Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, is offering unsecured Senior Global Medium-Term Notes, Series A, linked to the least performing of the S&P 500, Nasdaq‑100, and Russell 2000. The notes are fully and unconditionally guaranteed by Nomura Holdings.
The notes are scheduled to price on August 19, 2026, issue on August 24, 2026 and mature on August 22, 2031, with monthly coupon observation dates. Investors receive a contingent coupon of about 0.9917% per month (≈11.90% p.a.) only if on each observation date all three indices are at or above 70% of their initial value. If any index is below this level, no coupon is paid for that month, and investors may receive no coupons over the life of the notes.
At maturity, if not called, investors receive principal plus the final coupon if the least performing index is at or above its 70% contingent coupon barrier; principal only if it is between 55% and 70% of its initial value; and a 1‑for‑1 loss of principal in line with the index decline if it is below 55%, up to a total loss. The issuer may redeem the notes at par plus any due coupon on specified monthly dates starting in November 2026. The price to the public is 100% of principal, with agent’s commission up to 0.50%, and the initial estimated value is expected to be $960–$990 per $1,000. The notes will not be listed on any exchange and involve both Nomura America Finance’s and Nomura Holdings’ credit risk.
Nomura Holdings, Inc. (NMR), via Nomura America Finance, LLC, is issuing $1,966,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing August 15, 2031 and fully guaranteed by Nomura. The notes pay a 2.475% quarterly contingent coupon (9.90% per annum) only if each index closes on or above its contingent coupon barrier on the relevant observation date; otherwise no coupon is paid and investors may receive no income.
Principal repayment is conditional: if the final level of the least performing index is below its barrier value (60% of initial), investors lose principal on a 1‑for‑1 basis, up to 100% loss; if it is between the barrier and the higher contingent coupon barrier (65% of initial), investors receive only par; if at or above the contingent coupon barrier, investors receive par plus the final contingent coupon. Nomura may redeem the notes early on specified dates starting August 17, 2027, paying par plus any due coupon. The notes are sold at 100% of principal, with a 0.60% selling commission (99.40% proceeds to issuer), and have an initial estimated value of $971.90 per $1,000, below the issue price.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is issuing US$1,284,000 of senior issuer-redeemable contingent coupon barrier notes under its Global Medium-Term Notes, Series A program, fully and unconditionally guaranteed by Nomura.
The notes are linked to the least performing of the Nasdaq‑100, Russell 2000, and S&P 500. They pay a 2.9625% quarterly contingent coupon (11.85% per annum) of $29.625 per $1,000 only if, on each observation date, all indices are at or above 70.00% of their initial values; otherwise no coupon is paid for that quarter. Nomura may redeem the notes at par plus any due coupon on specified dates starting February 18, 2027.
If not redeemed, at maturity in August 2029 investors receive par plus the final coupon if the least performing index is at or above its 70% barrier; if it is below, repayment is reduced 1‑for‑1 with the index loss, down to a possible 100% principal loss. The notes are unsecured, subject to Nomura’s credit risk, will not be listed, and have an estimated initial value of $981.80 per $1,000, below the 100% issue price.
Nomura Holdings Inc submitted a Form 13F combination report as an institutional investment manager, detailing 2,655 reportable positions with an aggregate reported value of $85,358,323,156. The report covers positions where Nomura and certain subsidiaries exercise investment discretion, while Nomura Asset Management International Inc. and its subsidiaries report separately due to information barriers. The report also identifies 4 other included Nomura-affiliated managers whose positions are consolidated in this summary.
NOMURA HOLDINGS, INC. (NMR), via Nomura America Finance, LLC, is offering senior unsecured Step-Down Autocallable Barrier Notes linked to the S&P 500 Index and Russell 2000 Index, due August 17, 2028, under its Senior Global Medium-Term Notes, Series A program and fully guaranteed by Nomura.
The notes may be automatically called if on a call observation date the closing value of each index is at or above its call barrier, paying back principal plus a call premium of 10.30% in 2027 or 20.60% at maturity. If not called and the least performing index ends below its 70% barrier, repayment is reduced one-for-one with index loss, down to total loss of principal; the notes pay no interest and offer no principal protection.
