Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 555,897 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 148,863 Common shares directly, plus 1,000 shares held indirectly through his spouse.
Nomura Holdings Inc executive Sugiyama Go reported stock-based compensation activity involving both share acquisitions and dispositions. On April 24, 2026, 42,060 Notional Stock Units linked to Common Stock were settled in cash, with no new shares issued, and a matching 42,060 Common Stock disposition to the issuer at $8.21 per share.
On April 27, 2026, 27,800 Restricted Stock Units vested and were settled in Common Stock, each unit delivering one share. To cover tax obligations, 12,922 of these shares were withheld at $7.71 per share. After these transactions, Sugiyama holds 53,814 Common Stock shares directly. The filing reflects routine equity award vesting, tax withholding, and issuer-related dispositions rather than open-market trading.
Nomura Holdings executive Minami Naotaka reported routine equity-compensation activity involving restricted and notional stock units. On April 27, 2026, 4,000 Restricted Stock Units were exercised and settled in shares of Common Stock, increasing direct holdings to 31,065 shares after these transactions.
In connection with that vesting, 1,987 Common Stock shares were withheld at $7.71 per share to cover tax withholding obligations. On April 24, 2026, 503 Notional Stock Units and related units were settled in cash, with no shares issued, at a value based on Common Stock priced at $8.21 per share. Following these events, Minami held 2,100 Restricted Stock Units and 1,005 Notional Stock Units in addition to the Common Stock position.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.
Nomura Holdings officer Toshiyasu Iiyama reported compensation-related stock transactions involving Common Stock and equity units. On April 27, 2026, 107,300 Restricted Stock Units converted into the same number of Common shares, with 49,450 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 60,745 Notional Stock Units were settled in cash, linked to Common Stock valued at $8.21 per share, and 60,745 shares were disposed of to the issuer. After these transactions, Iiyama directly held 301,656 Common shares. No Notional Stock Units or Restricted Stock Units remain outstanding in this filing.
Nomura Holdings executive Sotaro Kato reported compensation-related stock activity involving vested awards and tax withholding. On April 27, 2026, 42,300 Restricted Stock Units vested and were settled in shares of common stock, with 22,483 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 35,736 Notional Stock Units vested and were settled entirely in cash, so no new shares were issued. Following these events, Kato directly held 62,774 shares of common stock, plus remaining balances of both Restricted Stock Units and Notional Stock Units.
Nomura Holdings Inc. executive Akihito Tobari reported routine equity compensation activity. On April 27, 2026, 17,100 Restricted Stock Units that had vested on April 1, 2026 were settled into an equal number of common shares.
To cover tax obligations on this settlement, 6,602 common shares were withheld rather than sold in the market. Following these transactions, Tobari directly holds 111,568 common shares and 21,700 remaining Restricted Stock Units. On April 24, 2026, he also acquired 73.682 common shares indirectly through an officers' stock ownership plan, bringing that indirect plan balance to 170.056 shares.