Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings reported that its subsidiary, The Nomura Trust and Banking Co., Ltd., plans to acquire shares of Alpen Co., Ltd. under a trust arrangement. The acquisition is tied to a trust agreement relating to the Impact Neutralization Trust dated December 24, 2025.
Nomura Trust and Banking intends to acquire 25,000 voting rights in Alpen, representing 6.48% of Alpen’s total voting rights, during the planned period from December 26, 2025 to January 7, 2026. The filing also reiterates Nomura’s role as a global financial services group operating through wealth management, investment management, wholesale, and banking divisions.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering $4.63 million of Autocallable Contingent Coupon Barrier Notes linked to the least performing of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and S&P 500 Index, maturing in December 2028. The notes pay a contingent monthly coupon of 1.021% (12.25% per annum) only when all three indices close at or above preset coupon barriers, and can be called early from September 2026 if all are at or above their call barriers, returning principal plus the applicable coupon. Principal repayment is protected only if, at final valuation, the worst index is at or above its 70% barrier; below that level, repayment is reduced 1-for-1 with the index loss, up to a full loss of principal. The notes are unsecured, subject to Nomura’s credit risk, are not FDIC insured, and their estimated initial value is $979.40 per $1,000, below the 100% issue price due to commissions, hedging and issuance costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured Issuer Redeemable Contingent Coupon Barrier Notes due December 29, 2028, linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Technology Sector Index. The notes are issued in $1,000 denominations and are not bank deposits or FDIC insured.
Investors may receive a contingent coupon of at least $8.875 per $1,000 (at least 0.8875% monthly, about 10.65% per year) on scheduled observation dates, but only if each index is at or above 70% of its initial level. Principal is protected only if, at maturity, the worst index is at or above 60% of its initial level; otherwise, repayment is reduced 1-for-1 with the decline and investors can lose up to 100% of principal.
Nomura can redeem the notes early on specified dates starting June 26, 2026, paying principal plus any due coupon. The estimated value on the trade date is expected to be between $942.70 and $972.70 per $1,000, which is lower than the 100% price to the public, reflecting fees, hedging costs and the issuer’s funding spread.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured issuer-redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and TOPIX indices, maturing on January 8, 2031.
The notes pay a monthly contingent coupon of at least 1.00% (at least 12.00% per year) only if on each observation date all three indices are at or above 70% of their initial value; otherwise no coupon is paid for that month and investors may receive no coupons over the life of the notes.
Unless earlier redeemed at Nomura’s option on specified dates from April 2, 2026, principal repayment depends on the final level of the worst-performing index: if it is at or above 70% of its initial value, investors receive principal plus the final coupon; if it is below 70%, repayment is reduced one-for-one with the index loss, up to a total loss of principal.
The notes are not bank deposits, are subject to Nomura’s credit risk, will not be listed on an exchange, and their initial estimated value is expected to be between $935.70 and $965.70 per $1,000 principal amount, less than the 100% price to the public.
Nomura America Finance, LLC is issuing US$1,530,000 of senior issuer redeemable contingent coupon barrier notes due December 19, 2030, linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes. The notes pay a monthly contingent coupon of 0.8917% (10.70% per annum) per $1,000 principal if, on each observation date, all three indexes are at or above 70% of their initial values. Nomura may redeem the notes at par plus any due coupon on specified monthly dates starting December 21, 2026. If the notes are not redeemed and the least performing index finishes below 70% of its initial value at maturity, investors are fully exposed to that decline and can lose up to 100% of principal. The estimated value at pricing is $973.50 per $1,000, versus a 100% price to the public, with a 0.25% selling commission and 99.75% proceeds to the issuer.
Nomura Holdings, Inc. reports that it plans to announce its operating results for the third quarter of the fiscal year ending March 31, 2026 on January 30, 2026 at 15:30 in Tokyo. Financial statements and presentation materials will be made available on the Nomura Holdings website shortly after the announcement.
