingent coupon barrier on observation dates. At maturity the cash settlement depends on the least performing reference asset versus a 60.00% barrier; if that asset is below its barrier you may lose up to 100% of principal. Trade date is June 10, 2026 and expected original issue date is June 15, 2026. The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq‑100 (NDX), are unsecured, not FDIC insured, and will not be listed.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 532 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on June 10, 2026.