Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is offering senior unsecured autocallable buffer notes linked to the S&P 500® Index, maturing in January 2028. The notes can be automatically called in January 2027 if the S&P 500 closes at or above the call barrier, paying back principal plus an 8.50% call premium per $1,000.
If not called, investors receive at maturity either a positive return or a 17.00% contingent minimum return per $1,000, provided the index finishes at or above 90.00% of its initial level of 6,977.27. Below this 10.00% buffer, losses accelerate at approximately 1.1111 times the index’s decline beyond the buffer and can reach 100% of principal.
The notes pay no interest, are unsecured obligations of Nomura America Finance with a guarantee from Nomura Holdings, and will not be listed on any exchange. The estimated value on the trade date is expected between $952.20 and $982.20 per $1,000, reflecting structuring costs and dealer compensation, and may differ from secondary market prices.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured Senior Global Medium-Term Notes, Series A, structured as autocallable contingent coupon barrier notes linked to the Russell 2000®, Nasdaq‑100® and Nikkei 225, maturing on January 21, 2031.
The notes pay a contingent quarterly coupon of at least 2.875% (11.50% per annum) per $1,000 only if each index is at or above 70% of its initial value on the relevant observation date. They are automatically called if, on or after April 15, 2026, all three indices are at or above 100% of their initial values, in which case investors receive principal plus the applicable coupon.
At maturity, if not called, investors receive principal plus the final coupon if the least performing index is at or above its 70% barrier, principal only if it is between 65% and 70%, and suffer losses 1‑for‑1 with any decline if it is below 65%, potentially losing their entire investment. The price to public is 100% of principal, with an agent’s commission of up to 1.50%, and the estimated value on the trade date is expected between $926.90 and $956.90 per $1,000. The notes will not be listed on any securities exchange.
Nomura America Finance, fully guaranteed by Nomura Holdings, is offering unsecured autocallable contingent coupon barrier notes linked to Broadcom Inc. (AVGO) stock, maturing on January 19, 2029. The notes are priced at 100% of principal, with an agent’s commission of up to 3.00% and at least 97.00% of proceeds to the issuer. Their estimated value at pricing is expected to be $922.40–$952.40 per $1,000 note.
Investors may receive a quarterly contingent coupon of at least 5.050% (about 20.20% per year) per $1,000 if AVGO’s closing value is at or above 70% of its initial value on each observation date. The notes are automatically called, returning principal plus the coupon, if AVGO is at or above 100% of its initial value on specified dates starting April 16, 2026. If not called and AVGO is at or above 70% of its initial value at final valuation, holders get $1,000 plus the final coupon; if AVGO is below 70%, repayment is reduced one‑for‑one with the stock’s decline and up to 100% of principal can be lost. The notes are not listed, their tax treatment is uncertain, and investors bear both AVGO market risk and Nomura credit risk.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering senior unsecured leveraged participation notes linked to the S&P 500® Futures Excess Return Index, maturing on January 20, 2032. The notes provide 100% principal repayment at maturity and a 161% upside participation rate on any positive index performance, based solely on the index level on the final valuation date.
The notes pay no periodic interest, are not bank deposits and are subject to Nomura credit risk. An estimated value between $950.70 and $980.70 per $1,000 principal amount is expected at pricing, reflecting fees, hedging costs and issuer funding assumptions. Key risks include exposure to equity futures (including contango and roll yield effects), limited liquidity, complex U.S. tax treatment as contingent payment debt instruments and the fact the index is excess return, not total return.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon notes linked to the S&P 500, Russell 2000 and Nasdaq-100 indexes. Each note has a $1,000 face amount and can pay a quarterly contingent coupon of $28.50 (2.85% per quarter, up to 11.40% per year) if on the observation date all three indexes are at or above 70% of their initial levels.
At maturity in 2029, if the notes have not been redeemed and each index is at or above 70% of its initial level, investors receive $1,000 per note plus any final coupon. If any index is below 70%, repayment is reduced in line with the worst-performing index, and investors can lose up to 100% of principal. Nomura may redeem the notes at par on any coupon payment date from July 21, 2026 through October 19, 2028.