The company will also host a live audio webcast of its conference call via nomura.com, scheduled for 18:30 Japan Standard Time, 09:30 Greenwich Mean Time, and 04:30 Eastern Standard Time. The report also notes that Nomura is a global financial services group serving individuals, institutions, corporates, and governments through wealth management, investment management, wholesale, and banking divisions.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, is offering callable contingent coupon index-linked notes due 2027 tied to the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices. These unsecured notes can pay monthly coupons of $11.042 per $1,000 face amount (about 1.1042% per month, up to approximately 13.25% per annum) only when each index is at or above 65% of its initial level on the relevant observation date.
If any index ever falls more than 30% below its initial level during the measurement period and finishes below its initial level at maturity, investors lose principal based on the worst-performing index and could lose their entire investment, even after prior coupons. Nomura may redeem the notes at par, plus any due coupon, on coupon payment dates from June 18, 2026 through May 20, 2027. The estimated value is expected to be between $954.30 and $984.30 per $1,000 note, below the original issue price, reflecting dealer compensation, expenses and hedging costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering US$201,000 of autocallable contingent coupon barrier notes linked to Intel Corporation common stock, maturing December 20, 2028. The notes pay a contingent coupon of $35 per $1,000 (a 3.50% quarterly rate, 14.00% per year) only if Intel’s closing price on each observation date is at or above a barrier of $22.51, which is 60% of the $37.51 initial value.
The notes can be automatically called on quarterly dates starting June 15, 2026 if Intel closes at or above the $37.51 call barrier; in that case, investors receive principal plus the applicable coupon. If the notes are not called and Intel’s final value is at or above the $22.51 barrier, investors receive $1,000 plus the final coupon per note. If the final value is below the barrier, repayment is reduced one-for-one with the stock decline, and up to 100% of principal can be lost.
The estimated value at pricing is $920.40 per $1,000, below the 100% issue price, and investors are exposed to both the performance of Intel’s stock and the credit risk of Nomura. The notes will not be listed on any exchange.
Nomura America Finance, fully guaranteed by Nomura Holdings (NYSE: NMR), is issuing $15,000,000 of Step-Down Autocallable Barrier Notes linked to the S&P 500 and Russell 2000, maturing on December 16, 2027. The notes are unsecured, pay no interest, and are not FDIC insured.
The notes are issued at 100% of principal in $1,000 denominations, with agents’ commissions of 0.45%, so proceeds to the issuer are 99.55%. The initial index levels are 6,827.41 for the S&P 500 and 2,551.457 for the Russell 2000, with barrier levels set at 70% of those values.
The notes can be automatically called if both indices are at or above their call barriers on the December 28, 2026 observation date, paying back principal plus a 9.80% call premium. If held to maturity and still above the barrier, investors receive principal plus a 19.60% premium. If the least-performing index finishes below its barrier, repayment is reduced one-for-one with the loss in that index, up to a total loss of principal. The estimated initial value is $973.30 per $1,000, reflecting embedded fees and hedging costs.
Nomura America Finance is issuing US$329,000 of senior unsecured autocallable contingent coupon barrier notes linked to Target Corporation common stock, fully and unconditionally guaranteed by Nomura Holdings. The notes pay a 2.5875% quarterly contingent coupon (10.35% per annum), or $25.875 per $1,000, when TGT closes at or above a contingent coupon barrier set at $58.54, which is 60.00% of the $97.56 initial value, and may be automatically called from the June 15, 2026 observation date if TGT is at or above the $97.56 call barrier level.
If not called, investors receive at maturity either $1,000 plus the final contingent coupon when TGT is at or above the $58.54 barrier, or $1,000 plus the stock’s percentage loss when it finishes below the barrier, which can mean losing up to 100% of principal. The notes are not principal-protected, are not FDIC insured and carry Nomura credit risk. The price to public is 100% of principal, including a 4.00% selling commission and 96.00% proceeds to the issuer, while the estimated value is $934.80 per $1,000.