Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. reports monthly progress for its ongoing share repurchase program authorized by the Board on January 30, 2026. The authorization permits repurchasing up to 100,000,000 common shares for a total of up to JPY 60,000,000,000 during the period from February 17, 2026 to September 30, 2026, excluding the ten business days following announcement of each quarterly financial results.
As of July 31, 2026, the company had repurchased an aggregate 46,861,200 shares for a total of JPY 59,999,879,300, reflecting 46.9% of the maximum share amount and 100.0% of the maximum monetary amount. No shares were repurchased in July 2026 itself.
During July, 2,300 treasury shares were disposed of in connection with exercise of stock acquisition rights. As of July 31, 2026, total issued shares were 3,088,562,601, of which 165,591,352 were held in treasury. Treasury-share figures reflect equity compensation arrangements under the Restricted Stock Units plan, based on the contribution date of related monetary compensation claims.
Nomura America Finance, LLC is issuing Autocallable Contingent Coupon Barrier Notes due August 30, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The unsecured senior notes are linked to the least performing of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC) common stock.
The notes pay a contingent coupon of at least 2.8125% quarterly (at least 11.25% per annum), or at least $28.125 per $1,000, only if on each observation date every stock closes at or above its 60% contingent coupon barrier. The same 60% level is the principal barrier value; if at final valuation the least performing stock is below this level and the notes have not been called, repayment of principal is reduced 1-for-1 with that stock’s decline and investors may lose up to 100% of principal.
The notes are automatically called if, on specified dates from March 1, 2027 onward, all three stocks are at or above 100% of their initial value, paying principal plus the applicable coupon. Price to public is 100%, with an agent’s commission of up to 4% and proceeds to the issuer of at least 96%. The estimated value at pricing is expected between $892.50 and $922.50 per $1,000, below the issue price. The notes will not be listed on any exchange and expose investors to Nomura’s credit risk and uncertain U.S. tax treatment.
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering senior unsecured Digital Buffered Notes linked to the least-performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are part of Nomura’s Senior Global Medium-Term Notes, Series A and are issued in $1,000 denominations in U.S. dollars.
The notes mature on August 20, 2027, with a final valuation date of August 17, 2027. At maturity, investors receive a cash payment based on the worst-performing index: if its final value is at or above 80.00% of its initial value (the buffer value), the payoff is principal plus a fixed digital return of at least 8.50%. If the final value is below the buffer, repayment is reduced with a 1.25x downside leverage, and investors can lose up to their entire principal.
The price to the public is 100.00% of principal, with an agent’s commission of up to 1.00% and at least 99.00% of principal as proceeds to the issuer. The estimated value at pricing is expected to be between $960.40 and $990.40 per $1,000 note, lower than the public offering price. The notes pay no interest, are not FDIC insured, will not be listed on any exchange, and expose holders to Nomura’s credit risk and structural, market, liquidity, and tax risks described in the risk factor sections.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Nomura America Finance, LLC is issuing $650,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are issuer-redeemable contingent coupon barrier notes linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index, maturing on August 14, 2031.
Investors may receive a 3.00% quarterly contingent coupon (12.00% per annum) only if on each observation date all three indices are at or above their respective contingent coupon barriers set at 70% of initial value. At maturity, if not called, principal repayment depends on the least-performing index: full principal plus final coupon if at or above the contingent coupon barrier; principal only if between the 60% barrier value and the contingent coupon barrier; and a loss matching the index decline if below the barrier value, up to a 100% loss of principal. The estimated value at pricing is $973.60 per $1,000, below the price to public, and the notes are unsecured obligations subject to Nomura’s credit risk.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 Index (SPX) and the SPDR S&P Regional Banking ETF (KRE), maturing on August 29, 2031. The notes are senior unsecured obligations in $1,000 denominations and will not be listed on any exchange.
Investors may receive a contingent coupon of at least 2.3375% quarterly (9.35% per annum) only if on each observation date the closing value of both reference assets is at or above 70% of their initial value. The same 70% level acts as a barrier for principal at maturity. The notes are autocallable quarterly from August 26, 2027 if both assets are at or above 100% of initial value, in which case holders receive principal plus the applicable coupon.
