Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering callable contingent coupon index-linked notes due 2029, linked to the S&P 500 Index, Russell 2000 Index and Nasdaq‑100 Index and fully guaranteed by Nomura Holdings, Inc.
The notes pay a monthly contingent coupon of $9.792 per $1,000 (0.9792% monthly, up to about 11.75% per year) only if on each observation date all three indices are at or above their coupon trigger levels, which are set at 70% of initial index levels. Principal is protected only down to trigger buffer levels of 60% of initial levels; if any index finishes below its trigger buffer level at maturity and the notes have not been redeemed, repayment is reduced one-for-one with the loss on the worst index, potentially to zero.
The issuer may redeem the notes at par plus any coupon on any monthly coupon payment date from November 23, 2026 through July 23, 2029. The notes are unsecured obligations subject to Nomura group credit risk. The estimated initial value is $956.50–$986.50 per $1,000, below the 100% issue price, and the notes are not expected to be listed, so liquidity may be limited.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is issuing US$500,000 of Senior Global Medium-Term Notes, Series A fully and unconditionally guaranteed by Nomura. The notes are rate-linked to the 1-Year USD SOFR ICE Swap Rate and mature on August 30, 2027.
For each $1,000 note, investors receive a fixed coupon of 9.00% ($90) at maturity only if the final swap rate is at or below 5.08% (127% of the 4.00% initial value). If the final rate is above 5.08%, no coupon is paid and principal is reduced by the interest rate performance on a 1-to-1 basis, up to a total loss of principal. The estimated value at pricing is $978 per $1,000, below the price to public, and the notes pay no periodic interest and are unsecured, unlisted obligations subject to Nomura’s credit risk.
Nomura Holdings, Inc. (NMR), through its subsidiary Nomura America Finance, LLC, is offering senior unsecured structured notes fully and unconditionally guaranteed by Nomura. The notes are Issuer Redeemable Contingent Coupon Barrier Notes linked to the worst performer of the Russell 2000 Index (RTY) and the iShares MSCI Emerging Markets ETF (EEM), maturing on August 28, 2031.
Investors receive a contingent monthly coupon of at least 1.00% (12.00% per annum) only if on each observation date both reference assets are at or above a 70% contingent coupon barrier60% barrier value; otherwise repayment is reduced one-for-one with the loss in the least performing asset, down to zero. Nomura may redeem the notes early on specified dates starting December 1, 2026, paying principal plus any due coupon. The notes are sold at 100% of principal, with up to 0.15% agent commission and up to 0.50% referral fees, and an estimated initial fair value between $951.50 and $981.50 per $1,000, below the issue price, reflecting embedded costs and hedging.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is issuing US$20,000,000 of Senior Global Medium-Term Notes, Series A, in the form of Step-Down Autocallable Barrier Notes linked to the S&P 500 Index and the Russell 2000 Index, guaranteed by Nomura Holdings, Inc.
The notes are sold at 100.00% of principal (minimum investment $10,000), with estimated fair value of $982 per $1,000 at pricing and no periodic interest. They may be automatically called if both indices are at or above specified call barriers, paying principal plus a call premium of 10.30% in 2027 or 20.60% at maturity.
If not called, principal repayment depends on the performance of the least performing index. If that index ends below its barrier value (70% of its initial level), investors lose 1% of principal for each 1% decline and can lose up to 100% of principal. The notes are unsecured obligations exposed to Nomura’s credit risk, are not FDIC insured, will not be listed on an exchange, and involve uncertain U.S. tax treatment as prepaid derivative contracts.
Nomura Holdings, Inc. (NMR), via Nomura America Finance, LLC, is issuing $30,000,000 of Senior Global Medium-Term Notes, Series A, structured as Step-Down Autocallable Barrier Notes linked to the least performing of the S&P 500 Index and Russell 2000 Index, maturing August 17, 2028.