The notes are unsecured obligations subject to the credit risk of Nomura America Finance, LLC and Nomura Holdings, Inc. The estimated value on the trade date is expected to be between $949.30 and $979.30 per $1,000 face amount, less than the original issue price, reflecting fees, hedging costs and structuring economics.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering leveraged participation notes linked to the S&P 500® Futures Excess Return Index, maturing in January 2032. These are senior unsecured medium-term notes that return principal at maturity plus leveraged upside if the index ends above its initial level, using a 161% upside participation rate.
If the index is flat or lower on the final valuation date, investors receive only the $1,000 principal per note and no additional return. The notes pay no periodic interest, are not FDIC insured, and will not be listed on an exchange, so liquidity may be limited. The estimated value at pricing is expected to be between $950.70 and $980.70 per $1,000, reflecting dealer compensation, hedging and structuring costs.
The reference index tracks near-term E-mini S&P 500 futures in excess-return form, so performance is affected by futures pricing, rolling effects such as contango or backwardation, and implicit financing costs, which can cause returns to differ from the S&P 500 Index itself. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes, requiring accrual of original issue discount even though no cash is paid before maturity.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing US$1,347,000 of unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq‑100, maturing on January 14, 2031.
The notes pay a monthly contingent coupon of 0.933% (about 11.20% per year) per $1,000 only if on each observation date all three indices are at or above 75% of their initial values; otherwise no coupon is paid and investors may receive no income over the life of the notes.
Principal is at full risk: if at maturity the worst index is below 70% of its initial level, repayment is reduced 1-for-1 with the decline, up to a total loss of principal. Nomura may redeem the notes early on specified dates from April 14, 2026, paying $1,000 plus any due coupon.
The notes are not bank deposits or FDIC insured, will not be listed on any exchange, and their value and repayment depend on Nomura’s creditworthiness. The estimated value at pricing is $967.10 per $1,000, below the issue price, reflecting fees, hedging and funding costs.
Nomura Holdings, Inc. reports on its share buyback and treasury share activity for the period through December 31, 2025. Under a Board authorization dated April 25, 2025 for up to 100,000,000 shares and 60,000,000,000 JPY, the company had repurchased an aggregate 66,790,900 shares for 59,999,913,930 JPY as of the end of the reporting month. This represents 66.8% of the authorized share amount and 100.0% of the authorized monetary amount. No shares were repurchased during December itself, while 9,023 treasury shares were disposed of during the month for a total of 34,748 JPY through small transactions including less-than-a-full-unit purchases and stock acquisition right exercises. As of December 31, 2025, total issued shares were 3,163,562,601 and shares held in treasury were 229,328,518.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, plans to issue autocallable contingent coupon barrier notes linked to the least performing of the S&P 500 Index and the SPDR S&P Regional Banking ETF (KRE), maturing on January 30, 2031. The notes are unsecured, not principal-protected and not insured by the FDIC or any government agency.
Investors may receive a quarterly contingent coupon of at least 2.875% of principal (at least 11.50% per year) if on each observation date both reference assets close at or above 75% of their initial value. The notes are automatically called, returning principal plus coupon, if on designated call dates starting July 27, 2026 both assets are at or above 100% of their initial value. If the notes are not called and the worst-performing asset finishes below its 75% barrier at maturity, repayment is reduced 1-for-1 with that decline, and investors can lose up to 100% of principal.
The preliminary estimated value is expected to be between $917.20 and $947.20 per $1,000, lower than the 100% issue price, reflecting structuring costs, commissions of up to 2.50% and hedging. The notes’ value and payments also depend on Nomura’s creditworthiness and on complex tax treatment, including potentially uncertain treatment of contingent coupons.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing $831,000 of unsecured Senior Global Medium-Term Notes, Series A, linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Technology Sector Index.
The notes pay a contingent coupon of $9.38 per $1,000 (0.938% monthly, about 11.25% per year) only if on each observation date all three indices are at or above 70% of their initial values. If any index is below its barrier, that month’s coupon is skipped and investors may receive no coupons over the life of the notes.
At maturity in January 2028, if the least performing index is at or above its barrier, holders receive $1,000 plus the final coupon. Otherwise, repayment is reduced 1-for-1 with the index loss, up to a 100% loss of principal. Nomura may redeem the notes early on specified dates from April 2026 at par plus any due coupon. The notes are not FDIC insured, are not exchange-listed, and their estimated value at pricing was $974.40 per $1,000, below the public offering price.