Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of GE Vernova Inc. (GEV). The notes reference a 70.00% buffer, a downside leverage factor of 1.4286x, and a contingent quarterly coupon of at least 5.040% (to be set on the trade date). The notes are callable if the reference asset closes at or above 100.00% of its initial value on call observation dates beginning August 28, 2026, have a stated maturity of June 3, 2027, and pay a cash settlement at maturity that provides protection for the first 30.00% of losses but approximately 1.4286x exposure beyond that level.
Nomura America Finance, LLC offers contingent‑coupon senior notes backed by a guarantee of Nomura Holdings, Inc. The pricing supplement sets an aggregate face amount of $2,500,000 of notes with a face amount of $1,000 per note, monthly contingent coupons, an issuer early‑redemption right and final cash settlement tied to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq‑100 (NDX).
Coupons are payable monthly only if each underlier closes at or above a coupon trigger level (70% of the initial level). At maturity (or upon no early redemption) the cash settlement per $1,000 face depends on the least performing underlier return and could result in a total loss of principal; the supplement discloses an estimated value of $975.40 per $1,000 face amount on the trade date.
Nomura America Finance, LLC is offering US$25,000,000 in Senior Global Medium-Term Notes, Series A, step-down autocallable barrier notes linked to the least performing of the S&P 500® and the Russell 2000®, with a stated maturity of May 11, 2028 and automatic call observation beginning May 19, 2027.
If the notes are not called, payment at maturity per $1,000 principal equals $1,000 plus the reference asset performance of the least performing reference asset; the notes can lose up to 100% of principal. The notes are unsecured obligations guaranteed by Nomura Holdings, Inc., and their estimated value on the trade date was $981.30 per $1,000 principal amount.
Nomura America Finance, LLC is offering Digital Buffer Notes due May 25, 2027 linked to the least performing of the Nasdaq-100 Index (NDX) and the Russell 2000 Index (RTY).
Each note has a $1,000 denomination. If the least performing reference asset is at or above a buffer of 70.00% of its initial value, holders receive principal plus a 7.00% digital return. If below the buffer, holders have 1.4286x downside exposure (1/0.70), meaning losses beyond a -30.00% reference asset performance are leveraged up to a potential 100% principal loss. Trade date is May 11, 2026, original issue date expected May 14, 2026, and final valuation date is May 20, 2027. The notes are unsecured and fully guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering US$ digital buffer notes due May 25, 2027, fully guaranteed by Nomura Holdings, Inc. The notes pay a digital return of $1,000 × 7.00% if the least performing reference asset (the S&P 500 or Russell 2000) finishes at or above its buffer value; otherwise holders have amplified downside exposure via a downside leverage factor of 1/0.73 (approximately 1.3699x), which can result in a total loss of principal. Initial values are SPX 7,365.12 and RTY 2,886.772; buffer values are 73% of those levels. Notes are unsecured, not FDIC insured, sold at 100.00% of principal with agent commissions up to 1.00%, denominated in $1,000 increments and not listed.
Nomura America Finance, LLC is pricing Step-Down Autocallable Barrier Notes due May 11, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes reference the S&P 500® and Russell 2000® and carry an initial issue price of 100.00% per $1,000 denomination. The notes pay an automatic call premium of 10.90% if called on the first observation (call observation date May 21, 2027) and 21.80% if called on the final valuation date (May 8, 2028) provided each reference asset meets its call barrier. If not called, maturity payment equals $1,000 plus the performance of the least performing reference asset; investors can lose up to 100% of principal if that performance falls to -100%. Estimated model value at trade is stated between $959.50 and $989.50 per $1,000. The pricing supplement highlights significant credit, market, small-cap and tax risks and names Nomura Securities International, Inc. as calculation agent and distribution agent.
Nomura America Finance, LLC is offering contingent‑coupon, equity‑linked notes with an aggregate face amount of $2,857,000. Each $1,000 face amount pays a quarterly contingent coupon of $34.75 if each underlying index meets its coupon trigger on observation dates and pays at maturity based on the least performing underlier return. The notes may be redeemed at the issuer’s option on coupon payment dates commencing August 10, 2026. The estimated value on the trade date was $988.50 per $1,000 face amount, below the original issue price.
The notes are unsecured obligations of Nomura America Finance, LLC and are guaranteed by Nomura Holdings, Inc.; holders bear Nomura credit risk and may lose up to 100% of principal if the least performing underlier falls below specified levels. Trades: Trade date May 5, 2026; stated maturity: May 8, 2031.
Nomura America Finance, LLC is offering Step-Down Autocallable Barrier Notes due May 11, 2028 linked to the least performing of the S&P 500® and the Russell 2000®. The trade date is May 7, 2026 with an expected original issue date of May 12, 2026 and an original issue price of 100.00% per $1,000 denomination.
The notes include an automatic call feature beginning with a call observation date of May 19, 2027 (call premium 10.96% of principal if called then) and a final valuation date of May 8, 2028 (call premium at maturity 21.92% if called then). Call barrier levels are 100% of initial value for the first call observation date and 70% of initial value for the final valuation date. The estimated value at pricing is stated as between $956.10 and $986.10 per $1,000 principal amount.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.
Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.
Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.
Nomura America Finance, LLC is offering senior contingent coupon notes linked to the Dow Jones Industrial Average (INDU), the Nasdaq-100 (NDX) and the Russell 2000 (RTY). The aggregate face amount is $1,022,000 with a $1,000 face amount per note. Coupons are contingent monthly payments of $11.25 per $1,000 (1.125% monthly, 13.50% annualized potential) payable only if each underlier’s closing level on the coupon observation date is at or above a coupon trigger level equal to 70% of its initial level. If not redeemed, the cash payment at maturity per $1,000 is $1,000 if each final underlier level is at or above its 70% trigger buffer; otherwise the maturity amount equals $1,000 plus $1,000 times the least performing underlier return, meaning investors may lose up to 100% of principal. The issuer may redeem on coupon payment dates from August 4, 2026 through April 4, 2028. The estimated value at trade date was $988.00 per $1,000, less than issue price. The notes are unsecured and subject to Nomura’s credit risk; detailed risks and mechanics appear in the pricing supplement.