Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings reported stronger results for the nine months ended December 31, 2025 under U.S. GAAP. Net revenue rose to 1,590.5 billion yen, up 10.5% year on year, while income before income taxes increased 15.5% to 432.1 billion yen. Net income attributable to Nomura shareholders grew 7.2% to 288.2 billion yen, lifting annualized return on equity to 10.8%.
Wealth Management and Wholesale both delivered higher net revenue and double‑digit growth in pretax income, while Investment Management and Banking saw pretax earnings decline despite higher revenues due to rising expenses. Total assets reached 61,935.2 billion yen and total equity increased to 3,814.6 billion yen.
Nomura completed the acquisition of several Macquarie asset management companies for approximately 1.8 billion U.S. dollars (about 281.4 billion yen), adding 100% of their shares and making them consolidated subsidiaries. The Board also approved a share buyback program of up to 100 million shares (about 3.2% of issued shares) or 60,000 million yen between February 17 and September 30, 2026, and separately resolved to cancel 75 million shares (about 2.4% of issued shares) on March 2, 2026.
Nomura Holdings, Inc. reports that Delaware Management Company (DMC) has become a “specified subsidiary” after Nomura completed acquiring Macquarie Group’s U.S. and European public asset management business. DMC has share capital of USD 590 million and is now 100.0% owned by Nomura through 330 voting rights.
DMC, an investment management and advisory firm based in Wilmington, recorded consolidated net assets of USD 780 million and profit attributable to owners of parent of USD 123 million for the fiscal year ended March 31, 2025. DMC’s consolidated results will be included in Nomura’s consolidated results from the third quarter of the fiscal year ending March 2026.
Nomura Holdings reported solid third quarter results while stepping up capital returns and integration of a major acquisition. Net revenue for the quarter was 551.8 billion yen, up 7% from the prior quarter and 10% year on year. Income before income taxes was 135.2 billion yen, down slightly, and net income attributable to shareholders was 91.6 billion yen, 10% lower than a year ago. For the nine months to December, net revenue rose to 1,590.5 billion yen and pretax income to 432.1 billion yen, with net income up 7%.
Return on equity was 10.3%, marking a seventh straight quarter at or above the 8–10% target range. Wealth Management delivered strong growth with net revenue of 132.5 billion yen and pretax income of 58.5 billion yen, both up sharply and supported by record-high recurring and flow revenue. Investment Management posted record assets under management of 134.7 trillion yen after completing the acquisition of Macquarie’s U.S. and European public asset management business, though pretax income fell quarter on quarter due to lower investment gains and one-off acquisition costs. Wholesale and Banking also grew net revenue, with record Equities and Investment Banking revenue in Wholesale.
Nomura’s board approved a share buyback program of up to 100 million shares, or 3.2% of issued shares, with a 60 billion yen cap between February 17 and September 30, 2026, via a trust bank. Separately, the company will cancel 75 million shares, about 2.4% of issued shares, on March 2, 2026. In addition, Delaware Management Company, part of the acquired Macquarie asset management business, has become a specified subsidiary, with its consolidated results now included in Nomura’s financials.
Nomura Holdings filed a Form 6-K furnishing an English translation of its updated corporate governance report and long-term financial framework. The company targets income before income taxes of over 500 billion yen and aims to sustain return on equity (ROE) of 8 to 10 percent or higher toward 2030.
Nomura reports that its price-to-book ratio (PBR) reached 1.1 times as of December 31, 2025, and ROE improved from 5.1 percent for the fiscal year ended March 2024 to 10.0 percent for fiscal year ended March 2025 and 11.3 percent for the first half of fiscal year ended March 2026. The filing also details its board structure with eight of twelve directors serving as outside directors, diversity and human capital initiatives, sustainability governance, and compensation policies linking executive pay to performance and shareholder value.
Nomura America Finance, guaranteed by Nomura Holdings, is offering autocallable contingent coupon barrier notes linked to the least-performing of Goldman Sachs, Morgan Stanley and Wells Fargo common stock, maturing on February 15, 2029.