The initial index levels are 7,798.99 (SPX) and 3,052.847 (RTY), with barrier values of 5,459.29 and 2,136.993. The price to public is 100% of principal; the estimated value at pricing is expected between $950.50 and $980.50 per $1,000. The minimum initial investment is $10,000, the notes will not be listed, secondary liquidity may be limited, and investors are exposed to Nomura’s credit risk and uncertain U.S. tax treatment.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering senior unsecured Autocallable Contingent Coupon Barrier Notes linked to the least-performing of the S&P 500, EURO STOXX 50 and Russell 2000, maturing on January 18, 2028 and fully guaranteed by Nomura.
The notes pay a contingent coupon of at least 2.675% quarterly (about 10.70% per annum) only if on each observation date all three indices are at or above their contingent coupon barriers set at 70% of initial levels; otherwise no coupon is paid. The notes may be automatically called beginning November 12, 2026 if all indices are at or above 100% of their initial values, in which case investors receive principal plus the applicable coupon. If held to maturity and not called, principal is protected only if the least-performing index stays at or above its 65% barrier level; below that, repayment is reduced 1-for-1 with the index loss and can result in a total loss of principal. The estimated value is between $961.40 and $991.40 per $1,000 at pricing, below the 100% issue price, and the notes are subject to Nomura’s credit risk and will not be listed on any exchange.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. These are issuer-redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on August 24, 2028.
The notes pay a contingent monthly coupon of at least 0.9167% (11.00% per annum) only if, on each observation date, every index is at or above 70% of its initial value. Both the contingent coupon barrier and the principal protection barrier are set at 70% of each index’s initial level. If the notes are not called and the worst-performing index finishes below its barrier on the final valuation date, investors receive $1,000 plus $1,000 times that index’s performance, and may lose up to 100% of principal.
The issuer may redeem the notes at its option on monthly dates starting February 24, 2027, paying $1,000 plus any due coupon. Price to public is 100% of principal, with an agent’s commission of up to 0.75% and proceeds to the issuer of at least 99.25%. The estimated economic value at pricing is expected between $948.60 and $978.60 per $1,000, below the issue price, and the notes will not be listed on any securities exchange.
Nomura Holdings Inc. (NMR), via Nomura America Finance, LLC, is offering US$685,000 of senior unsecured Autocallable Memory Coupon Barrier Notes linked to the least performing of AVGO, CRWD, PLTR and VRT, maturing on August 16, 2029 and fully guaranteed by Nomura.
The notes pay a 2.7667% monthly contingent coupon (33.20% per annum) only if each stock is at or above 50% of its initial value on the observation date; missed coupons can be paid later if the barrier is met. The notes are automatically called at par plus coupon (and any unpaid coupons) if, on monthly call dates from November 11, 2026, all stocks are at or above their 100% call barrier values.
If not called and the least performing stock finishes below its 50% barrier, investors are fully exposed to that decline on a 1‑for‑1 basis and can lose up to 100% of principal. The estimated value is $986.90 per $1,000 at pricing, below the issue price, and the notes will not be listed, limiting liquidity.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, is issuing US$2,680,000 of unsecured Autocallable Memory Coupon Barrier Notes linked to the worst performer of Broadcom, Alphabet Class A, Netflix and Vistra, maturing August 9, 2029. The notes pay a contingent monthly coupon of about 1.9167% (23.00% per year) for any observation date on which each stock closes at or above 50% of its initial value; missed coupons can be "remembered" and paid later if the condition is met.
Beginning November 6, 2026, the notes are automatically called at par plus due and previously unpaid coupons if all reference assets are at or above 100% of initial value. If not called and the worst-performing stock finishes below its 50% barrier, principal is reduced one-for-one with that decline, up to a 100% loss. The notes are not listed, are fully dependent on Nomura’s credit, and have an estimated value of $990.60 per $1,000 at pricing, below the 100% issue price.