If the notes are not called and the final value of the least performing reference asset is below its 70% barrier, the cash settlement amount is reduced 1-for-1 with the decline and investors can lose up to 100% of principal. The estimated value on the trade date is expected between $907.40 and $937.40 per $1,000, below the 100% price to public. Agent commissions are up to 3.00%, with total distribution compensation capped at 3.40% per $1,000. Investors are exposed to Nomura’s credit risk and to concentrated sector risk through KRE.
Nomura America Finance, LLC is issuing US$2,848,000 of senior unsecured Autocallable Buffer Notes linked to NVIDIA Corporation common stock, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are priced at 100.00% of principal, with agent’s commission of 1.50% and proceeds to the issuer of 98.50%. The trade date is August 7, 2026, original issue date August 12, 2026, and stated maturity date August 10, 2028, subject to market-disruption-related postponements.
The notes may be automatically called on August 23, 2027 if NVDA closes at or above the call barrier of $223.96, paying principal plus a 21.33% call premium. If not called, investors receive at maturity: principal plus the greater of a 42.66% contingent minimum return or NVDA performance when the final value is at least the initial value of $223.96; principal back if NVDA finishes between the initial value and the buffer value of $167.97 (75% of initial); or a loss with 1.3333x leveraged downside beyond a 25% decline, potentially up to 100% loss of principal. The notes pay no interest, are not FDIC-insured, carry Nomura credit risk, will not be listed on any exchange, and have an estimated value of $982.80 per $1,000 at pricing, below the issue price.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering senior unsecured leveraged buffered notes linked to the S&P 500® Index maturing on September 7, 2027. The notes are issued in $1,000 denominations and pay no interest.
At maturity, investors receive a cash payment based on S&P 500 performance: 100% upside participation, subject to a maximum return of at least 8.00%. A 30.00% buffer protects against moderate declines; if the index falls more than 30%, principal is reduced 1:1 beyond that level, with up to 70.00% loss of principal possible.
The notes are unsecured obligations of Nomura America Finance, guaranteed by Nomura, and are not FDIC insured. The estimated value at pricing is expected to be $956.60–$986.60 per $1,000, below the 100% issue price, reflecting commissions, hedging and structuring costs. The notes will not be listed and may have limited secondary market liquidity.
Nomura America Finance, LLC is issuing US$1,915,000 in issuer redeemable fixed coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, fully and unconditionally guaranteed by Nomura Holdings, Inc., under its Senior Global Medium-Term Notes, Series A program.
The notes pay a 1.0208% monthly coupon (about 12.25% per year) and may be redeemed at the issuer’s option, in whole, on monthly dates starting February 10, 2027 at par plus coupon. If not redeemed, principal repayment at the August 10, 2027 maturity depends on index performance: if no “trigger event” occurs, investors receive full principal; if a trigger event occurs and the least performing index finishes below its initial level, repayment is reduced 1-to-1 with that index’s decline, up to a total loss of principal.
A trigger event occurs if any index closes at or below its barrier value of 70% of its initial level on any trading day during the observation period. The notes are unsecured, subject to the credit risk of Nomura America Finance and Nomura, will not be listed, and carry an estimated initial value of $990.30 per $1,000 principal amount, below the 100% price to public.
Nomura America Finance, fully guaranteed by Nomura Holdings, is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500, maturing on August 16, 2029. The notes pay a quarterly contingent coupon of at least 2.9625% (11.85% per annum) only if on each observation date all three indices are at or above 70% of their initial values; otherwise no coupon is paid and investors may receive no income over the life of the notes.
At maturity, if not previously called, investors receive $1,000 per note plus the final coupon if the least performing index is at or above its 70% barrier; if it is below, principal is reduced 1‑for‑1 with the index loss, up to a 100% loss of principal. The issuer may redeem the notes at par plus any coupon on specified dates starting February 18, 2027. The estimated initial value is $947.30–$977.30 per $1,000, below the 100% issue price, reflecting fees, hedging costs and issuer funding levels. The notes are unsecured obligations, subject to Nomura’s credit risk, will not be listed on an exchange, and may have limited or illiquid secondary trading.