The notes pay a quarterly contingent coupon of at least 2.688% (10.75% per year) only if each stock is at or above 60% of its initial value on observation dates. Starting August 12, 2026, the notes are automatically called at par plus coupon if all three stocks are at or above their initial levels. If not called and the worst-performing stock finishes below 60% of its initial value at maturity, investors lose principal one-for-one and can lose their entire investment. The notes are unsecured obligations exposed to Nomura’s credit risk and will not be listed on an exchange; their estimated value at pricing is expected to be below the $1,000 issue price.
Nomura America Finance, guaranteed by Nomura Holdings, is offering unsecured Autocallable Contingent Coupon Barrier Notes linked to Intel Corporation stock, maturing on February 15, 2029. The estimated value is expected to be between $898.50 and $928.50 per $1,000 principal amount, below the 100% issue price.
The notes pay a contingent quarterly coupon of at least 4.00% (about 16.00% per year) only if Intel’s share price is at or above 60% of its initial value on each observation date. If Intel is at or above its initial value from August 12, 2026 on a call observation date, the notes are automatically redeemed at par plus coupon.
If the notes are not called and Intel’s final value on February 12, 2029 is at least 60% of the initial value, investors receive principal plus the final coupon. If the final value is below this barrier, repayment is reduced 1-for-1 with Intel’s decline, up to a 100% loss of principal and with no protection from prior coupons.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing US$2,808,000 of autocallable contingent coupon barrier notes linked to the least-performing of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and Health Care Select Sector SPDR ETF, maturing January 28, 2030.
The notes pay a monthly contingent coupon of 1.042% (about 12.50% per year) only if each reference asset is at or above 70% of its initial value on observation dates. They are automatically callable monthly from April 23, 2026 at par plus coupon if all assets are at or above 100% of initial value.
If not called and the least-performing asset finishes below 70% of its initial value, principal is reduced 1‑for‑1 with the decline, up to total loss, regardless of any prior coupons. The estimated value is $976.40 per $1,000 principal amount, below the 100% price to the public, reflecting commissions and structuring costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$1,700,000 of unsecured Senior Global Medium-Term Notes, Series A, linked to the worst performer among the S&P 500, Russell 2000 and TOPIX indices, maturing on January 8, 2031.
The notes pay a contingent coupon of 1.00% per month (12.00% per year) only when all three indices close at or above 70% of their initial levels on the scheduled observation dates; otherwise no coupon is paid and investors may go long periods with no income.
Unless redeemed early at the issuer’s option, principal repayment at maturity depends on the final level of the least performing index: if it is at or above its 70% barrier, investors receive $1,000 per note plus the final coupon; if it is below the barrier, repayment is reduced one-for-one with the index loss, up to a total loss of principal.
The notes are sold at 100% of principal, with a 0.25% selling commission and referral fees up to 0.40%; Nomura estimates the initial value at $988.40 per $1,000, reflecting structuring and hedging costs.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon index-linked notes maturing in 2031 tied to the S&P 500, Russell 2000 and Nasdaq‑100 indices. The notes pay a quarterly coupon of $27.625 per $1,000 face amount (2.7625% quarterly, up to 11.05% per year) only if the closing level of each index on a coupon observation date is at least 70% of its initial level. If the notes are not redeemed and, on the final determination date, any index is below its 70% trigger buffer level, repayment of principal is reduced in line with the worst‑performing index and investors can lose their entire investment. Nomura may redeem the notes at par, plus any due coupon, on quarterly dates from August 2026 through November 2030. The estimated value at pricing is expected to range from $944.30 to $974.30 per $1,000, below the original issue price, and investors take on Nomura credit risk.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering $2,643,000 of principal-at-risk notes linked to the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector indices. The notes pay a contingent monthly coupon of $10.834 per $1,000 (1.0834% monthly, up to about 13.00% per year) only if each index is at or above 70% of its initial level on the observation date; otherwise no coupon is paid.
At maturity in January 2029, if not called earlier, investors receive $1,000 per note only if the worst-performing index is at or above 70% of its initial level. If any index finishes below that trigger, repayment is reduced one-for-one with the worst index’s loss, down to a total loss of principal.
Nomura may redeem the notes at par plus any due coupon on monthly payment dates from April 27, 2026 through December 28, 2028. The estimated value is $986.90 per $1,000 versus a 100% issue price, net proceeds are 99.20% after a 0.80% underwriting discount, and the notes are unsecured and not FDIC insured.