The notes are unsecured, fully and unconditionally guaranteed by Nomura, sold at 100% of principal with an estimated initial value of $985.40 per $1,000. They may be automatically called if both indices are at or above specified barriers, paying principal plus a 10.30% call premium in 2027 or 20.60% at maturity. If not called and the least performing index finishes below 70% of its initial level, investors lose 1% of principal for each 1% decline, down to a 100% loss of principal. The notes pay no interest, are not listed on an exchange, and secondary market liquidity may be limited.
NOMURA HOLDINGS INC (NMR), via subsidiary Nomura America Finance, LLC, is offering US$250,000 of unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. These are digital buffered notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, maturing August 20, 2027.
For each $1,000 note, investors receive principal plus an 8.50% digital return at maturity if the least performing index is at or above its buffer value (80% of its initial level). Below the buffer, repayment is reduced with a 1.25x downside leverage to index losses beyond -20%, and investors can lose all principal. The initial index levels are 7,785.76 (SPX) and 3,068.415 (RTY), with buffer levels at 6,228.61 and 2,454.732 respectively.
The price to the public is 100% of principal, with a 1.00% selling commission and 99.00% proceeds to the issuer. The estimated fair value is $991.10 per $1,000. The notes pay no interest, are not FDIC insured, will not be listed on an exchange, and their value and payment depend on Nomura’s creditworthiness.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering US$681,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. The notes bear a fixed interest rate of 4.70% per annum, paid annually on August 18, 2027 and at maturity on August 18, 2028, using a 30/360 day-count basis.
The notes are unsecured obligations of the issuer and are subject to Nomura’s credit risk; they are not bank deposits and are not FDIC-insured. The issuer may redeem the notes in full on August 18, 2027; otherwise, investors receive principal plus final interest at maturity. The notes are offered at 100.00% of principal; Citigroup Global Markets Inc. acts as distribution agent, receiving a 0.20% commission, with net proceeds to the issuer of 99.80% of principal. The notes will be issued in minimum denominations of US$1,000 through DTC and are not expected to be listed on any securities exchange, and the documents highlight credit, liquidity, early redemption and tax treatment uncertainties as key risks.
Nomura Holdings, Inc. (NMR), through Nomura America Finance, LLC, is offering Step-Down Autocallable Barrier Notes linked to the S&P 500 Index and the Russell 2000 Index under its Senior Global Medium-Term Notes, Series A program. The notes are senior unsecured obligations fully and unconditionally guaranteed by Nomura and are issued in $1,000 denominations, with a minimum initial investment of $10,000. The price to public is 100% of principal, with placement agent fees up to 0.45% (≤ $4.50 per $1,000).
The notes may be automatically called if both indices are at or above specified barriers, paying principal plus a 10.30% call premium in 2027 or 20.60% in 2028. If not called, maturity payment depends on the performance of the least performing index; if its final level is below 70% of its initial value, investors lose 1% of principal for each 1% decline, down to a total loss. The estimated value at pricing is expected between $958.40 and $988.40 per $1,000, below the issue price, and the notes bear no interest and will not be listed on any exchange.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering $30,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura. These are autocallable contingent coupon barrier notes linked to the least performing of Goldman Sachs (GS), Morgan Stanley (MS), and Wells Fargo (WFC), maturing August 16, 2029.
The notes pay a 3.00% quarterly contingent coupon (12.00% per annum) per $1,000 principal only if on each observation date every reference stock is at or above its contingent coupon barrier, set at 60% of its initial value. From February 16, 2027 onward, the notes are automatically called if each stock is at or above 100% of its initial value, paying principal plus the due coupon.
If not called, and on the final valuation date the least performing stock is at or above its 60% barrier, investors receive $1,000 plus the final coupon. If it finishes below the barrier, repayment is reduced 1:1 with the stock loss, down to a total loss of principal. The estimated value is $932.50 per $1,000, below the 100% issue price; the agent’s commission is 4.00%, so issuer proceeds are 96% of principal.